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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+7.01%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$1.3B
AUM Growth
+$324M
Cap. Flow
+$255M
Cap. Flow %
19.66%
Top 10 Hldgs %
32.35%
Holding
639
New
97
Increased
312
Reduced
159
Closed
44

Top Buys

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$10.9M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$8.37M
3
AAPL icon
Apple
AAPL
+$6.76M
4
MA icon
Mastercard
MA
+$6.52M
5
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$5.95M

Top Sells

Rank Stock Value
1
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$5.23M
2
BSJJ
Invesco BulletShares 2019 High Yield Corporate Bond ETF
BSJJ
+$2.67M
3
IYF icon
iShares US Financials ETF
IYF
+$2.53M
4
FE icon
FirstEnergy
FE
+$2.34M
5
YUM icon
Yum! Brands
YUM
+$1.96M

Sector Composition

Rank Sector Weight
1 Technology 9.71%
2 Financials 7.64%
3 Healthcare 5.13%
4 Industrials 4.37%
5 Consumer Staples 4.1%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IWS icon
351
iShares Russell Mid-Cap Value ETF
IWS
$15.7B
$586K 0.05%
+6,182
New +$565K
HYZD icon
352
WisdomTree Trust WisdomTree Interest Rate Hedged High Yield Bond Fund
HYZD
$260M
$581K 0.04%
25,095
– –
VXF icon
353
Vanguard Extended Market ETF
VXF
$30.3B
$580K 0.04%
4,606
-490
-10% -$59.2K
RDS.A
354
DELISTED
Royal Dutch Shell PLC ADS Class A
RDS.A
$576K 0.04%
9,766
+2,875
+42% +$168K
DGRO icon
355
iShares Core Dividend Growth ETF
DGRO
$42.6B
$574K 0.04%
13,646
+4,449
+48% +$180K
HDV
356
iShares Core High Dividend ETF
HDV
$14.4B
$572K 0.04%
29,140
+7,555
+35% +$144K
MKL icon
357
Markel Group
MKL
$25B
$572K 0.04%
500
– –
MUB icon
358
iShares National Muni Bond ETF
MUB
$45.1B
$569K 0.04%
4,993
+413
+9% +$47K
SHYD icon
359
VanEck Short High Yield Muni ETF
SHYD
$447M
$567K 0.04%
22,510
+148
+0.7% +$3.72K
FRT icon
360
Federal Realty Investment Trust
FRT
$10.9B
$558K 0.04%
+4,333
New +$576K
DWTR
361
DELISTED
Invesco DWA Tactical Sector Rotation ETF
DWTR
$557K 0.04%
16,982
-118
-0.7% -$3.76K
ARCC icon
362
Ares Capital
ARCC
$13.5B
$552K 0.04%
29,622
+13,787
+87% +$256K
GDX icon
363
VanEck Gold Miners ETF
GDX
$23B
$552K 0.04%
18,855
-17,186
-48% -$470K
FDLO icon
364
Fidelity Low Volatility Factor ETF
FDLO
$1.4B
$549K 0.04%
14,182
+4,932
+53% +$185K
IONS icon
365
Ionis Pharmaceuticals
IONS
$9.35B
$549K 0.04%
9,094
+1,134
+14% +$67.6K
GM icon
366
General Motors
GM
$74.7B
$547K 0.04%
14,950
+4,172
+39% +$152K
C icon
367
Citigroup
C
$222B
$542K 0.04%
6,779
+176
+3% +$13K
FEX icon
368
First Trust Large Cap Core AlphaDEX Fund
FEX
$1.58B
$541K 0.04%
8,286
-931
-10% -$58.3K
IWY icon
369
iShares Russell Top 200 Growth ETF
IWY
$16B
$541K 0.04%
5,597
– –
NOC icon
370
Northrop Grumman
NOC
$77B
$541K 0.04%
1,573
+21
+1% +$7.38K
FBT icon
371
First Trust NYSE Arca Biotechnology Index Fund
FBT
$2.8B
$540K 0.04%
3,629
– –
GBIL icon
372
Goldman Sachs Access Treasury 0-1 Year ETF
GBIL
$7.68B
$537K 0.04%
5,359
-346
-6% -$34.7K
MU icon
373
Micron Technology
MU
$1.04T
$537K 0.04%
9,989
+37
+0.4% +$1.77K
CONE
374
DELISTED
CyrusOne Inc Common Stock
CONE
$537K 0.04%
+8,200
New +$563K
FSK icon
375
FS KKR Capital
FSK
$2.98B
$536K 0.04%
21,870
-1,000
-4% -$23.9K
13 14
15
16 17

Similar funds

AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q4 2019 Portfolio in Review

As of Q4 2019, Prospera Financial Services held 639 positions worth $1.3B, up 33% from $974M the previous quarter. Its ten largest holdings account for 32% of the portfolio.

Prospera Financial Services deployed $255M of net new capital in Q4 2019, opening 97 new positions and adding to 312 existing holdings. Its largest new stake was Danaher: 36,420 shares worth $4.96M.

By sector, the portfolio is most concentrated in Technology at 9.7% of assets, up from 6.7% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Invesco S&P 500 Low Volatility ETF, an estimated $5.23M trimmed.

  • Prospera Financial Services's largest Q4 2019 buy was Danaher: 36,420 shares worth $4.96M.
  • Prospera Financial Services added most to Microsoft in Q4 2019, an estimated $10.9M increase.
  • Prospera Financial Services's biggest Q4 2019 reduction was Invesco S&P 500 Low Volatility ETF, cutting an estimated $5.23M.
  • Prospera Financial Services fully exited Invesco BulletShares 2019 High Yield Corporate Bond ETF in Q4 2019, selling an estimated $2.67M.
  • Prospera Financial Services's ten largest holdings make up 32% of its $1.3B portfolio in Q4 2019.
  • Prospera Financial Services opened 97 new positions and closed 44 in Q4 2019.
  • Prospera Financial Services's portfolio value rose 33% quarter-over-quarter to $1.3B.

Based on Prospera Financial Services's 13F filing for Q4 2019, filed 12 Feb 2020.