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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
-2.85%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$2.59B
AUM Growth
-$26.7M
Cap. Flow
+$66.7M
Cap. Flow %
2.58%
Top 10 Hldgs %
19.41%
Holding
1,082
New
78
Increased
496
Reduced
373
Closed
76

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$9.66M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$9.18M
3
FIXD icon
First Trust Smith Opportunistic Fixed Income ETF
FIXD
+$8.8M
4
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$7.69M
5
BUFR icon
FT Vest Fund of Buffer ETFs
BUFR
+$6.11M

Top Sells

Rank Stock Value
1
IFV icon
First Trust Dorsey Wright International Focus 5 ETF
IFV
+$19.3M
2
STIP icon
iShares 0-5 Year TIPS Bond ETF
STIP
+$12.1M
3
PIZ icon
Invesco Dorsey Wright Developed Markets Momentum ETF
PIZ
+$9.54M
4
PIE icon
Invesco Dorsey Wright Emerging Markets Momentum ETF
PIE
+$9.45M
5
VTIP icon
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
+$7.73M

Sector Composition

Rank Sector Weight
1 Technology 13.76%
2 Financials 6.88%
3 Healthcare 5.36%
4 Industrials 4.66%
5 Consumer Staples 4.25%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SAP icon
351
SAP
SAP
$207B
$1.38M 0.05%
10,672
-273
-2% -$37.2K
ECL icon
352
Ecolab
ECL
$79.6B
$1.38M 0.05%
8,116
-653
-7% -$119K
BSCP
353
DELISTED
Invesco BulletShares 2025 Corporate Bond ETF
BSCP
$1.37M 0.05%
68,348
+2,641
+4% +$53.2K
MCK icon
354
McKesson
MCK
$104B
$1.37M 0.05%
3,149
+56
+2% +$23.6K
DBA icon
355
Invesco DB Agriculture Fund
DBA
$1.24B
$1.37M 0.05%
63,890
+9,333
+17% +$203K
BSCO
356
DELISTED
Invesco BulletShares 2024 Corporate Bond ETF
BSCO
$1.36M 0.05%
65,990
+180
+0.3% +$3.72K
NEM icon
357
Newmont
NEM
$96.4B
$1.36M 0.05%
36,888
+5,013
+16% +$204K
SHOP icon
358
Shopify
SHOP
$169B
$1.36M 0.05%
24,835
+308
+1% +$18.7K
NUAG icon
359
Nuveen Enhanced Yield US Aggregate Bond ETF
NUAG
$95.5M
$1.35M 0.05%
67,997
+11,094
+19% +$226K
BABA icon
360
Alibaba
BABA
$276B
$1.35M 0.05%
15,575
+1,662
+12% +$152K
BSCQ icon
361
Invesco BulletShares 2026 Corporate Bond ETF
BSCQ
$3.66B
$1.34M 0.05%
71,114
+3,333
+5% +$63K
EQIX icon
362
Equinix
EQIX
$102B
$1.33M 0.05%
1,837
-33
-2% -$25.6K
TRI icon
363
Thomson Reuters
TRI
$45.1B
$1.33M 0.05%
10,717
+576
+6% +$75.9K
JKHY icon
364
Jack Henry & Associates
JKHY
$11.2B
$1.32M 0.05%
8,752
+2,208
+34% +$356K
MXI icon
365
iShares Global Materials ETF
MXI
$340M
$1.32M 0.05%
+16,816
New +$1.37M
MRVL icon
366
Marvell Technology
MRVL
$157B
$1.32M 0.05%
24,337
+494
+2% +$29.2K
PKG icon
367
Packaging Corp of America
PKG
$22.6B
$1.31M 0.05%
8,549
+315
+4% +$46K
TJX icon
368
TJX Companies
TJX
$178B
$1.31M 0.05%
14,758
+630
+4% +$55.5K
B
369
Barrick Mining
B
$61.5B
$1.3M 0.05%
89,275
+11,739
+15% +$192K
SBR
370
Sabine Royalty Trust
SBR
$1.07B
$1.29M 0.05%
19,605
+1,483
+8% +$97.4K
IJS icon
371
iShares S&P Small-Cap 600 Value ETF
IJS
$8.2B
$1.27M 0.05%
14,280
-816
-5% -$77.7K
DOW icon
372
Dow Inc
DOW
$20.8B
$1.27M 0.05%
24,659
+7,469
+43% +$401K
IWS icon
373
iShares Russell Mid-Cap Value ETF
IWS
$15.8B
$1.27M 0.05%
12,137
-447
-4% -$49.3K
TDIV icon
374
First Trust NASDAQ Technology Dividend Index Fund
TDIV
$4.11B
$1.27M 0.05%
22,591
+15,993
+242% +$933K
SRE icon
375
Sempra
SRE
$59.2B
$1.26M 0.05%
18,592
+832
+5% +$60K
13 14
15
16 17

Similar funds

AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q3 2023 Portfolio in Review

As of Q3 2023, Prospera Financial Services held 1,082 positions worth $2.59B, down 1% from $2.61B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Prospera Financial Services's Q3 2023 filing shows 78 new, 496 increased, 373 reduced and 76 closed positions. Its largest new stake was Vale: 339,367 shares worth $4.55M. The largest sale was First Trust Dorsey Wright International Focus 5 ETF, an estimated $19.3M.

By sector, the portfolio is most concentrated in Technology at 14% of assets, down from 15% a quarter earlier, followed by Financials and Healthcare.

  • Prospera Financial Services's largest Q3 2023 buy was Vale: 339,367 shares worth $4.55M.
  • Prospera Financial Services added most to iShares Core S&P 500 ETF in Q3 2023, an estimated $9.66M increase.
  • Prospera Financial Services's biggest Q3 2023 reduction was First Trust Dorsey Wright International Focus 5 ETF, cutting an estimated $19.3M.
  • Prospera Financial Services fully exited State Street SPDR FTSE International Government Inflation-Protected Bond ETF in Q3 2023, selling an estimated $6.03M.
  • Prospera Financial Services's ten largest holdings make up 19% of its $2.59B portfolio in Q3 2023.
  • Prospera Financial Services opened 78 new positions and closed 76 in Q3 2023.
  • Prospera Financial Services's portfolio value fell 1% quarter-over-quarter to $2.59B.

Based on Prospera Financial Services's 13F filing for Q3 2023, filed 13 Nov 2023.