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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+12.65%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$304M
AUM Growth
-$192M
Cap. Flow
-$223M
Cap. Flow %
-73.34%
Top 10 Hldgs %
18.04%
Holding
474
New
81
Increased
193
Reduced
38
Closed
153

Top Buys

Rank Stock Value
1
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$4.81M
2
XLI icon
State Street Industrial Select Sector SPDR ETF
XLI
+$3.69M
3
XLK icon
State Street Technology Select Sector SPDR ETF
XLK
+$3.6M
4
IVV icon
iShares Core S&P 500 ETF
IVV
+$2.72M
5
CAT icon
Caterpillar
CAT
+$2.67M

Top Sells

Rank Stock Value
1
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$56.8M
2
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$21.9M
3
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$19.9M
4
DWFI
SPDR Dorsey Wright Fixed Income Allocation ETF
DWFI
+$19.5M
5
AAPL icon
Apple
AAPL
+$11.8M

Sector Composition

Rank Sector Weight
1 Industrials 9.72%
2 Consumer Discretionary 8.22%
3 Healthcare 6.15%
4 Technology 5.24%
5 Communication Services 5.14%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IFV icon
376
First Trust Dorsey Wright International Focus 5 ETF
IFV
$226M
– –
-206,634
Closed -$3.7M
IJR icon
377
iShares Core S&P Small-Cap ETF
IJR
$109B
– –
-20,830
Closed -$1.45M
INTC icon
378
Intel
INTC
$466B
– –
-39,950
Closed -$1.88M
ITA icon
379
iShares US Aerospace & Defense ETF
ITA
$14.2B
– –
-7,488
Closed -$647K
ITOT icon
380
iShares Core S&P Total US Stock Market ETF
ITOT
$93.2B
– –
-6,640
Closed -$377K
IWF icon
381
iShares Russell 1000 Growth ETF
IWF
$120B
– –
-27,340
Closed -$896K
IWM icon
382
iShares Russell 2000 ETF
IWM
$79.8B
– –
-8,424
Closed -$1.13M
IWO icon
383
iShares Russell 2000 Growth ETF
IWO
$14.3B
– –
-1,600
Closed -$272K
IWX icon
384
iShares Russell Top 200 Value ETF
IWX
$4.03B
– –
-5,760
Closed -$279K
IWY icon
385
iShares Russell Top 200 Growth ETF
IWY
$15.8B
– –
-5,647
Closed -$408K
IYF icon
386
iShares US Financials ETF
IYF
$4.39B
– –
-10,776
Closed -$576K
IYH icon
387
iShares US Healthcare ETF
IYH
$3.11B
– –
-88,710
Closed -$3.21M
JNJ icon
388
Johnson & Johnson
JNJ
$635B
– –
-16,103
Closed -$2.08M
JPM icon
389
JPMorgan Chase
JPM
$939B
– –
-29,210
Closed -$2.88M
KMB icon
390
Kimberly-Clark
KMB
$36.4B
– –
-2,562
Closed -$292K
LIT icon
391
Global X Lithium & Battery Tech ETF
LIT
$1.49B
– –
-8,593
Closed -$232K
LQD icon
392
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$34.3B
– –
-2,704
Closed -$306K
LYB icon
393
LyondellBasell Industries
LYB
$19.5B
– –
-3,197
Closed -$276K
MCHP icon
394
Microchip Technology
MCHP
$42.8B
– –
-7,484
Closed -$259K
MET icon
395
MetLife
MET
$61B
– –
-37,916
Closed -$1.56M
MGK icon
396
Vanguard Mega Cap Growth ETF
MGK
$31.9B
– –
-16,420
Closed -$351K
MKC icon
397
McCormick & Company Non-Voting
MKC
$13.4B
– –
-3,102
Closed -$216K
MSFT icon
398
Microsoft
MSFT
$2.84T
– –
-35,801
Closed -$3.64M
MTUM icon
399
iShares MSCI USA Momentum Factor ETF
MTUM
$25.6B
– –
-5,754
Closed -$577K
NEE icon
400
NextEra Energy
NEE
$187B
– –
-16,012
Closed -$693K
14 15
16
17 18

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EDRH
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GAM
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CIA
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PFA
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RBI
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Prospera Financial Services's Q1 2019 Portfolio in Review

As of Q1 2019, Prospera Financial Services held 474 positions worth $304M, down 39% from $496M the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Prospera Financial Services withdrew a net $223M in Q1 2019, closing 153 positions and reducing 38 holdings. Its most notable exit was First Trust Dorsey Wright Focus 5 ETF, an estimated $56.8M position sold in full.

By sector, the portfolio is most concentrated in Industrials at 9.7% of assets, up from 3.4% a quarter earlier, followed by Consumer Discretionary and Healthcare.

Against the trend, Prospera Financial Services opened a new position in Triton International Limited worth $1.79M.

  • Prospera Financial Services's largest Q1 2019 buy was Triton International Limited: 56,190 shares worth $1.79M.
  • Prospera Financial Services added most to Invesco S&P 500 Equal Weight ETF in Q1 2019, an estimated $4.81M increase.
  • Prospera Financial Services's biggest Q1 2019 reduction was State Street Consumer Staples Select Sector SPDR ETF, cutting an estimated $1.15M.
  • Prospera Financial Services fully exited First Trust Dorsey Wright Focus 5 ETF in Q1 2019, selling an estimated $56.8M.
  • Prospera Financial Services's ten largest holdings make up 18% of its $304M portfolio in Q1 2019.
  • Prospera Financial Services opened 81 new positions and closed 153 in Q1 2019.
  • Prospera Financial Services's portfolio value fell 39% quarter-over-quarter to $304M.

Based on Prospera Financial Services's 13F filing for Q1 2019, filed 2 May 2019.