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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+6.4%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$3.92B
AUM Growth
+$319M
Cap. Flow
+$117M
Cap. Flow %
2.98%
Top 10 Hldgs %
19.99%
Holding
1,207
New
73
Increased
556
Reduced
429
Closed
91

Top Buys

Rank Stock Value
1
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$24.5M
2
CGGO icon
Capital Group Global Growth Equity ETF
CGGO
+$16.2M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$15.6M
4
AAPL icon
Apple
AAPL
+$11.8M
5
MSFT icon
Microsoft
MSFT
+$10.3M

Top Sells

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$27.3M
2
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$13.4M
3
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$13M
4
FIXD icon
First Trust Smith Opportunistic Fixed Income ETF
FIXD
+$9.93M
5
BUFR icon
FT Vest Fund of Buffer ETFs
BUFR
+$9.7M

Sector Composition

Rank Sector Weight
1 Technology 16%
2 Financials 6.35%
3 Healthcare 5.3%
4 Industrials 4.86%
5 Consumer Discretionary 4.43%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NZF icon
351
Nuveen Municipal Credit Income Fund
NZF
$2.42B
$1.86M 0.05%
141,658
+290
+0.2% +$3.68K
AEP icon
352
American Electric Power
AEP
$72.4B
$1.84M 0.05%
17,937
+2,287
+15% +$223K
VBK icon
353
Vanguard Small-Cap Growth ETF
VBK
$23.2B
$1.82M 0.05%
6,798
-617
-8% -$158K
MLPX icon
354
Global X MLP & Energy Infrastructure ETF
MLPX
$3.57B
$1.81M 0.05%
33,271
+386
+1% +$20.4K
GOVT icon
355
iShares US Treasury Bond ETF
GOVT
$43.9B
$1.81M 0.05%
77,174
-16,922
-18% -$392K
TSCO icon
356
Tractor Supply
TSCO
$16.5B
$1.8M 0.05%
30,860
+140
+0.5% +$7.53K
VOE icon
357
Vanguard Mid-Cap Value ETF
VOE
$24.1B
$1.78M 0.05%
10,595
+1,253
+13% +$199K
TRGP icon
358
Targa Resources
TRGP
$56.2B
$1.77M 0.05%
11,984
+5,067
+73% +$713K
FBT icon
359
First Trust NYSE Arca Biotechnology Index Fund
FBT
$2.85B
$1.76M 0.05%
10,251
+5,118
+100% +$847K
SBR
360
Sabine Royalty Trust
SBR
$1.07B
$1.76M 0.05%
28,519
+3,070
+12% +$193K
FJAN icon
361
FT Vest US Equity Buffer ETF January
FJAN
$1.42B
$1.75M 0.04%
39,207
+31,154
+387% +$1.37M
INDA icon
362
iShares MSCI India ETF
INDA
$6.84B
$1.75M 0.04%
29,935
+3,115
+12% +$177K
GOVI icon
363
Invesco Equal Weight 0-30 Year Treasury ETF
GOVI
$1.23B
$1.75M 0.04%
60,196
+705
+1% +$20.2K
PIZ icon
364
Invesco Dorsey Wright Developed Markets Momentum ETF
PIZ
$713M
$1.75M 0.04%
46,180
-5,948
-11% -$215K
BSCT icon
365
Invesco BulletShares 2029 Corporate Bond ETF
BSCT
$2.9B
$1.74M 0.04%
92,776
+60,751
+190% +$1.13M
B
366
Barrick Mining
B
$61.5B
$1.73M 0.04%
87,217
+2,017
+2% +$38.4K
BSCP
367
DELISTED
Invesco BulletShares 2025 Corporate Bond ETF
BSCP
$1.73M 0.04%
83,912
+18,884
+29% +$389K
PGF icon
368
Invesco Financial Preferred ETF
PGF
$676M
$1.73M 0.04%
110,631
+7,959
+8% +$121K
PWZ icon
369
Invesco California AMT-Free Municipal Bond ETF
PWZ
$1.15B
$1.73M 0.04%
68,971
+132
+0.2% +$3.29K
BSCS icon
370
Invesco BulletShares 2028 Corporate Bond ETF
BSCS
$3.55B
$1.72M 0.04%
83,614
+18,459
+28% +$376K
ZROZ icon
371
PIMCO 25+ Year Zero Coupon US Treasury Index Exchange-Traded Fund
ZROZ
$1.37B
$1.72M 0.04%
20,851
+101
+0.5% +$8.12K
SNA icon
372
Snap-on
SNA
$21.7B
$1.72M 0.04%
5,930
-11
-0.2% -$3.03K
AIVL icon
373
WisdomTree US AI Enhanced Value Fund
AIVL
$433M
$1.71M 0.04%
15,369
+470
+3% +$49.7K
XBIL icon
374
US Treasury 6 Month Bill ETF
XBIL
$740M
$1.69M 0.04%
33,600
-1,000
-3% -$50.1K
SHOP icon
375
Shopify
SHOP
$169B
$1.68M 0.04%
20,991
+349
+2% +$24.1K
13 14
15
16 17

Similar funds

AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q3 2024 Portfolio in Review

As of Q3 2024, Prospera Financial Services held 1,207 positions worth $3.92B, up 8.9% from $3.6B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Prospera Financial Services's Q3 2024 filing shows 73 new, 556 increased, 429 reduced and 91 closed positions. Its largest new stake was iShares US Broker-Dealers & Securities Exchanges ETF: 48,843 shares worth $6.28M. The largest sale was State Street SPDR Portfolio S&P 500 Growth ETF, an estimated $27.3M.

By sector, the portfolio is most concentrated in Technology at 16% of assets, down from 16% a quarter earlier, followed by Financials and Healthcare.

  • Prospera Financial Services's largest Q3 2024 buy was iShares US Broker-Dealers & Securities Exchanges ETF: 48,843 shares worth $6.28M.
  • Prospera Financial Services added most to State Street SPDR Portfolio S&P 500 Value ETF in Q3 2024, an estimated $24.5M increase.
  • Prospera Financial Services's biggest Q3 2024 reduction was State Street SPDR Portfolio S&P 500 Growth ETF, cutting an estimated $27.3M.
  • Prospera Financial Services fully exited FT Vest US Equity Moderate Buffer ETF June in Q3 2024, selling an estimated $9.36M.
  • Prospera Financial Services's ten largest holdings make up 20% of its $3.92B portfolio in Q3 2024.
  • Prospera Financial Services opened 73 new positions and closed 91 in Q3 2024.
  • Prospera Financial Services's portfolio value rose 8.9% quarter-over-quarter to $3.92B.

Based on Prospera Financial Services's 13F filing for Q3 2024, filed 7 Nov 2024.