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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+5.35%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$536M
AUM Growth
-$202M
Cap. Flow
-$217M
Cap. Flow %
-40.42%
Top 10 Hldgs %
34.64%
Holding
467
New
19
Increased
68
Reduced
296
Closed
57

Top Buys

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$1.81M
2
AVGO icon
Broadcom
AVGO
+$1.01M
3
XLU icon
State Street Utilities Select Sector SPDR ETF
XLU
+$990K
4
XLV icon
State Street Health Care Select Sector SPDR ETF
XLV
+$959K
5
XLP icon
State Street Consumer Staples Select Sector SPDR ETF
XLP
+$658K

Top Sells

Rank Stock Value
1
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$44.6M
2
BX icon
Blackstone
BX
+$16.3M
3
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$16.1M
4
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$15.7M
5
DWFI
SPDR Dorsey Wright Fixed Income Allocation ETF
DWFI
+$12.4M

Sector Composition

Rank Sector Weight
1 Technology 5.92%
2 Healthcare 4.13%
3 Financials 3.72%
4 Consumer Discretionary 3.5%
5 Communication Services 3.39%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SU icon
351
Suncor Energy
SU
$77.7B
$254K 0.05%
6,349
-2,619
-29% -$106K
MKC icon
352
McCormick & Company Non-Voting
MKC
$13.4B
$253K 0.05%
4,284
+426
+11% +$26.3K
VWO icon
353
Vanguard FTSE Emerging Markets ETF
VWO
$119B
$251K 0.05%
6,059
-2,285
-27% -$96.1K
AEP icon
354
American Electric Power
AEP
$73.7B
$250K 0.05%
3,610
+341
+10% +$24.3K
BPT
355
DELISTED
BP Prudhoe Bay Royalty Trust
BPT
$249K 0.05%
+7,154
New +$214K
FHN icon
356
First Horizon
FHN
$12.1B
$248K 0.05%
13,918
-123
-0.9% -$2.22K
PFXF icon
357
VanEck Preferred Securities ex Financials ETF
PFXF
$2.39B
$247K 0.05%
12,589
– –
SKYY icon
358
First Trust Cloud Computing ETF
SKYY
$2.74B
$247K 0.05%
4,474
-1,455
-25% -$80.7K
VCSH icon
359
Vanguard Short-Term Corporate Bond ETF
VCSH
$44.7B
$247K 0.05%
3,164
-290
-8% -$22.7K
GSIE icon
360
Goldman Sachs ActiveBeta International Equity ETF
GSIE
$5.86B
$246K 0.05%
8,420
-480
-5% -$14.1K
RCL icon
361
Royal Caribbean
RCL
$78.7B
$245K 0.05%
+1,950
New +$229K
PRFZ icon
362
Invesco FTSE RAFI US 1500 Small-Mid ETF
PRFZ
$2.75B
$241K 0.04%
8,645
-810
-9% -$23.1K
FXD icon
363
First Trust Consumer Discretionary AlphaDEX Fund
FXD
$263M
$240K 0.04%
5,680
-500
-8% -$21.6K
NDAQ icon
364
Nasdaq
NDAQ
$51.5B
$239K 0.04%
7,857
– –
PBT
365
Permian Basin Royalty Trust
PBT
$1.36B
$236K 0.04%
25,300
-2,700
-10% -$24K
SIG icon
366
Signet Jewelers
SIG
$3.55B
$236K 0.04%
4,237
– –
TJX icon
367
TJX Companies
TJX
$170B
$236K 0.04%
4,602
-2,514
-35% -$129K
TIER
368
DELISTED
TIER REIT, Inc.
TIER
$236K 0.04%
10,302
-416
-4% -$9.85K
MDLZ icon
369
Mondelez International
MDLZ
$77.7B
$231K 0.04%
5,580
+252
+5% +$10.8K
KMB icon
370
Kimberly-Clark
KMB
$36.4B
$230K 0.04%
2,166
-739
-25% -$82.9K
BTI icon
371
British American Tobacco
BTI
$132B
$226K 0.04%
4,975
-1,938
-28% -$98.4K
KMI icon
372
Kinder Morgan
KMI
$73.1B
$225K 0.04%
12,406
-6,984
-36% -$125K
FIDU icon
373
Fidelity MSCI Industrials Index ETF
FIDU
$2.34B
$224K 0.04%
5,750
-1,177
-17% -$46.2K
CSX icon
374
CSX Corp
CSX
$98.6B
$223K 0.04%
8,982
-6,762
-43% -$161K
KHC icon
375
Kraft Heinz
KHC
$30.4B
$222K 0.04%
3,679
+176
+5% +$10.5K
13 14
15
16 17

Similar funds

AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q3 2018 Portfolio in Review

As of Q3 2018, Prospera Financial Services held 467 positions worth $536M, down 27% from $738M the previous quarter. Its ten largest holdings account for 35% of the portfolio.

Prospera Financial Services withdrew a net $217M in Q3 2018, closing 57 positions and reducing 296 holdings. Its most notable exit was Triton International Limited, an estimated $1.7M position sold in full.

By sector, the portfolio is most concentrated in Technology at 5.9% of assets, up from 5.9% a quarter earlier, followed by Healthcare and Financials.

Against the trend, Prospera Financial Services opened a new position in State Street Utilities Select Sector SPDR ETF worth $983K.

  • Prospera Financial Services's largest Q3 2018 buy was State Street Utilities Select Sector SPDR ETF: 37,248 shares worth $983K.
  • Prospera Financial Services added most to iShares Russell 2000 ETF in Q3 2018, an estimated $1.81M increase.
  • Prospera Financial Services's biggest Q3 2018 reduction was First Trust Dorsey Wright Focus 5 ETF, cutting an estimated $44.6M.
  • Prospera Financial Services fully exited Triton International Limited in Q3 2018, selling an estimated $1.7M.
  • Prospera Financial Services's ten largest holdings make up 35% of its $536M portfolio in Q3 2018.
  • Prospera Financial Services opened 19 new positions and closed 57 in Q3 2018.
  • Prospera Financial Services's portfolio value fell 27% quarter-over-quarter to $536M.

Based on Prospera Financial Services's 13F filing for Q3 2018, filed 25 Oct 2018.