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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
-2.85%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$2.59B
AUM Growth
-$26.7M
Cap. Flow
+$66.7M
Cap. Flow %
2.58%
Top 10 Hldgs %
19.41%
Holding
1,082
New
78
Increased
496
Reduced
373
Closed
76

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$9.66M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$9.18M
3
FIXD icon
First Trust Smith Opportunistic Fixed Income ETF
FIXD
+$8.8M
4
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$7.69M
5
BUFR icon
FT Vest Fund of Buffer ETFs
BUFR
+$6.11M

Top Sells

Rank Stock Value
1
IFV icon
First Trust Dorsey Wright International Focus 5 ETF
IFV
+$19.3M
2
STIP icon
iShares 0-5 Year TIPS Bond ETF
STIP
+$12.1M
3
PIZ icon
Invesco Dorsey Wright Developed Markets Momentum ETF
PIZ
+$9.54M
4
PIE icon
Invesco Dorsey Wright Emerging Markets Momentum ETF
PIE
+$9.45M
5
VTIP icon
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
+$7.73M

Sector Composition

Rank Sector Weight
1 Technology 13.76%
2 Financials 6.88%
3 Healthcare 5.36%
4 Industrials 4.66%
5 Consumer Staples 4.25%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
XLY icon
376
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$21.9B
$1.26M 0.05%
15,634
+8,060
+106% +$681K
ORLY icon
377
O'Reilly Automotive
ORLY
$75.6B
$1.25M 0.05%
20,685
+75
+0.4% +$4.7K
FDT icon
378
First Trust Developed Markets ex-US AlphaDEX Fund
FDT
$1.25B
$1.22M 0.05%
+24,276
New +$1.27M
BSJR icon
379
Invesco BulletShares 2027 High Yield Corporate Bond ETF
BSJR
$856M
$1.22M 0.05%
56,845
+1,306
+2% +$28.2K
WM icon
380
Waste Management
WM
$96.1B
$1.21M 0.05%
7,954
+1,086
+16% +$176K
AZN icon
381
AstraZeneca
AZN
$267B
$1.21M 0.05%
8,951
+1,116
+14% +$152K
VOE icon
382
Vanguard Mid-Cap Value ETF
VOE
$24.1B
$1.21M 0.05%
9,228
-259
-3% -$35.9K
OILK icon
383
ProShares K-1 Free Crude Oil Strategy ETF
OILK
$200M
$1.21M 0.05%
+24,322
New +$1.13M
CF icon
384
CF Industries
CF
$18.9B
$1.21M 0.05%
14,115
+115
+0.8% +$9.09K
SLB icon
385
SLB Ltd
SLB
$74.2B
$1.2M 0.05%
20,548
+1,248
+6% +$72.4K
ENB icon
386
Enbridge
ENB
$121B
$1.19M 0.05%
35,893
+12,318
+52% +$437K
FXO icon
387
First Trust Financials AlphaDEX Fund
FXO
$1.15B
$1.19M 0.05%
31,393
-4,516
-13% -$178K
CCJ icon
388
Cameco
CCJ
$37.9B
$1.18M 0.05%
29,799
+4,296
+17% +$152K
BRO icon
389
Brown & Brown
BRO
$25B
$1.18M 0.05%
16,835
-818
-5% -$58.3K
XBIL icon
390
US Treasury 6 Month Bill ETF
XBIL
$740M
$1.17M 0.05%
+23,400
New +$1.17M
BSCR icon
391
Invesco BulletShares 2027 Corporate Bond ETF
BSCR
$4.58B
$1.16M 0.04%
62,021
+2,644
+4% +$50.1K
AEP icon
392
American Electric Power
AEP
$72.4B
$1.16M 0.04%
15,434
+3,185
+26% +$259K
IGM icon
393
iShares Expanded Tech Sector ETF
IGM
$9.78B
$1.16M 0.04%
18,174
+7,284
+67% +$480K
BXMX
394
DELISTED
Nuveen S&P 500 Buy-Write Income Fund
BXMX
$1.15M 0.04%
91,091
+10,768
+13% +$142K
RWL icon
395
Invesco S&P 500 Revenue ETF
RWL
$9.67B
$1.15M 0.04%
14,729
+11,675
+382% +$941K
IAU icon
396
iShares Gold Trust
IAU
$62.5B
$1.14M 0.04%
32,695
-24,378
-43% -$890K
GE icon
397
GE Aerospace
GE
$377B
$1.14M 0.04%
12,892
-241
-2% -$21.7K
DIVO icon
398
Amplify CWP Enhanced Dividend Income ETF
DIVO
$7.55B
$1.13M 0.04%
32,424
+1,722
+6% +$61.9K
DLTR icon
399
Dollar Tree
DLTR
$24.4B
$1.12M 0.04%
10,537
+50
+0.5% +$6.7K
OKTA icon
400
Okta
OKTA
$23.7B
$1.12M 0.04%
13,717
+73
+0.5% +$5.54K
14 15
16
17 18

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AMH
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EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
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CIA
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PS
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PFA
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RBI
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Prospera Financial Services's Q3 2023 Portfolio in Review

As of Q3 2023, Prospera Financial Services held 1,082 positions worth $2.59B, down 1% from $2.61B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Prospera Financial Services's Q3 2023 filing shows 78 new, 496 increased, 373 reduced and 76 closed positions. Its largest new stake was Vale: 339,367 shares worth $4.55M. The largest sale was First Trust Dorsey Wright International Focus 5 ETF, an estimated $19.3M.

By sector, the portfolio is most concentrated in Technology at 14% of assets, down from 15% a quarter earlier, followed by Financials and Healthcare.

  • Prospera Financial Services's largest Q3 2023 buy was Vale: 339,367 shares worth $4.55M.
  • Prospera Financial Services added most to iShares Core S&P 500 ETF in Q3 2023, an estimated $9.66M increase.
  • Prospera Financial Services's biggest Q3 2023 reduction was First Trust Dorsey Wright International Focus 5 ETF, cutting an estimated $19.3M.
  • Prospera Financial Services fully exited State Street SPDR FTSE International Government Inflation-Protected Bond ETF in Q3 2023, selling an estimated $6.03M.
  • Prospera Financial Services's ten largest holdings make up 19% of its $2.59B portfolio in Q3 2023.
  • Prospera Financial Services opened 78 new positions and closed 76 in Q3 2023.
  • Prospera Financial Services's portfolio value fell 1% quarter-over-quarter to $2.59B.

Based on Prospera Financial Services's 13F filing for Q3 2023, filed 13 Nov 2023.