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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+1.9%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$974M
AUM Growth
+$82.9M
Cap. Flow
+$78.7M
Cap. Flow %
8.08%
Top 10 Hldgs %
37.28%
Holding
577
New
62
Increased
280
Reduced
175
Closed
35

Top Buys

Rank Stock Value
1
BX icon
Blackstone
BX
+$22.3M
2
BIV icon
Vanguard Intermediate-Term Bond ETF
BIV
+$3.19M
3
GLD icon
SPDR Gold Trust
GLD
+$2.83M
4
APO icon
Apollo Global Management
APO
+$2.78M
5
FVD icon
First Trust Value Line Dividend Fund
FVD
+$2.49M

Top Sells

Rank Stock Value
1
DVY icon
iShares Select Dividend ETF
DVY
+$2.34M
2
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$1.96M
3
CMI icon
Cummins
CMI
+$1.8M
4
DIS icon
Walt Disney
DIS
+$1.67M
5
IUSV icon
iShares Core S&P US Value ETF
IUSV
+$1.28M

Sector Composition

Rank Sector Weight
1 Financials 6.81%
2 Technology 6.66%
3 Industrials 3.57%
4 Consumer Discretionary 3.34%
5 Healthcare 3.12%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RF icon
351
Regions Financial
RF
$26.3B
$428K 0.04%
+27,044
New +$409K
VPU
352
Vanguard Utilities ETF
VPU
$8.83B
$428K 0.04%
2,979
-1,400
-32% -$192K
OLED icon
353
Universal Display
OLED
$3.71B
$427K 0.04%
2,546
+150
+6% +$30K
MU icon
354
Micron Technology
MU
$1.04T
$426K 0.04%
9,952
-250
-2% -$11.3K
XLRE icon
355
State Street Real Estate Select Sector SPDR ETF
XLRE
$8.69B
$426K 0.04%
10,830
+575
+6% +$22.1K
RFEU
356
DELISTED
First Trust RiverFront Dynamic Europe ETF
RFEU
$423K 0.04%
7,340
-2,783
-27% -$160K
AFL icon
357
Aflac
AFL
$63.9B
$422K 0.04%
8,058
+321
+4% +$16.9K
FXN icon
358
First Trust Energy AlphaDEX Fund
FXN
$398M
$420K 0.04%
42,810
-3,067
-7% -$31.3K
IGM icon
359
iShares Expanded Tech Sector ETF
IGM
$9.94B
$420K 0.04%
11,616
+5,478
+89% +$200K
JKHY icon
360
Jack Henry & Associates
JKHY
$10.7B
$419K 0.04%
2,871
+625
+28% +$88.6K
BUD icon
361
AB InBev
BUD
$158B
$417K 0.04%
4,377
-68
-2% -$6.45K
CART
362
DELISTED
Carolina Trust BancShares
CART
$413K 0.04%
39,357
– –
GWW icon
363
W.W. Grainger
GWW
$65.3B
$406K 0.04%
1,365
-41
-3% -$11.4K
HDV
364
iShares Core High Dividend ETF
HDV
$14.4B
$406K 0.04%
21,585
+2,925
+16% +$55K
RDS.A
365
DELISTED
Royal Dutch Shell PLC ADS Class A
RDS.A
$406K 0.04%
6,891
+1,109
+19% +$65.8K
RCL icon
366
Royal Caribbean
RCL
$78.7B
$405K 0.04%
+3,737
New +$411K
GM icon
367
General Motors
GM
$74.7B
$404K 0.04%
10,778
+185
+2% +$7.12K
FXZ icon
368
First Trust Materials AlphaDEX Fund
FXZ
$378M
$402K 0.04%
10,795
+1,338
+14% +$49.5K
SU icon
369
Suncor Energy
SU
$77.7B
$402K 0.04%
12,723
-128
-1% -$3.85K
VCSH icon
370
Vanguard Short-Term Corporate Bond ETF
VCSH
$44.7B
$398K 0.04%
4,907
+300
+7% +$24.2K
FEP icon
371
First Trust Europe AlphaDEX Fund
FEP
$513M
$397K 0.04%
11,550
-1,900
-14% -$65.3K
IIM icon
372
Invesco Value Municipal Income Trust
IIM
$583M
$390K 0.04%
25,422
-500
-2% -$7.67K
CFG icon
373
Citizens Financial Group
CFG
$30.4B
$387K 0.04%
+10,951
New +$382K
TIP icon
374
iShares TIPS Bond ETF
TIP
$14.5B
$387K 0.04%
3,331
+55
+2% +$6.38K
ENB icon
375
Enbridge
ENB
$124B
$386K 0.04%
10,990
-25
-0.2% -$865
13 14
15
16 17

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AG
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AMH
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EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
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RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q3 2019 Portfolio in Review

As of Q3 2019, Prospera Financial Services held 577 positions worth $974M, up 9.3% from $891M the previous quarter. Its ten largest holdings account for 37% of the portfolio.

Prospera Financial Services deployed $78.7M of net new capital in Q3 2019, opening 62 new positions and adding to 280 existing holdings. Its largest new stake was lululemon athletica: 10,689 shares worth $2.06M.

By sector, the portfolio is most concentrated in Financials at 6.8% of assets, up from 3.8% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was iShares Select Dividend ETF, an estimated $2.34M trimmed.

  • Prospera Financial Services's largest Q3 2019 buy was lululemon athletica: 10,689 shares worth $2.06M.
  • Prospera Financial Services added most to Blackstone in Q3 2019, an estimated $22.3M increase.
  • Prospera Financial Services's biggest Q3 2019 reduction was iShares Select Dividend ETF, cutting an estimated $2.34M.
  • Prospera Financial Services fully exited CyrusOne Inc Common Stock in Q3 2019, selling an estimated $602K.
  • Prospera Financial Services's ten largest holdings make up 37% of its $974M portfolio in Q3 2019.
  • Prospera Financial Services opened 62 new positions and closed 35 in Q3 2019.
  • Prospera Financial Services's portfolio value rose 9.3% quarter-over-quarter to $974M.

Based on Prospera Financial Services's 13F filing for Q3 2019, filed 22 Oct 2019.