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PFS
Prospera Financial Services Portfolio holdings
AUM
$6.89B
1-Year Est. Return
37.41%
This Fund
S&P 500
This Quarter
Est. Return
-13.11%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$942M
AUM Growth
-$356M
(-27%)
Cap. Flow
-$167M
Cap. Flow
% of AUM
-17.72%
Top 10 Holdings %
Top 10 Hldgs %
30.97%
Holding
651
New
56
Increased
213
Reduced
222
Closed
142
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
DWFI
SPDR Dorsey Wright Fixed Income Allocation ETF
DWFI
|
+$29.8M |
| 2 |
iShares 1-3 Year Treasury Bond ETF
SHY
|
+$20.5M |
| 3 |
iShares Core US Aggregate Bond ETF
AGG
|
+$11.8M |
| 4 |
Advanced Micro Devices
AMD
|
+$5.54M |
| 5 |
United States Oil Fund
USO
|
+$4.9M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
First Trust Dorsey Wright Focus 5 ETF
FV
|
+$74M |
| 2 |
Invesco S&P 500 Low Volatility ETF
SPLV
|
+$26.4M |
| 3 |
Invesco Dorsey Wright Momentum ETF
PDP
|
+$25.5M |
| 4 |
Vulcan Materials
VMC
|
+$6.18M |
| 5 |
Danaher
DHR
|
+$4.96M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 10.54% |
| 2 | Financials | 7.17% |
| 3 | Healthcare | 6.32% |
| 4 | Consumer Staples | 4.89% |
| 5 | Consumer Discretionary | 4.2% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
HDV
376
iShares Core High Dividend ETF
HDV
$14.7B
| $324K | 0.03% |
22,610
-6,530
| -22% | -$115K |
|
377
iShares Expanded Tech Sector ETF
IGM
$9.57B
| $323K | 0.03% |
9,162
-1,764
| -16% | -$70.7K |
|
378
Republic Services
RSG
$67.4B
| $323K | 0.03% |
4,309
-33
| -0.8% | -$2.98K |
|
379
Southwest Airlines
LUV
$21.7B
| $320K | 0.03% |
8,993
-904
| -9% | -$44.8K |
|
380
Xylem
XYL
$28.5B
| $320K | 0.03% |
4,917
+148
| +3% | +$11.7K |
|
381
CME Group
CME
$95.4B
| $319K | 0.03% |
1,848
+689
| +59% | +$137K |
|
382
Schwab US Broad Market ETF
SCHB
$42.3B
| $318K | 0.03% |
31,572
+6,942
| +28% | +$84K |
|
383
Consolidated Edison
ED
$41.4B
| $315K | 0.03% |
4,039
-447
| -10% | -$39.2K |
|
384
First Trust Municipal High Income ETF
FMHI
$991M
| $315K | 0.03% |
6,407
-1,200
| -16% | -$63.7K |
|
385
Ascendis Pharma A/S
ASND
$16.5B
| $310K | 0.03% |
2,755
-527
| -16% | -$68.5K |
|
|
CARO
386
DELISTED
Carolina Financial Corp.
CARO
| $310K | 0.03% |
+11,991
| New | +$418K |
|
387
American Express
AXP
$224B
| $309K | 0.03% |
3,607
+572
| +19% | +$66.6K |
|
388
Salesforce
CRM
$154B
| $308K | 0.03% |
2,139
-51
| -2% | -$8.74K |
|
389
Royal Bank of Canada
RY
$287B
| $308K | 0.03% |
5,004
+454
| +10% | +$33.7K |
|
|
RFUN
390
DELISTED
RiverFront Dynamic Unconstrained Income
RFUN
| $308K | 0.03% |
13,161
-2,548
| -16% | -$63.2K |
|
|
XYZ
391
Block Inc
XYZ
$48.9B
| $307K | 0.03% |
5,858
-11,444
| -66% | -$783K |
|
392
Enbridge
ENB
$120B
| $306K | 0.03% |
10,531
-965
| -8% | -$35.8K |
|
393
AstraZeneca
AZN
$269B
| $303K | 0.03% |
3,398
-17
| -0.5% | -$1.6K |
|
394
First Trust RiverFront Dynamic Emerging Markets ETF
RFEM
$75.3M
| $299K | 0.03% |
6,234
-859
| -12% | -$50.9K |
|
395
iShares MSCI USA Momentum Factor ETF
MTUM
$23.6B
| $298K | 0.03% |
2,798
-11,595
| -81% | -$1.43M |
|
396
Prudential Financial
PRU
$42.6B
| $297K | 0.03% |
5,691
+110
| +2% | +$8.74K |
|
|
PARA
397
DELISTED
Paramount Global Class B
PARA
| $296K | 0.03% |
21,096
+4,296
| +26% | +$123K |
|
398
GSK
GSK
$107B
| $293K | 0.03% |
6,177
-1,033
| -14% | -$55.1K |
|
399
Invesco Equal Weight 0-30 Year Treasury ETF
GOVI
$1.22B
| $291K | 0.03% |
7,381
-464
| -6% | -$17K |
|
400
Travelers Companies
TRV
$81.1B
| $291K | 0.03% |
2,929
+126
| +4% | +$15.7K |
|
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Prospera Financial Services's Q1 2020 Portfolio in Review
As of Q1 2020, Prospera Financial Services held 651 positions worth $942M, down 27% from $1.3B the previous quarter. Its ten largest holdings account for 31% of the portfolio.
Prospera Financial Services withdrew a net $167M in Q1 2020, closing 142 positions and reducing 222 holdings. Its most notable exit was Vulcan Materials, an estimated $6.18M position sold in full.
By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 9.7% a quarter earlier, followed by Financials and Healthcare.
Against the trend, Prospera Financial Services opened a new position in United States Oil Fund worth $2.14M.
- Prospera Financial Services's largest Q1 2020 buy was United States Oil Fund: 63,650 shares worth $2.14M.
- Prospera Financial Services added most to SPDR Dorsey Wright Fixed Income Allocation ETF in Q1 2020, an estimated $29.8M increase.
- Prospera Financial Services's biggest Q1 2020 reduction was First Trust Dorsey Wright Focus 5 ETF, cutting an estimated $74M.
- Prospera Financial Services fully exited Vulcan Materials in Q1 2020, selling an estimated $6.18M.
- Prospera Financial Services's ten largest holdings make up 31% of its $942M portfolio in Q1 2020.
- Prospera Financial Services opened 56 new positions and closed 142 in Q1 2020.
- Prospera Financial Services's portfolio value fell 27% quarter-over-quarter to $942M.
Based on Prospera Financial Services's 13F filing for Q1 2020, filed 15 May 2020.