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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+2.23%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$449M
AUM Growth
+$47.8M
Cap. Flow
+$45.6M
Cap. Flow %
10.16%
Top 10 Hldgs %
47.67%
Holding
363
New
72
Increased
145
Reduced
82
Closed
42

Top Buys

Rank Stock Value
1
SHV icon
iShares 0-1 Year Treasury Bond ETF
SHV
+$41M
2
GG
Goldcorp Inc
GG
+$21.2M
3
IYE icon
iShares US Energy ETF
IYE
+$19.8M
4
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$12M
5
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$4.57M

Top Sells

Rank Stock Value
1
XLP icon
State Street Consumer Staples Select Sector SPDR ETF
XLP
+$21.2M
2
IYW icon
iShares US Technology ETF
IYW
+$21.1M
3
IYF icon
iShares US Financials ETF
IYF
+$21M
4
IDU icon
iShares US Utilities ETF
IDU
+$20.9M
5
XLY icon
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
+$3.04M

Sector Composition

Rank Sector Weight
1 Materials 7.42%
2 Energy 3.87%
3 Technology 3.14%
4 Consumer Staples 2.79%
5 Communication Services 2.49%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
OA
351
DELISTED
Orbital ATK, Inc.
OA
– –
-4,025
Closed -$468K
ESSX
352
DELISTED
ESSEX RENTAL CORP. COMMON STOCK
ESSX
– –
-16,250
Closed -$21K
PDLI
353
DELISTED
PDL BioPharma, Inc.
PDLI
– –
-26,850
Closed -$207K
FCAN
354
DELISTED
First Trust Canada AlphaDEX Fund
FCAN
– –
-8,326
Closed -$262K
FTW
355
DELISTED
First Trust Taiwan AlphaDEX Fund
FTW
– –
-8,082
Closed -$294K
AGN
356
DELISTED
Allergan Inc
AGN
– –
-2,100
Closed -$446K
11 12 13 14
15

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AG
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AMH
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EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
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PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
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RBI
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Prospera Financial Services's Q1 2015 Portfolio in Review

As of Q1 2015, Prospera Financial Services held 363 positions worth $449M, up 12% from $401M the previous quarter. Its ten largest holdings account for 48% of the portfolio.

Prospera Financial Services deployed $45.6M of net new capital in Q1 2015, opening 72 new positions and adding to 145 existing holdings. Its largest new stake was iShares 0-1 Year Treasury Bond ETF: 371,393 shares worth $41M.

By sector, the portfolio is most concentrated in Materials at 7.4% of assets, up from 1.9% a quarter earlier, followed by Energy and Technology.

On the sell side, the largest reduction was State Street Consumer Staples Select Sector SPDR ETF, an estimated $21.2M trimmed.

  • Prospera Financial Services's largest Q1 2015 buy was iShares 0-1 Year Treasury Bond ETF: 371,393 shares worth $41M.
  • Prospera Financial Services added most to First Trust Dorsey Wright Focus 5 ETF in Q1 2015, an estimated $12M increase.
  • Prospera Financial Services's biggest Q1 2015 reduction was State Street Consumer Staples Select Sector SPDR ETF, cutting an estimated $21.2M.
  • Prospera Financial Services fully exited iShares US Financials ETF in Q1 2015, selling an estimated $21M.
  • Prospera Financial Services's ten largest holdings make up 48% of its $449M portfolio in Q1 2015.
  • Prospera Financial Services opened 72 new positions and closed 42 in Q1 2015.
  • Prospera Financial Services's portfolio value rose 12% quarter-over-quarter to $449M.

Based on Prospera Financial Services's 13F filing for Q1 2015, filed 22 Apr 2015.