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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
-3.83%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$1.92B
AUM Growth
-$44.4M
Cap. Flow
+$64.1M
Cap. Flow %
3.35%
Top 10 Hldgs %
20.63%
Holding
1,691
New
67
Increased
511
Reduced
232
Closed
861

Top Buys

Rank Stock Value
1
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$24M
2
SSUS icon
Day Hagan/Ned Davis Research Smart Sector ETF
SSUS
+$19.5M
3
XBI icon
State Street SPDR S&P Biotech ETF
XBI
+$12.5M
4
AMD icon
Advanced Micro Devices
AMD
+$7.69M
5
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$7.06M

Top Sells

Rank Stock Value
1
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$46.7M
2
COWZ icon
Pacer US Cash Cows 100 ETF
COWZ
+$13.1M
3
JEPI icon
JPMorgan Equity Premium Income ETF
JEPI
+$12.9M
4
SPIP icon
State Street SPDR Portfolio TIPS ETF
SPIP
+$6.17M
5
VALE icon
Vale
VALE
+$5.04M

Sector Composition

Rank Sector Weight
1 Technology 13.28%
2 Financials 7.3%
3 Healthcare 6.57%
4 Consumer Staples 4.86%
5 Consumer Discretionary 4.85%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LW icon
351
Lamb Weston
LW
$7.51B
$1.07M 0.06%
13,889
+13,461
+3,145% +$1.05M
AIVL icon
352
WisdomTree US AI Enhanced Value Fund
AIVL
$433M
$1.07M 0.06%
13,109
+3,887
+42% +$355K
IDU icon
353
iShares US Utilities ETF
IDU
$1.39B
$1.07M 0.06%
13,194
+4,021
+44% +$362K
BXMX
354
DELISTED
Nuveen S&P 500 Buy-Write Income Fund
BXMX
$1.07M 0.06%
89,788
+3,221
+4% +$42.6K
EQIX icon
355
Equinix
EQIX
$102B
$1.06M 0.06%
1,872
+139
+8% +$90.8K
IJJ icon
356
iShares S&P Mid-Cap 400 Value ETF
IJJ
$8.93B
$1.05M 0.06%
11,691
+195
+2% +$19.4K
KMI icon
357
Kinder Morgan
KMI
$70.3B
$1.05M 0.06%
63,352
-3,762
-6% -$66.9K
IWS icon
358
iShares Russell Mid-Cap Value ETF
IWS
$15.8B
$1.05M 0.05%
10,896
-416
-4% -$44.4K
XLI icon
359
State Street Industrial Select Sector SPDR ETF
XLI
$33.3B
$1.04M 0.05%
12,608
-314
-2% -$28.9K
MMU
360
Western Asset Managed Municipals Fund
MMU
$549M
$1.04M 0.05%
107,185
+23
+0% +$245
BE icon
361
Bloom Energy
BE
$47.5B
$1.04M 0.05%
51,942
+27
+0.1% +$608
CLM icon
362
Cornerstone Strategic Value Fund
CLM
$2.2B
$1M 0.05%
119,106
+35,154
+42% +$335K
WY icon
363
Weyerhaeuser
WY
$17.7B
$1M 0.05%
35,086
+34,522
+6,121% +$1.18M
VCSH icon
364
Vanguard Short-Term Corporate Bond ETF
VCSH
$44.7B
$995K 0.05%
13,387
-114
-0.8% -$8.69K
SBR
365
Sabine Royalty Trust
SBR
$1.07B
$994K 0.05%
+13,978
New +$989K
XYLD icon
366
Global X S&P 500 Covered Call ETF
XYLD
$3.21B
$994K 0.05%
26,061
+33
+0.1% +$1.4K
PM icon
367
Philip Morris
PM
$312B
$991K 0.05%
11,925
+75
+0.6% +$7.15K
EMN icon
368
Eastman Chemical
EMN
$7.79B
$986K 0.05%
13,879
-486
-3% -$43.7K
VBK icon
369
Vanguard Small-Cap Growth ETF
VBK
$23.2B
$983K 0.05%
5,032
-197
-4% -$42.3K
MNST icon
370
Monster Beverage
MNST
$95.6B
$982K 0.05%
22,592
+21,100
+1,414% +$972K
XLK icon
371
State Street Technology Select Sector SPDR ETF
XLK
$112B
$976K 0.05%
16,426
+452
+3% +$30.8K
ISRG icon
372
Intuitive Surgical
ISRG
$130B
$972K 0.05%
5,184
-99
-2% -$21.3K
PXI icon
373
Invesco Dorsey Wright Energy Momentum ETF
PXI
$57.8M
$972K 0.05%
24,757
+299
+1% +$12.4K
PEY icon
374
Invesco High Yield Equity Dividend Achievers ETF
PEY
$1.16B
$970K 0.05%
52,198
+5,675
+12% +$117K
BAX icon
375
Baxter International
BAX
$12.6B
$968K 0.05%
17,982
+14,032
+355% +$844K
13 14
15
16 17

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AG
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AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q3 2022 Portfolio in Review

As of Q3 2022, Prospera Financial Services held 1,691 positions worth $1.92B, down 2.3% from $1.96B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Prospera Financial Services deployed $64.1M of net new capital in Q3 2022, opening 67 new positions and adding to 511 existing holdings. Its largest new stake was Day Hagan/Ned Davis Research Smart Sector ETF: 613,408 shares worth $17.7M.

By sector, the portfolio is most concentrated in Technology at 13% of assets, up from 13% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was First Trust Enhanced Short Maturity ETF, an estimated $46.7M trimmed.

  • Prospera Financial Services's largest Q3 2022 buy was Day Hagan/Ned Davis Research Smart Sector ETF: 613,408 shares worth $17.7M.
  • Prospera Financial Services added most to First Trust Dorsey Wright Focus 5 ETF in Q3 2022, an estimated $24M increase.
  • Prospera Financial Services's biggest Q3 2022 reduction was First Trust Enhanced Short Maturity ETF, cutting an estimated $46.7M.
  • Prospera Financial Services fully exited State Street SPDR Portfolio TIPS ETF in Q3 2022, selling an estimated $6.17M.
  • Prospera Financial Services's ten largest holdings make up 21% of its $1.92B portfolio in Q3 2022.
  • Prospera Financial Services opened 67 new positions and closed 861 in Q3 2022.
  • Prospera Financial Services's portfolio value fell 2.3% quarter-over-quarter to $1.92B.

Based on Prospera Financial Services's 13F filing for Q3 2022, filed 27 Oct 2022.