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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+10.09%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$3.02B
AUM Growth
+$434M
Cap. Flow
+$181M
Cap. Flow %
5.99%
Top 10 Hldgs %
18.87%
Holding
1,133
New
127
Increased
429
Reduced
454
Closed
82

Top Buys

Rank Stock Value
1
XOM icon
ExxonMobil
XOM
+$18.5M
2
BUFR icon
FT Vest Fund of Buffer ETFs
BUFR
+$13.2M
3
IVV icon
iShares Core S&P 500 ETF
IVV
+$12.7M
4
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$11.7M
5
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$11.5M

Top Sells

Rank Stock Value
1
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$31.8M
2
SPIP icon
State Street SPDR Portfolio TIPS ETF
SPIP
+$12.2M
3
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$7.03M
4
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$6.99M
5
IYK icon
iShares US Consumer Staples ETF
IYK
+$6.65M

Sector Composition

Rank Sector Weight
1 Technology 13.49%
2 Financials 6.53%
3 Healthcare 4.81%
4 Industrials 4.22%
5 Energy 4.07%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
XLI icon
326
State Street Industrial Select Sector SPDR ETF
XLI
$33.3B
$1.83M 0.06%
16,050
-694
-4% -$72.8K
DES icon
327
WisdomTree US SmallCap Dividend Fund
DES
$2.21B
$1.82M 0.06%
+56,627
New +$1.64M
IDU icon
328
iShares US Utilities ETF
IDU
$1.39B
$1.81M 0.06%
22,705
+16,611
+273% +$1.27M
BKLN icon
329
Invesco Senior Loan ETF
BKLN
$6.97B
$1.81M 0.06%
85,430
-11,899
-12% -$250K
USFR icon
330
WisdomTree Floating Rate Treasury Fund
USFR
$18.1B
$1.79M 0.06%
35,643
-1,684
-5% -$84.8K
SHYG icon
331
iShares 0-5 Year High Yield Corporate Bond ETF
SHYG
$7.61B
$1.79M 0.06%
+42,383
New +$1.75M
FTA icon
332
First Trust Large Cap Value AlphaDEX Fund
FTA
$1.41B
$1.78M 0.06%
25,158
+1,159
+5% +$76.6K
TIP icon
333
iShares TIPS Bond ETF
TIP
$14.5B
$1.77M 0.06%
16,513
-2,570
-13% -$269K
ISRG icon
334
Intuitive Surgical
ISRG
$130B
$1.77M 0.06%
5,243
-342
-6% -$102K
KXI icon
335
iShares Global Consumer Staples ETF
KXI
$1.08B
$1.76M 0.06%
29,683
-554
-2% -$31.9K
NVS icon
336
Novartis
NVS
$304B
$1.75M 0.06%
17,351
+3,812
+28% +$368K
PGF icon
337
Invesco Financial Preferred ETF
PGF
$676M
$1.75M 0.06%
119,955
-11,704
-9% -$164K
IWO icon
338
iShares Russell 2000 Growth ETF
IWO
$14.4B
$1.75M 0.06%
6,923
-266
-4% -$60K
VNQ icon
339
Vanguard Real Estate ETF
VNQ
$40B
$1.74M 0.06%
19,682
+8,417
+75% +$667K
IJS icon
340
iShares S&P Small-Cap 600 Value ETF
IJS
$8.2B
$1.72M 0.06%
16,702
+2,422
+17% +$221K
MAIN icon
341
Main Street Capital
MAIN
$5.14B
$1.7M 0.06%
39,426
+4,406
+13% +$180K
PWZ icon
342
Invesco California AMT-Free Municipal Bond ETF
PWZ
$1.15B
$1.7M 0.06%
68,081
-2,489
-4% -$59.3K
SAP icon
343
SAP
SAP
$209B
$1.69M 0.06%
10,913
+241
+2% +$34.9K
RIGS icon
344
ALPS Strategic Income Fund
RIGS
$60.5M
$1.68M 0.06%
72,670
+493
+0.7% +$11K
IUSG icon
345
iShares Core S&P US Growth ETF
IUSG
$31B
$1.68M 0.06%
16,157
+8,318
+106% +$819K
SHV icon
346
iShares 0-1 Year Treasury Bond ETF
SHV
$20.8B
$1.67M 0.06%
15,188
+8,737
+135% +$963K
O icon
347
Realty Income
O
$61.3B
$1.64M 0.05%
28,556
-1,844
-6% -$96.8K
FEZ icon
348
State Street SPDR EURO STOXX 50 ETF
FEZ
$4.32B
$1.63M 0.05%
34,091
-34,861
-51% -$1.54M
IGIB icon
349
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
$18.5B
$1.63M 0.05%
31,326
+25,347
+424% +$1.25M
GOVI icon
350
Invesco Equal Weight 0-30 Year Treasury ETF
GOVI
$1.23B
$1.63M 0.05%
56,478
+1,143
+2% +$31.1K
12 13
14
15 16

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AG
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AMH
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EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q4 2023 Portfolio in Review

As of Q4 2023, Prospera Financial Services held 1,133 positions worth $3.02B, up 17% from $2.59B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Prospera Financial Services deployed $181M of net new capital in Q4 2023, opening 127 new positions and adding to 429 existing holdings. Its largest new stake was FT Vest Fund of Nasdaq-100 Buffer ETFs: 295,108 shares worth $7.97M.

By sector, the portfolio is most concentrated in Technology at 13% of assets, down from 14% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was First Trust Dorsey Wright Focus 5 ETF, an estimated $31.8M trimmed.

  • Prospera Financial Services's largest Q4 2023 buy was FT Vest Fund of Nasdaq-100 Buffer ETFs: 295,108 shares worth $7.97M.
  • Prospera Financial Services added most to ExxonMobil in Q4 2023, an estimated $18.5M increase.
  • Prospera Financial Services's biggest Q4 2023 reduction was First Trust Dorsey Wright Focus 5 ETF, cutting an estimated $31.8M.
  • Prospera Financial Services fully exited State Street SPDR Portfolio TIPS ETF in Q4 2023, selling an estimated $12.2M.
  • Prospera Financial Services's ten largest holdings make up 19% of its $3.02B portfolio in Q4 2023.
  • Prospera Financial Services opened 127 new positions and closed 82 in Q4 2023.
  • Prospera Financial Services's portfolio value rose 17% quarter-over-quarter to $3.02B.

Based on Prospera Financial Services's 13F filing for Q4 2023, filed 14 Feb 2024.