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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+7.01%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$1.3B
AUM Growth
+$324M
Cap. Flow
+$255M
Cap. Flow %
19.66%
Top 10 Hldgs %
32.35%
Holding
639
New
97
Increased
312
Reduced
159
Closed
44

Top Buys

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$10.9M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$8.37M
3
AAPL icon
Apple
AAPL
+$6.76M
4
MA icon
Mastercard
MA
+$6.52M
5
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$5.95M

Top Sells

Rank Stock Value
1
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$5.23M
2
BSJJ
Invesco BulletShares 2019 High Yield Corporate Bond ETF
BSJJ
+$2.67M
3
IYF icon
iShares US Financials ETF
IYF
+$2.53M
4
FE icon
FirstEnergy
FE
+$2.34M
5
YUM icon
Yum! Brands
YUM
+$1.96M

Sector Composition

Rank Sector Weight
1 Technology 9.71%
2 Financials 7.64%
3 Healthcare 5.13%
4 Industrials 4.37%
5 Consumer Staples 4.1%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LUV icon
376
Southwest Airlines
LUV
$22.1B
$534K 0.04%
9,897
-144
-1% -$7.99K
EWJ icon
377
iShares MSCI Japan ETF
EWJ
$21.7B
$526K 0.04%
8,879
-872
-9% -$51.4K
PRU icon
378
Prudential Financial
PRU
$41.7B
$523K 0.04%
5,581
-221
-4% -$20.3K
CBSH icon
379
Commerce Bancshares
CBSH
$8.5B
$522K 0.04%
+10,301
New +$481K
REZ icon
380
iShares Residential and Multisector Real Estate ETF
REZ
$914M
$522K 0.04%
6,925
-850
-11% -$65.9K
DGRW icon
381
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
$16.6B
$516K 0.04%
10,652
+759
+8% +$35.4K
CART
382
DELISTED
Carolina Trust BancShares
CART
$514K 0.04%
39,357
– –
VTWO icon
383
Vanguard Russell 2000 ETF
VTWO
$17.3B
$499K 0.04%
+7,496
New +$476K
BR icon
384
Broadridge
BR
$17.2B
$493K 0.04%
+3,988
New +$488K
REM icon
385
iShares Mortgage Real Estate ETF
REM
$542M
$481K 0.04%
10,806
+253
+2% +$11K
SPYG icon
386
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
$50.7B
$477K 0.04%
11,383
-732
-6% -$29.3K
FEMB icon
387
First Trust Emerging Markets Local Currency Bond ETF
FEMB
$354M
$476K 0.04%
12,182
+2,169
+22% +$83.3K
BF.B icon
388
Brown-Forman Class B
BF.B
$12B
$474K 0.04%
7,017
+3,020
+76% +$196K
ORCL icon
389
Oracle
ORCL
$331B
$471K 0.04%
8,883
+304
+4% +$16.7K
IYG icon
390
iShares US Financial Services ETF
IYG
$2.13B
$470K 0.04%
+9,291
New +$446K
TTD icon
391
Trade Desk
TTD
$8.13B
$467K 0.04%
+17,990
New +$405K
SPGI icon
392
S&P Global
SPGI
$126B
$464K 0.04%
1,700
+769
+83% +$200K
CODI icon
393
Compass Diversified
CODI
$755M
$462K 0.04%
18,568
+57
+0.3% +$1.26K
RFEM icon
394
First Trust RiverFront Dynamic Emerging Markets ETF
RFEM
$77.5M
$459K 0.04%
7,093
-2,082
-23% -$127K
KMB icon
395
Kimberly-Clark
KMB
$36.4B
$458K 0.04%
3,329
-108
-3% -$14.6K
ASND icon
396
Ascendis Pharma A/S
ASND
$16.7B
$457K 0.04%
+3,282
New +$365K
ENB icon
397
Enbridge
ENB
$124B
$457K 0.04%
11,496
+506
+5% +$18.9K
NGG icon
398
National Grid
NGG
$82.7B
$454K 0.04%
8,195
-1,035
-11% -$53.2K
FXN icon
399
First Trust Energy AlphaDEX Fund
FXN
$398M
$453K 0.03%
42,849
+39
+0.1% +$376
EFV icon
400
iShares MSCI EAFE Value ETF
EFV
$27.6B
$450K 0.03%
9,012
+1,645
+22% +$80.6K
14 15
16
17 18

Similar funds

AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q4 2019 Portfolio in Review

As of Q4 2019, Prospera Financial Services held 639 positions worth $1.3B, up 33% from $974M the previous quarter. Its ten largest holdings account for 32% of the portfolio.

Prospera Financial Services deployed $255M of net new capital in Q4 2019, opening 97 new positions and adding to 312 existing holdings. Its largest new stake was Danaher: 36,420 shares worth $4.96M.

By sector, the portfolio is most concentrated in Technology at 9.7% of assets, up from 6.7% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Invesco S&P 500 Low Volatility ETF, an estimated $5.23M trimmed.

  • Prospera Financial Services's largest Q4 2019 buy was Danaher: 36,420 shares worth $4.96M.
  • Prospera Financial Services added most to Microsoft in Q4 2019, an estimated $10.9M increase.
  • Prospera Financial Services's biggest Q4 2019 reduction was Invesco S&P 500 Low Volatility ETF, cutting an estimated $5.23M.
  • Prospera Financial Services fully exited Invesco BulletShares 2019 High Yield Corporate Bond ETF in Q4 2019, selling an estimated $2.67M.
  • Prospera Financial Services's ten largest holdings make up 32% of its $1.3B portfolio in Q4 2019.
  • Prospera Financial Services opened 97 new positions and closed 44 in Q4 2019.
  • Prospera Financial Services's portfolio value rose 33% quarter-over-quarter to $1.3B.

Based on Prospera Financial Services's 13F filing for Q4 2019, filed 12 Feb 2020.