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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
-12.48%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$496M
AUM Growth
-$40.9M
Cap. Flow
+$2.65B
Cap. Flow %
534.21%
Top 10 Hldgs %
34.84%
Holding
463
New
54
Increased
197
Reduced
128
Closed
71

Top Buys

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$2.63B
2
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$7.26M
3
AAPL icon
Apple
AAPL
+$2.77M
4
BX icon
Blackstone
BX
+$2.72M
5
IYH icon
iShares US Healthcare ETF
IYH
+$2.7M

Top Sells

Rank Stock Value
1
BSJI
Invesco BulletShares 2018 High Yield Corporate Bond ETF
BSJI
+$2.77M
2
IYJ icon
iShares US Industrials ETF
IYJ
+$2.66M
3
DD icon
DuPont de Nemours
DD
+$2.39M
4
IYF icon
iShares US Financials ETF
IYF
+$2.23M
5
ABBV icon
AbbVie
ABBV
+$1.73M

Sector Composition

Rank Sector Weight
1 Technology 6.21%
2 Financials 4.98%
3 Healthcare 4.13%
4 Communication Services 3.67%
5 Industrials 3.43%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MKC icon
351
McCormick & Company Non-Voting
MKC
$13.4B
$216K 0.04%
3,102
-1,182
-28% -$84.8K
SDOG icon
352
ALPS Sector Dividend Dogs ETF
SDOG
$1.41B
$216K 0.04%
+5,519
New +$239K
BUD icon
353
AB InBev
BUD
$158B
$214K 0.04%
3,207
-2,466
-43% -$189K
NOC icon
354
Northrop Grumman
NOC
$77B
$214K 0.04%
+872
New +$241K
TJX icon
355
TJX Companies
TJX
$170B
$213K 0.04%
4,760
+158
+3% +$7.98K
TIPT icon
356
Tiptree Inc
TIPT
$668M
$212K 0.04%
37,948
– –
TIER
357
DELISTED
TIER REIT, Inc.
TIER
$211K 0.04%
10,167
-135
-1% -$3.02K
EZU icon
358
iShare MSCI Eurozone ETF
EZU
$9.41B
$210K 0.04%
+6,003
New +$224K
EBAY icon
359
eBay
EBAY
$48.6B
$208K 0.04%
7,419
-187
-2% -$5.5K
DWTR
360
DELISTED
Invesco DWA Tactical Sector Rotation ETF
DWTR
$208K 0.04%
8,442
-1,075
-11% -$28.9K
RGLD icon
361
Royal Gold
RGLD
$17.1B
$207K 0.04%
+2,430
New +$187K
WB icon
362
Weibo
WB
$1.9B
$205K 0.04%
+3,500
New +$212K
CSX icon
363
CSX Corp
CSX
$98.6B
$204K 0.04%
9,759
+777
+9% +$17.9K
DBEM icon
364
Xtrackers MSCI Emerging Markets Hedged Equity ETF
DBEM
$105M
$204K 0.04%
9,737
+881
+10% +$19K
OIH icon
365
VanEck Oil Services ETF
OIH
$2.06B
$204K 0.04%
+727
New +$287K
EXC icon
366
Exelon
EXC
$48.6B
$202K 0.04%
6,330
-369
-6% -$11.8K
CBRE icon
367
CBRE Group
CBRE
$40.8B
$201K 0.04%
+5,100
New +$211K
LIN icon
368
Linde
LIN
$237B
$201K 0.04%
+1,287
New +$203K
MA icon
369
Mastercard
MA
$477B
$200K 0.04%
1,059
+52
+5% +$10.3K
ASXC
370
DELISTED
Asensus Surgical, Inc.
ASXC
$195K 0.04%
6,292
+538
+9% +$24.4K
GE icon
371
GE Aerospace
GE
$367B
$192K 0.04%
5,221
-4,758
-48% -$215K
FHN icon
372
First Horizon
FHN
$12.1B
$186K 0.04%
14,110
+192
+1% +$2.99K
FDUS icon
373
Fidus Investment
FDUS
$737M
$168K 0.03%
14,028
+496
+4% +$6.76K
VKQ icon
374
Invesco Municipal Trust
VKQ
$536M
$158K 0.03%
14,200
– –
PBT
375
Permian Basin Royalty Trust
PBT
$1.36B
$139K 0.03%
23,500
-1,800
-7% -$12.7K
13 14
15
16 17

Similar funds

AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q4 2018 Portfolio in Review

As of Q4 2018, Prospera Financial Services held 463 positions worth $496M, down 7.6% from $536M the previous quarter. Its ten largest holdings account for 35% of the portfolio.

Prospera Financial Services deployed $2.65B of net new capital in Q4 2018, opening 54 new positions and adding to 197 existing holdings. Its largest new stake was iShares 1-3 Year Treasury Bond ETF: 87,360 shares worth $7.3M.

By sector, the portfolio is most concentrated in Technology at 6.2% of assets, up from 5.9% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was iShares US Industrials ETF, an estimated $2.66M trimmed.

  • Prospera Financial Services's largest Q4 2018 buy was iShares 1-3 Year Treasury Bond ETF: 87,360 shares worth $7.3M.
  • Prospera Financial Services added most to Invesco QQQ Trust in Q4 2018, an estimated $2.63B increase.
  • Prospera Financial Services's biggest Q4 2018 reduction was iShares US Industrials ETF, cutting an estimated $2.66M.
  • Prospera Financial Services fully exited Invesco BulletShares 2018 High Yield Corporate Bond ETF in Q4 2018, selling an estimated $2.77M.
  • Prospera Financial Services's ten largest holdings make up 35% of its $496M portfolio in Q4 2018.
  • Prospera Financial Services opened 54 new positions and closed 71 in Q4 2018.
  • Prospera Financial Services's portfolio value fell 7.6% quarter-over-quarter to $496M.

Based on Prospera Financial Services's 13F filing for Q4 2018, filed 13 Feb 2019.