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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+9.55%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$3.36B
AUM Growth
+$337M
Cap. Flow
+$101M
Cap. Flow %
3%
Top 10 Hldgs %
19.51%
Holding
1,152
New
101
Increased
528
Reduced
423
Closed
61

Top Buys

Rank Stock Value
1
FJAN icon
FT Vest US Equity Buffer ETF January
FJAN
+$11.3M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$9.86M
3
DJAN icon
FT Vest US Equity Deep Buffer ETF January
DJAN
+$9.86M
4
IYC icon
iShares US Consumer Discretionary ETF
IYC
+$8.46M
5
IVV icon
iShares Core S&P 500 ETF
IVV
+$7.66M

Top Sells

Rank Stock Value
1
BUFR icon
FT Vest Fund of Buffer ETFs
BUFR
+$12.5M
2
IYE icon
iShares US Energy ETF
IYE
+$8.01M
3
BILS icon
State Street SPDR Bloomberg 3-12 Month T-Bill ETF
BILS
+$7.44M
4
GLD icon
SPDR Gold Trust
GLD
+$6.68M
5
BUFD icon
FT Vest Fund of Deep Buffer ETFs
BUFD
+$6.39M

Sector Composition

Rank Sector Weight
1 Technology 14.3%
2 Financials 6.31%
3 Healthcare 4.9%
4 Energy 4.17%
5 Industrials 4.17%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IWR icon
351
iShares Russell Mid-Cap ETF
IWR
$55.9B
$1.77M 0.05%
21,066
+809
+4% +$64.1K
SNA icon
352
Snap-on
SNA
$21.5B
$1.76M 0.05%
5,932
-492
-8% -$140K
IYH icon
353
iShares US Healthcare ETF
IYH
$3.44B
$1.76M 0.05%
28,356
+36
+0.1% +$2.17K
IGM icon
354
iShares Expanded Tech Sector ETF
IGM
$9.57B
$1.75M 0.05%
20,361
+1,479
+8% +$120K
EMN icon
355
Eastman Chemical
EMN
$7.69B
$1.75M 0.05%
17,494
+3,777
+28% +$332K
APO icon
356
Apollo Global Management
APO
$69B
$1.75M 0.05%
15,518
-1,256
-7% -$133K
PKG icon
357
Packaging Corp of America
PKG
$22.2B
$1.74M 0.05%
9,136
+98
+1% +$17K
KXI icon
358
iShares Global Consumer Staples ETF
KXI
$1.09B
$1.73M 0.05%
28,401
-1,282
-4% -$76.6K
SPYD icon
359
State Street SPDR Portfolio S&P 500 High Dividend ETF
SPYD
$7.76B
$1.73M 0.05%
42,508
-57,881
-58% -$2.26M
XPND icon
360
First Trust Expanded Technology ETF
XPND
$36.3M
$1.73M 0.05%
+65,064
New +$1.65M
XLI icon
361
State Street Industrial Select Sector SPDR ETF
XLI
$32.2B
$1.73M 0.05%
13,688
-2,362
-15% -$278K
SPG icon
362
Simon Property Group
SPG
$76.4B
$1.72M 0.05%
11,000
-285
-3% -$41.8K
NEM icon
363
Newmont
NEM
$96.2B
$1.71M 0.05%
47,575
+8,350
+21% +$288K
PWZ icon
364
Invesco California AMT-Free Municipal Bond ETF
PWZ
$1.14B
$1.7M 0.05%
68,449
+368
+0.5% +$9.2K
SHOP icon
365
Shopify
SHOP
$168B
$1.69M 0.05%
21,903
-2,516
-10% -$199K
NZF icon
366
Nuveen Municipal Credit Income Fund
NZF
$2.41B
$1.69M 0.05%
137,938
+449
+0.3% +$5.35K
NVS icon
367
Novartis
NVS
$302B
$1.69M 0.05%
17,422
+71
+0.4% +$7.28K
ILF icon
368
iShares Latin America 40 ETF
ILF
$3.73B
$1.69M 0.05%
59,260
-14,506
-20% -$408K
XBIL icon
369
US Treasury 6 Month Bill ETF
XBIL
$741M
$1.68M 0.05%
33,500
+1,000
+3% +$50K
PBR icon
370
Petrobras
PBR
$120B
$1.68M 0.05%
110,359
+90,777
+464% +$1.48M
IYE icon
371
iShares US Energy ETF
IYE
$1.72B
$1.68M 0.05%
33,945
-178,084
-84% -$8.01M
IJS icon
372
iShares S&P Small-Cap 600 Value ETF
IJS
$8.12B
$1.68M 0.05%
16,310
-392
-2% -$38.9K
IQLT icon
373
iShares MSCI Intl Quality Factor ETF
IQLT
$13.6B
$1.67M 0.05%
42,087
+36,174
+612% +$1.38M
YPF icon
374
YPF
YPF
$19.7B
$1.65M 0.05%
83,171
+38,912
+88% +$676K
WM icon
375
Waste Management
WM
$95B
$1.65M 0.05%
7,719
+106
+1% +$20.8K
13 14
15
16 17

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EDRH
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GAM
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CIA
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PFA
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RBI
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Prospera Financial Services's Q1 2024 Portfolio in Review

As of Q1 2024, Prospera Financial Services held 1,152 positions worth $3.36B, up 11% from $3.02B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Prospera Financial Services's Q1 2024 filing shows 101 new, 528 increased, 423 reduced and 61 closed positions. Its largest new stake was FT Vest US Equity Buffer ETF January: 275,229 shares worth $11.6M. The largest sale was FT Vest Fund of Buffer ETFs, an estimated $12.5M.

By sector, the portfolio is most concentrated in Technology at 14% of assets, up from 13% a quarter earlier, followed by Financials and Healthcare.

  • Prospera Financial Services's largest Q1 2024 buy was FT Vest US Equity Buffer ETF January: 275,229 shares worth $11.6M.
  • Prospera Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q1 2024, an estimated $9.86M increase.
  • Prospera Financial Services's biggest Q1 2024 reduction was FT Vest Fund of Buffer ETFs, cutting an estimated $12.5M.
  • Prospera Financial Services fully exited FT Vest Fund of Deep Buffer ETFs in Q1 2024, selling an estimated $6.39M.
  • Prospera Financial Services's ten largest holdings make up 20% of its $3.36B portfolio in Q1 2024.
  • Prospera Financial Services opened 101 new positions and closed 61 in Q1 2024.
  • Prospera Financial Services's portfolio value rose 11% quarter-over-quarter to $3.36B.

Based on Prospera Financial Services's 13F filing for Q1 2024, filed 13 Aug 2024.