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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
-2.85%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$2.59B
AUM Growth
-$26.7M
Cap. Flow
+$66.7M
Cap. Flow %
2.58%
Top 10 Hldgs %
19.41%
Holding
1,082
New
78
Increased
496
Reduced
373
Closed
76

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$9.66M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$9.18M
3
FIXD icon
First Trust Smith Opportunistic Fixed Income ETF
FIXD
+$8.8M
4
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$7.69M
5
BUFR icon
FT Vest Fund of Buffer ETFs
BUFR
+$6.11M

Top Sells

Rank Stock Value
1
IFV icon
First Trust Dorsey Wright International Focus 5 ETF
IFV
+$19.3M
2
STIP icon
iShares 0-5 Year TIPS Bond ETF
STIP
+$12.1M
3
PIZ icon
Invesco Dorsey Wright Developed Markets Momentum ETF
PIZ
+$9.54M
4
PIE icon
Invesco Dorsey Wright Emerging Markets Momentum ETF
PIE
+$9.45M
5
VTIP icon
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
+$7.73M

Sector Composition

Rank Sector Weight
1 Technology 13.76%
2 Financials 6.88%
3 Healthcare 5.36%
4 Industrials 4.66%
5 Consumer Staples 4.25%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SPYV icon
326
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
$36.5B
$1.5M 0.06%
36,385
+1,031
+3% +$44.7K
EZU icon
327
iShare MSCI Eurozone ETF
EZU
$9.44B
$1.49M 0.06%
35,274
+876
+3% +$39.3K
IYH icon
328
iShares US Healthcare ETF
IYH
$3.46B
$1.49M 0.06%
27,510
+350
+1% +$19.6K
GOVI icon
329
Invesco Equal Weight 0-30 Year Treasury ETF
GOVI
$1.23B
$1.48M 0.06%
55,335
+10,954
+25% +$308K
NTR icon
330
Nutrien
NTR
$33.3B
$1.48M 0.06%
23,976
+982
+4% +$62.1K
FCX icon
331
Freeport-McMoran
FCX
$88.6B
$1.48M 0.06%
39,562
+3,424
+9% +$138K
HEZU icon
332
iShares Currency Hedged MSCI Eurozone ETF
HEZU
$567M
$1.47M 0.06%
47,803
+1,710
+4% +$54K
CRWD icon
333
CrowdStrike
CRWD
$185B
$1.47M 0.06%
35,064
+308
+0.9% +$12K
BIV icon
334
Vanguard Intermediate-Term Bond ETF
BIV
$29B
$1.46M 0.06%
20,182
+583
+3% +$43.1K
PYPL icon
335
PayPal
PYPL
$51.4B
$1.46M 0.06%
25,011
+1,076
+4% +$70.1K
GSG icon
336
iShares S&P GSCI Commodity-Indexed Trust
GSG
$968M
$1.46M 0.06%
64,817
-2,589
-4% -$55.6K
AIVL icon
337
WisdomTree US AI Enhanced Value Fund
AIVL
$433M
$1.46M 0.06%
16,392
-594
-3% -$55.6K
SPYD icon
338
State Street SPDR Portfolio S&P 500 High Dividend ETF
SPYD
$7.78B
$1.46M 0.06%
41,504
-217
-0.5% -$8.08K
ITOT icon
339
iShares Core S&P Total US Stock Market ETF
ITOT
$93.7B
$1.43M 0.06%
15,196
+1,378
+10% +$135K
COR icon
340
Cencora
COR
$62.2B
$1.43M 0.06%
7,919
-1,050
-12% -$194K
MAIN icon
341
Main Street Capital
MAIN
$5.14B
$1.42M 0.06%
35,020
+11,119
+47% +$454K
GOVT icon
342
iShares US Treasury Bond ETF
GOVT
$43.9B
$1.42M 0.05%
64,429
+36,151
+128% +$814K
MLPX icon
343
Global X MLP & Energy Infrastructure ETF
MLPX
$3.57B
$1.41M 0.05%
33,205
-121
-0.4% -$5.14K
VBK icon
344
Vanguard Small-Cap Growth ETF
VBK
$23.2B
$1.4M 0.05%
6,554
+1,396
+27% +$317K
IEUR icon
345
iShares Core MSCI Europe ETF
IEUR
$8.82B
$1.4M 0.05%
28,208
+1,820
+7% +$94.6K
IWR icon
346
iShares Russell Mid-Cap ETF
IWR
$56.5B
$1.4M 0.05%
20,177
+315
+2% +$23K
BSCN
347
DELISTED
Invesco BulletShares 2023 Corporate Bond ETF
BSCN
$1.4M 0.05%
65,784
+1,703
+3% +$36.1K
FLR icon
348
Fluor
FLR
$6.89B
$1.4M 0.05%
38,054
+3,200
+9% +$107K
ZTS icon
349
Zoetis
ZTS
$32.5B
$1.38M 0.05%
7,933
+1,570
+25% +$285K
NVS icon
350
Novartis
NVS
$304B
$1.38M 0.05%
13,539
+458
+4% +$46.5K
12 13
14
15 16

Similar funds

AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q3 2023 Portfolio in Review

As of Q3 2023, Prospera Financial Services held 1,082 positions worth $2.59B, down 1% from $2.61B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Prospera Financial Services's Q3 2023 filing shows 78 new, 496 increased, 373 reduced and 76 closed positions. Its largest new stake was Vale: 339,367 shares worth $4.55M. The largest sale was First Trust Dorsey Wright International Focus 5 ETF, an estimated $19.3M.

By sector, the portfolio is most concentrated in Technology at 14% of assets, down from 15% a quarter earlier, followed by Financials and Healthcare.

  • Prospera Financial Services's largest Q3 2023 buy was Vale: 339,367 shares worth $4.55M.
  • Prospera Financial Services added most to iShares Core S&P 500 ETF in Q3 2023, an estimated $9.66M increase.
  • Prospera Financial Services's biggest Q3 2023 reduction was First Trust Dorsey Wright International Focus 5 ETF, cutting an estimated $19.3M.
  • Prospera Financial Services fully exited State Street SPDR FTSE International Government Inflation-Protected Bond ETF in Q3 2023, selling an estimated $6.03M.
  • Prospera Financial Services's ten largest holdings make up 19% of its $2.59B portfolio in Q3 2023.
  • Prospera Financial Services opened 78 new positions and closed 76 in Q3 2023.
  • Prospera Financial Services's portfolio value fell 1% quarter-over-quarter to $2.59B.

Based on Prospera Financial Services's 13F filing for Q3 2023, filed 13 Nov 2023.