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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+1.9%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$974M
AUM Growth
+$82.9M
Cap. Flow
+$78.7M
Cap. Flow %
8.08%
Top 10 Hldgs %
37.28%
Holding
577
New
62
Increased
280
Reduced
175
Closed
35

Top Buys

Rank Stock Value
1
BX icon
Blackstone
BX
+$22.3M
2
BIV icon
Vanguard Intermediate-Term Bond ETF
BIV
+$3.19M
3
GLD icon
SPDR Gold Trust
GLD
+$2.83M
4
APO icon
Apollo Global Management
APO
+$2.78M
5
FVD icon
First Trust Value Line Dividend Fund
FVD
+$2.49M

Top Sells

Rank Stock Value
1
DVY icon
iShares Select Dividend ETF
DVY
+$2.34M
2
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$1.96M
3
CMI icon
Cummins
CMI
+$1.8M
4
DIS icon
Walt Disney
DIS
+$1.67M
5
IUSV icon
iShares Core S&P US Value ETF
IUSV
+$1.28M

Sector Composition

Rank Sector Weight
1 Financials 6.81%
2 Technology 6.66%
3 Industrials 3.57%
4 Consumer Discretionary 3.34%
5 Healthcare 3.12%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FEMB icon
376
First Trust Emerging Markets Local Currency Bond ETF
FEMB
$354M
$381K 0.04%
10,013
+237
+2% +$9.16K
PUI icon
377
Invesco Dorsey Wright Utilities Momentum ETF
PUI
$56.8M
$381K 0.04%
10,888
-922
-8% -$31K
FMHI icon
378
First Trust Municipal High Income ETF
FMHI
$980M
$380K 0.04%
7,137
+169
+2% +$8.96K
FXG icon
379
First Trust Consumer Staples AlphaDEX Fund
FXG
$231M
$379K 0.04%
7,847
+717
+10% +$33.6K
EMR icon
380
Emerson Electric
EMR
$82.9B
$377K 0.04%
5,644
+850
+18% +$53.4K
RSG icon
381
Republic Services
RSG
$66.7B
$376K 0.04%
4,341
+2
+0% +$176
HAS icon
382
Hasbro
HAS
$12.6B
$373K 0.04%
3,144
+704
+29% +$80.2K
UL icon
383
Unilever
UL
$131B
$372K 0.04%
5,495
+3
+0.1% +$208
STIP icon
384
iShares 0-5 Year TIPS Bond ETF
STIP
$15.8B
$371K 0.04%
3,704
+246
+7% +$24.6K
RFAP
385
DELISTED
First Trust RiverFront Dynamic Asia Pacific ETF
RFAP
$370K 0.04%
7,367
-6,431
-47% -$319K
RY icon
386
Royal Bank of Canada
RY
$291B
$369K 0.04%
+4,550
New +$355K
CMI icon
387
Cummins
CMI
$91.7B
$367K 0.04%
2,259
-11,227
-83% -$1.8M
CODI icon
388
Compass Diversified
CODI
$755M
$365K 0.04%
18,511
+8,411
+83% +$161K
CCI icon
389
Crown Castle
CCI
$32.7B
$363K 0.04%
2,610
+62
+2% +$8.57K
VLO icon
390
Valero Energy
VLO
$89.8B
$361K 0.04%
4,238
+1,115
+36% +$90.1K
DGRO icon
391
iShares Core Dividend Growth ETF
DGRO
$42.6B
$360K 0.04%
+9,197
New +$354K
AXP icon
392
American Express
AXP
$223B
$359K 0.04%
3,038
-311
-9% -$38.1K
GOVI icon
393
Invesco Equal Weight 0-30 Year Treasury ETF
GOVI
$1.22B
$358K 0.04%
10,070
+2,150
+27% +$75.3K
TSCO icon
394
Tractor Supply
TSCO
$16.3B
$355K 0.04%
19,600
+3,585
+22% +$74.3K
IDV icon
395
iShares International Select Dividend ETF
IDV
$8.25B
$352K 0.04%
11,445
-7,529
-40% -$227K
JNK icon
396
State Street SPDR Bloomberg High Yield Bond ETF
JNK
$7.24B
$352K 0.04%
3,233
+32
+1% +$3.47K
ADBE icon
397
Adobe
ADBE
$89.5B
$350K 0.04%
1,268
+85
+7% +$24.8K
EFV icon
398
iShares MSCI EAFE Value ETF
EFV
$27.6B
$349K 0.04%
+7,367
New +$343K
DLR icon
399
Digital Realty Trust
DLR
$73.7B
$342K 0.04%
+2,638
New +$321K
BDX icon
400
Becton Dickinson
BDX
$43.1B
$341K 0.04%
1,384
-342
-20% -$84.4K
14 15
16
17 18

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AG
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AMH
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EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
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PS
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PFA
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RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q3 2019 Portfolio in Review

As of Q3 2019, Prospera Financial Services held 577 positions worth $974M, up 9.3% from $891M the previous quarter. Its ten largest holdings account for 37% of the portfolio.

Prospera Financial Services deployed $78.7M of net new capital in Q3 2019, opening 62 new positions and adding to 280 existing holdings. Its largest new stake was lululemon athletica: 10,689 shares worth $2.06M.

By sector, the portfolio is most concentrated in Financials at 6.8% of assets, up from 3.8% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was iShares Select Dividend ETF, an estimated $2.34M trimmed.

  • Prospera Financial Services's largest Q3 2019 buy was lululemon athletica: 10,689 shares worth $2.06M.
  • Prospera Financial Services added most to Blackstone in Q3 2019, an estimated $22.3M increase.
  • Prospera Financial Services's biggest Q3 2019 reduction was iShares Select Dividend ETF, cutting an estimated $2.34M.
  • Prospera Financial Services fully exited CyrusOne Inc Common Stock in Q3 2019, selling an estimated $602K.
  • Prospera Financial Services's ten largest holdings make up 37% of its $974M portfolio in Q3 2019.
  • Prospera Financial Services opened 62 new positions and closed 35 in Q3 2019.
  • Prospera Financial Services's portfolio value rose 9.3% quarter-over-quarter to $974M.

Based on Prospera Financial Services's 13F filing for Q3 2019, filed 22 Oct 2019.