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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+6.4%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$3.92B
AUM Growth
+$319M
Cap. Flow
+$117M
Cap. Flow %
2.98%
Top 10 Hldgs %
19.99%
Holding
1,207
New
73
Increased
556
Reduced
429
Closed
91

Top Buys

Rank Stock Value
1
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$24.5M
2
CGGO icon
Capital Group Global Growth Equity ETF
CGGO
+$16.2M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$15.6M
4
AAPL icon
Apple
AAPL
+$11.8M
5
MSFT icon
Microsoft
MSFT
+$10.3M

Top Sells

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$27.3M
2
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$13.4M
3
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$13M
4
FIXD icon
First Trust Smith Opportunistic Fixed Income ETF
FIXD
+$9.93M
5
BUFR icon
FT Vest Fund of Buffer ETFs
BUFR
+$9.7M

Sector Composition

Rank Sector Weight
1 Technology 16%
2 Financials 6.35%
3 Healthcare 5.3%
4 Industrials 4.86%
5 Consumer Discretionary 4.43%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WM icon
326
Waste Management
WM
$97.3B
$2.06M 0.05%
9,896
+1,894
+24% +$395K
IEMG icon
327
iShares Core MSCI Emerging Markets ETF
IEMG
$146B
$2.05M 0.05%
35,737
-5,650
-14% -$306K
RIGS icon
328
ALPS Strategic Income Fund
RIGS
$60.4M
$2.05M 0.05%
87,391
-1,212
-1% -$28.1K
VWO icon
329
Vanguard FTSE Emerging Markets ETF
VWO
$118B
$2.03M 0.05%
42,427
-173
-0.4% -$7.7K
PKG icon
330
Packaging Corp of America
PKG
$22.7B
$2.03M 0.05%
9,410
+212
+2% +$42.1K
PM icon
331
Philip Morris
PM
$320B
$2.02M 0.05%
16,649
+2,210
+15% +$257K
FIS icon
332
Fidelity National Information Services
FIS
$22.8B
$2.02M 0.05%
24,102
-5,413
-18% -$427K
IEUR icon
333
iShares Core MSCI Europe ETF
IEUR
$8.78B
$2.02M 0.05%
33,100
-640
-2% -$37.6K
ECL icon
334
Ecolab
ECL
$79B
$2.01M 0.05%
7,869
-156
-2% -$38.2K
IUSG icon
335
iShares Core S&P US Growth ETF
IUSG
$30.7B
$2.01M 0.05%
15,187
+239
+2% +$30.4K
EVRG icon
336
Evergy
EVRG
$20.1B
$1.99M 0.05%
32,154
+7,189
+29% +$418K
DELL icon
337
Dell
DELL
$237B
$1.99M 0.05%
16,745
+13,360
+395% +$1.56M
BLV icon
338
Vanguard Long-Term Bond ETF
BLV
$5.79B
$1.98M 0.05%
26,390
+19,324
+273% +$1.42M
CGCP icon
339
Capital Group Core Plus Income ETF
CGCP
$8.4B
$1.98M 0.05%
85,483
+1,346
+2% +$30.7K
F icon
340
Ford
F
$59.1B
$1.97M 0.05%
186,767
+20,202
+12% +$231K
NVS icon
341
Novartis
NVS
$304B
$1.97M 0.05%
17,127
+1
+0% +$113
IGM icon
342
iShares Expanded Tech Sector ETF
IGM
$9.65B
$1.96M 0.05%
20,453
+854
+4% +$78.9K
PYPL icon
343
PayPal
PYPL
$50.9B
$1.93M 0.05%
24,688
+38
+0.2% +$2.54K
BRO icon
344
Brown & Brown
BRO
$24.5B
$1.92M 0.05%
18,566
-145
-0.8% -$14.4K
TFC icon
345
Truist Financial
TFC
$64.2B
$1.92M 0.05%
44,902
-3,281
-7% -$139K
WTAI icon
346
WisdomTree Artificial Intelligence and Innovation Fund
WTAI
$548M
$1.92M 0.05%
96,372
+967
+1% +$19.1K
XLC icon
347
State Street Communication Services Select Sector SPDR ETF
XLC
$22.4B
$1.91M 0.05%
21,175
-10,492
-33% -$905K
APO icon
348
Apollo Global Management
APO
$71.5B
$1.87M 0.05%
14,932
-594
-4% -$68.6K
BSJR icon
349
Invesco BulletShares 2027 High Yield Corporate Bond ETF
BSJR
$856M
$1.87M 0.05%
82,178
+70
+0.1% +$1.57K
PAVE icon
350
Global X US Infrastructure Development ETF
PAVE
$14.1B
$1.87M 0.05%
45,305
-3,595
-7% -$138K
12 13
14
15 16

Similar funds

AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q3 2024 Portfolio in Review

As of Q3 2024, Prospera Financial Services held 1,207 positions worth $3.92B, up 8.9% from $3.6B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Prospera Financial Services's Q3 2024 filing shows 73 new, 556 increased, 429 reduced and 91 closed positions. Its largest new stake was iShares US Broker-Dealers & Securities Exchanges ETF: 48,843 shares worth $6.28M. The largest sale was State Street SPDR Portfolio S&P 500 Growth ETF, an estimated $27.3M.

By sector, the portfolio is most concentrated in Technology at 16% of assets, down from 16% a quarter earlier, followed by Financials and Healthcare.

  • Prospera Financial Services's largest Q3 2024 buy was iShares US Broker-Dealers & Securities Exchanges ETF: 48,843 shares worth $6.28M.
  • Prospera Financial Services added most to State Street SPDR Portfolio S&P 500 Value ETF in Q3 2024, an estimated $24.5M increase.
  • Prospera Financial Services's biggest Q3 2024 reduction was State Street SPDR Portfolio S&P 500 Growth ETF, cutting an estimated $27.3M.
  • Prospera Financial Services fully exited FT Vest US Equity Moderate Buffer ETF June in Q3 2024, selling an estimated $9.36M.
  • Prospera Financial Services's ten largest holdings make up 20% of its $3.92B portfolio in Q3 2024.
  • Prospera Financial Services opened 73 new positions and closed 91 in Q3 2024.
  • Prospera Financial Services's portfolio value rose 8.9% quarter-over-quarter to $3.92B.

Based on Prospera Financial Services's 13F filing for Q3 2024, filed 7 Nov 2024.