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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
-3.83%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$1.92B
AUM Growth
-$44.4M
Cap. Flow
+$64.1M
Cap. Flow %
3.35%
Top 10 Hldgs %
20.63%
Holding
1,691
New
67
Increased
511
Reduced
232
Closed
861

Top Buys

Rank Stock Value
1
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$24M
2
SSUS icon
Day Hagan/Ned Davis Research Smart Sector ETF
SSUS
+$19.5M
3
XBI icon
State Street SPDR S&P Biotech ETF
XBI
+$12.5M
4
AMD icon
Advanced Micro Devices
AMD
+$7.69M
5
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$7.06M

Top Sells

Rank Stock Value
1
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$46.7M
2
COWZ icon
Pacer US Cash Cows 100 ETF
COWZ
+$13.1M
3
JEPI icon
JPMorgan Equity Premium Income ETF
JEPI
+$12.9M
4
SPIP icon
State Street SPDR Portfolio TIPS ETF
SPIP
+$6.17M
5
VALE icon
Vale
VALE
+$5.04M

Sector Composition

Rank Sector Weight
1 Technology 13.28%
2 Financials 7.3%
3 Healthcare 6.57%
4 Consumer Staples 4.86%
5 Consumer Discretionary 4.85%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EMB icon
326
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
$15B
$1.22M 0.06%
15,349
-3,610
-19% -$309K
NOBL icon
327
ProShares S&P 500 Dividend Aristocrats ETF
NOBL
$12B
$1.22M 0.06%
30,464
+10,228
+51% +$452K
ACGL icon
328
Arch Capital
ACGL
$37.2B
$1.22M 0.06%
26,673
+18,462
+225% +$834K
JKHY icon
329
Jack Henry & Associates
JKHY
$11.2B
$1.21M 0.06%
6,619
-15
-0.2% -$2.94K
MLPX icon
330
Global X MLP & Energy Infrastructure ETF
MLPX
$3.61B
$1.21M 0.06%
32,162
-89
-0.3% -$3.62K
UGA icon
331
United States Gasoline Fund
UGA
$144M
$1.2M 0.06%
22,721
+123
+0.5% +$7.17K
OXY icon
332
Occidental Petroleum
OXY
$55B
$1.2M 0.06%
19,465
-50,678
-72% -$3.24M
AN icon
333
AutoNation
AN
$7.26B
$1.18M 0.06%
+11,591
New +$1.36M
CWB icon
334
State Street SPDR Bloomberg Convertible Securities ETF
CWB
$5.47B
$1.17M 0.06%
18,412
-1,111
-6% -$74.7K
SPYV icon
335
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
$36.5B
$1.16M 0.06%
33,565
+107
+0.3% +$4.06K
BRO icon
336
Brown & Brown
BRO
$24.6B
$1.16M 0.06%
19,120
+3,542
+23% +$223K
WEC icon
337
WEC Energy
WEC
$37.7B
$1.15M 0.06%
12,816
+1,538
+14% +$157K
FBT icon
338
First Trust NYSE Arca Biotechnology Index Fund
FBT
$2.86B
$1.15M 0.06%
8,680
+1,175
+16% +$165K
PENN icon
339
PENN Entertainment
PENN
$2.82B
$1.15M 0.06%
41,642
+5,541
+15% +$179K
DBA icon
340
Invesco DB Agriculture Fund
DBA
$1.24B
$1.14M 0.06%
56,692
+43,502
+330% +$879K
FSEP icon
341
FT Vest US Equity Buffer ETF September
FSEP
$1.21B
$1.14M 0.06%
+35,958
New +$1.19M
BSCQ icon
342
Invesco BulletShares 2026 Corporate Bond ETF
BSCQ
$3.66B
$1.12M 0.06%
59,942
+8,712
+17% +$168K
MDLZ icon
343
Mondelez International
MDLZ
$80.7B
$1.12M 0.06%
20,382
-485
-2% -$30.1K
OLLI icon
344
Ollie's Bargain Outlet
OLLI
$4.17B
$1.1M 0.06%
21,252
+13,975
+192% +$864K
LDUR icon
345
PIMCO Enhanced Low Duration Active Exchange-Traded Fund
LDUR
$1.37B
$1.09M 0.06%
11,493
+38
+0.3% +$3.63K
AGL icon
346
Agilon Health
AGL
$1.56B
$1.09M 0.06%
+1,855
New +$1.11M
ESTC icon
347
Elastic
ESTC
$6.39B
$1.09M 0.06%
15,131
+15,079
+28,998% +$1.2M
K
348
DELISTED
Kellanova
K
$1.08M 0.06%
16,570
+15,664
+1,729% +$1.08M
CROX icon
349
Crocs
CROX
$6.78B
$1.07M 0.06%
15,651
+12,637
+419% +$877K
TFC icon
350
Truist Financial
TFC
$64.1B
$1.07M 0.06%
24,671
+14,310
+138% +$689K
12 13
14
15 16

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AG
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AMH
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EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
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PS
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PFA
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RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q3 2022 Portfolio in Review

As of Q3 2022, Prospera Financial Services held 1,691 positions worth $1.92B, down 2.3% from $1.96B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Prospera Financial Services deployed $64.1M of net new capital in Q3 2022, opening 67 new positions and adding to 511 existing holdings. Its largest new stake was Day Hagan/Ned Davis Research Smart Sector ETF: 613,408 shares worth $17.7M.

By sector, the portfolio is most concentrated in Technology at 13% of assets, up from 13% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was First Trust Enhanced Short Maturity ETF, an estimated $46.7M trimmed.

  • Prospera Financial Services's largest Q3 2022 buy was Day Hagan/Ned Davis Research Smart Sector ETF: 613,408 shares worth $17.7M.
  • Prospera Financial Services added most to First Trust Dorsey Wright Focus 5 ETF in Q3 2022, an estimated $24M increase.
  • Prospera Financial Services's biggest Q3 2022 reduction was First Trust Enhanced Short Maturity ETF, cutting an estimated $46.7M.
  • Prospera Financial Services fully exited State Street SPDR Portfolio TIPS ETF in Q3 2022, selling an estimated $6.17M.
  • Prospera Financial Services's ten largest holdings make up 21% of its $1.92B portfolio in Q3 2022.
  • Prospera Financial Services opened 67 new positions and closed 861 in Q3 2022.
  • Prospera Financial Services's portfolio value fell 2.3% quarter-over-quarter to $1.92B.

Based on Prospera Financial Services's 13F filing for Q3 2022, filed 27 Oct 2022.