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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+12.65%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$304M
AUM Growth
-$192M
Cap. Flow
-$223M
Cap. Flow %
-73.34%
Top 10 Hldgs %
18.04%
Holding
474
New
81
Increased
193
Reduced
38
Closed
153

Top Buys

Rank Stock Value
1
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$4.81M
2
XLI icon
State Street Industrial Select Sector SPDR ETF
XLI
+$3.69M
3
XLK icon
State Street Technology Select Sector SPDR ETF
XLK
+$3.6M
4
IVV icon
iShares Core S&P 500 ETF
IVV
+$2.72M
5
CAT icon
Caterpillar
CAT
+$2.67M

Top Sells

Rank Stock Value
1
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$56.8M
2
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$21.9M
3
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$19.9M
4
DWFI
SPDR Dorsey Wright Fixed Income Allocation ETF
DWFI
+$19.5M
5
AAPL icon
Apple
AAPL
+$11.8M

Sector Composition

Rank Sector Weight
1 Industrials 9.72%
2 Consumer Discretionary 8.22%
3 Healthcare 6.15%
4 Technology 5.24%
5 Communication Services 5.14%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FDL icon
351
First Trust Morningstar Dividend Leaders Index Fund
FDL
$7.78B
– –
-39,552
Closed -$1.08M
FDT icon
352
First Trust Developed Markets ex-US AlphaDEX Fund
FDT
$1.27B
– –
-5,154
Closed -$255K
FIXD icon
353
First Trust Smith Opportunistic Fixed Income ETF
FIXD
$3.23B
– –
-10,122
Closed -$502K
FMHI icon
354
First Trust Municipal High Income ETF
FMHI
$990M
– –
-4,614
Closed -$231K
FPE icon
355
First Trust Preferred Securities and Income ETF
FPE
$6.32B
– –
-84,657
Closed -$1.53M
FPX icon
356
First Trust US Equity Opportunities ETF
FPX
$1.51B
– –
-29,698
Closed -$1.84M
FSK icon
357
FS KKR Capital
FSK
$3.04B
– –
-28,585
Closed -$594K
FTSL icon
358
First Trust Senior Loan Fund ETF
FTSL
$2.32B
– –
-40,153
Closed -$1.84M
FV icon
359
First Trust Dorsey Wright Focus 5 ETF
FV
$3.62B
– –
-2,222,619
Closed -$56.8M
FVC icon
360
First Trust Dorsey Wright Dynamic Focus 5 ETF
FVC
$104M
– –
-165,898
Closed -$3.88M
FVD icon
361
First Trust Value Line Dividend Fund
FVD
$8.32B
– –
-226,134
Closed -$6.59M
FXN icon
362
First Trust Energy AlphaDEX Fund
FXN
$377M
– –
-30,904
Closed -$373K
FXO icon
363
First Trust Financials AlphaDEX Fund
FXO
$1.13B
– –
-71,291
Closed -$1.95M
FXR icon
364
First Trust Industrials/Producer Durables AlphaDEX Fund
FXR
$740M
– –
-37,184
Closed -$1.27M
GE icon
365
GE Aerospace
GE
$375B
– –
-5,221
Closed -$192K
GLAD icon
366
Gladstone Capital
GLAD
$430M
– –
-5,588
Closed -$87K
GLD icon
367
SPDR Gold Trust
GLD
$132B
– –
-7,900
Closed -$959K
B
368
Barrick Mining
B
$62.6B
– –
-10,412
Closed -$136K
GS icon
369
Goldman Sachs
GS
$309B
– –
-2,052
Closed -$348K
GYLD icon
370
Arrow Dow Jones Global Yield ETF
GYLD
$36.6M
– –
-52,723
Closed -$795K
HUSV icon
371
First Trust Horizon Managed Volatility Domestic ETF
HUSV
$75.8M
– –
-78,030
Closed -$1.73M
IAU icon
372
iShares Gold Trust
IAU
$63.4B
– –
-84,807
Closed -$2.09M
IBB icon
373
iShares Biotechnology ETF
IBB
$9.44B
– –
-3,706
Closed -$359K
ICF icon
374
iShares Select U.S. REIT ETF
ICF
$2.12B
– –
-11,936
Closed -$570K
IDU icon
375
iShares US Utilities ETF
IDU
$1.39B
– –
-36,756
Closed -$2.47M
13 14
15
16 17

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AG
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AMH
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EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
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CIA
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PS
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PFA
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RBI
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Prospera Financial Services's Q1 2019 Portfolio in Review

As of Q1 2019, Prospera Financial Services held 474 positions worth $304M, down 39% from $496M the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Prospera Financial Services withdrew a net $223M in Q1 2019, closing 153 positions and reducing 38 holdings. Its most notable exit was First Trust Dorsey Wright Focus 5 ETF, an estimated $56.8M position sold in full.

By sector, the portfolio is most concentrated in Industrials at 9.7% of assets, up from 3.4% a quarter earlier, followed by Consumer Discretionary and Healthcare.

Against the trend, Prospera Financial Services opened a new position in Triton International Limited worth $1.79M.

  • Prospera Financial Services's largest Q1 2019 buy was Triton International Limited: 56,190 shares worth $1.79M.
  • Prospera Financial Services added most to Invesco S&P 500 Equal Weight ETF in Q1 2019, an estimated $4.81M increase.
  • Prospera Financial Services's biggest Q1 2019 reduction was State Street Consumer Staples Select Sector SPDR ETF, cutting an estimated $1.15M.
  • Prospera Financial Services fully exited First Trust Dorsey Wright Focus 5 ETF in Q1 2019, selling an estimated $56.8M.
  • Prospera Financial Services's ten largest holdings make up 18% of its $304M portfolio in Q1 2019.
  • Prospera Financial Services opened 81 new positions and closed 153 in Q1 2019.
  • Prospera Financial Services's portfolio value fell 39% quarter-over-quarter to $304M.

Based on Prospera Financial Services's 13F filing for Q1 2019, filed 2 May 2019.