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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+5%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$655M
AUM Growth
-$2.85M
Cap. Flow
-$24.3M
Cap. Flow %
-3.71%
Top 10 Hldgs %
40.21%
Holding
472
New
41
Increased
127
Reduced
207
Closed
77

Top Buys

Rank Stock Value
1
BRK.A icon
Berkshire Hathaway Class A
BRK.A
+$11.4M
2
DWFI
SPDR Dorsey Wright Fixed Income Allocation ETF
DWFI
+$3.03M
3
GMED icon
Globus Medical
GMED
+$2.16M
4
FVD icon
First Trust Value Line Dividend Fund
FVD
+$1.81M
5
UPS icon
United Parcel Service
UPS
+$1.59M

Top Sells

Rank Stock Value
1
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$3.42M
2
BSJH
Guggenheim BulletShares 2017 High Yield Corporate Bond ETF
BSJH
+$3.12M
3
BA icon
Boeing
BA
+$1.98M
4
OEF icon
iShares S&P 100 ETF
OEF
+$1.74M
5
BX icon
Blackstone
BX
+$1.56M

Sector Composition

Rank Sector Weight
1 Financials 5.65%
2 Technology 4.3%
3 Industrials 4.16%
4 Healthcare 4.04%
5 Energy 2.96%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BOND icon
351
PIMCO Active Bond Exchange-Traded Fund
BOND
$8.28B
$236K 0.04%
+2,225
New +$237K
SYK icon
352
Stryker
SYK
$127B
$236K 0.04%
1,522
– –
FXI icon
353
iShares China Large-Cap ETF
FXI
$4.31B
$235K 0.04%
5,092
-2,169
-30% -$100K
DGRW icon
354
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
$16.6B
$232K 0.04%
+5,608
New +$224K
SHW icon
355
Sherwin-Williams
SHW
$78.3B
$226K 0.03%
+1,647
New +$217K
TIPT icon
356
Tiptree Inc
TIPT
$668M
$226K 0.03%
37,948
-6,129
-14% -$40K
BUD icon
357
AB InBev
BUD
$158B
$224K 0.03%
1,992
-471
-19% -$55.4K
ON icon
358
ON Semiconductor
ON
$33.8B
$224K 0.03%
+9,835
New +$201K
PHM icon
359
Pultegroup
PHM
$24.5B
$223K 0.03%
+6,606
New +$205K
SPIB icon
360
State Street SPDR Portfolio Intermediate Term Corporate Bond ETF
SPIB
$11.5B
$223K 0.03%
6,530
-616
-9% -$21.2K
CMI icon
361
Cummins
CMI
$91.7B
$222K 0.03%
+1,255
New +$215K
FCVT icon
362
First Trust SSI Strategic Convertible Securities ETF
FCVT
$111M
$221K 0.03%
+7,630
New +$221K
NGG icon
363
National Grid
NGG
$81.9B
$219K 0.03%
4,219
-6,990
-62% -$373K
PBP icon
364
Invesco S&P 500 BuyWrite ETF
PBP
$352M
$215K 0.03%
+9,965
New +$224K
LYB icon
365
LyondellBasell Industries
LYB
$19.5B
$213K 0.03%
1,884
-357
-16% -$37K
FFTY icon
366
CapForce IBD 50 ETF
FFTY
$80.2M
$212K 0.03%
+6,200
New +$206K
RTN
367
DELISTED
Raytheon Company
RTN
$211K 0.03%
1,118
-1,473
-57% -$275K
FEMB icon
368
First Trust Emerging Markets Local Currency Bond ETF
FEMB
$354M
$209K 0.03%
+4,855
New +$204K
VMW
369
DELISTED
VMware, Inc
VMW
$209K 0.03%
+1,601
New +$192K
IOO icon
370
iShares Global 100 ETF
IOO
$8.56B
$205K 0.03%
4,400
-600
-12% -$27.4K
VLO icon
371
Valero Energy
VLO
$89.8B
$204K 0.03%
2,178
-490
-18% -$40.4K
BWX icon
372
State Street SPDR Bloomberg International Treasury Bond ETF
BWX
$1.32B
$203K 0.03%
7,113
-4,839
-40% -$136K
EWY icon
373
iShares MSCI South Korea ETF
EWY
$21.7B
$201K 0.03%
+2,684
New +$198K
MDLZ icon
374
Mondelez International
MDLZ
$77.7B
$200K 0.03%
4,683
-4,793
-51% -$201K
LNCE
375
DELISTED
Snyders-Lance, Inc.
LNCE
$200K 0.03%
+4,000
New +$159K
13 14
15
16 17

Similar funds

AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q4 2017 Portfolio in Review

As of Q4 2017, Prospera Financial Services held 472 positions worth $655M, down 0.43% from $657M the previous quarter. Its ten largest holdings account for 40% of the portfolio.

Prospera Financial Services withdrew a net $24.3M in Q4 2017, closing 77 positions and reducing 207 holdings. Its most notable exit was Guggenheim BulletShares 2017 High Yield Corporate Bond ETF, an estimated $3.12M position sold in full.

By sector, the portfolio is most concentrated in Financials at 5.6% of assets, down from 6% a quarter earlier, followed by Technology and Industrials.

Against the trend, Prospera Financial Services opened a new position in Globus Medical worth $2.53M.

  • Prospera Financial Services's largest Q4 2017 buy was Globus Medical: 61,630 shares worth $2.53M.
  • Prospera Financial Services added most to Berkshire Hathaway Class A in Q4 2017, an estimated $11.4M increase.
  • Prospera Financial Services's biggest Q4 2017 reduction was First Trust Dorsey Wright Focus 5 ETF, cutting an estimated $3.42M.
  • Prospera Financial Services fully exited Guggenheim BulletShares 2017 High Yield Corporate Bond ETF in Q4 2017, selling an estimated $3.12M.
  • Prospera Financial Services's ten largest holdings make up 40% of its $655M portfolio in Q4 2017.
  • Prospera Financial Services opened 41 new positions and closed 77 in Q4 2017.
  • Prospera Financial Services's portfolio value fell 0.43% quarter-over-quarter to $655M.

Based on Prospera Financial Services's 13F filing for Q4 2017, filed 24 Jan 2018.