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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
-0.25%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$2.01B
AUM Growth
+$12.5M
Cap. Flow
+$31.2M
Cap. Flow %
1.56%
Top 10 Hldgs %
24.22%
Holding
867
New
78
Increased
385
Reduced
279
Closed
74

Top Buys

Rank Stock Value
1
FIS icon
Fidelity National Information Services
FIS
+$6.93M
2
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$6.4M
3
IYJ icon
iShares US Industrials ETF
IYJ
+$4.7M
4
RDVY icon
First Trust Rising Dividend Achievers ETF
RDVY
+$4.69M
5
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$4.22M

Top Sells

Rank Stock Value
1
MCK icon
McKesson
MCK
+$6.6M
2
IBND icon
State Street SPDR Bloomberg International Corporate Bond ETF
IBND
+$6.21M
3
JCI icon
Johnson Controls International
JCI
+$5.71M
4
IYE icon
iShares US Energy ETF
IYE
+$4.55M
5
PRGO icon
Perrigo
PRGO
+$3.94M

Sector Composition

Rank Sector Weight
1 Technology 15.35%
2 Financials 8.53%
3 Consumer Discretionary 5.81%
4 Industrials 5.22%
5 Healthcare 5.04%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
OKTA icon
326
Okta
OKTA
$23.7B
$1.27M 0.06%
5,348
-381
-7% -$94.6K
GSG icon
327
iShares S&P GSCI Commodity-Indexed Trust
GSG
$969M
$1.27M 0.06%
+75,083
New +$1.2M
SWAV
328
DELISTED
Shockwave Medical, Inc. Common Stock
SWAV
$1.26M 0.06%
6,118
+887
+17% +$174K
IVE icon
329
iShares S&P 500 Value ETF
IVE
$49.5B
$1.25M 0.06%
8,572
+848
+11% +$126K
COR icon
330
Cencora
COR
$62.2B
$1.23M 0.06%
10,290
-131
-1% -$15.7K
QTEC icon
331
First Trust NASDAQ-100 Technology Index Fund
QTEC
$4.41B
$1.23M 0.06%
7,790
+89
+1% +$14.5K
QS icon
332
QuantumScape Corp
QS
$3.19B
$1.17M 0.06%
47,502
+31,091
+189% +$710K
UNP icon
333
Union Pacific
UNP
$175B
$1.16M 0.06%
5,917
+500
+9% +$108K
IAU icon
334
iShares Gold Trust
IAU
$62.5B
$1.14M 0.06%
34,186
-22,785
-40% -$776K
ETRN
335
DELISTED
Equitrans Midstream Corporation Common Stock
ETRN
$1.13M 0.06%
111,747
+5,597
+5% +$49.4K
IWB icon
336
iShares Russell 1000 ETF
IWB
$47.9B
$1.13M 0.06%
4,680
-317
-6% -$78.8K
GSY icon
337
Invesco Ultra Short Duration ETF
GSY
$3.86B
$1.13M 0.06%
22,370
+386
+2% +$19.5K
FCFS icon
338
FirstCash
FCFS
$9.06B
$1.12M 0.06%
12,843
-321
-2% -$26.6K
ETSY icon
339
Etsy
ETSY
$8.21B
$1.11M 0.06%
5,336
-103
-2% -$20.9K
PKG icon
340
Packaging Corp of America
PKG
$22.6B
$1.1M 0.05%
8,000
+205
+3% +$29.2K
PFXF icon
341
VanEck Preferred Securities ex Financials ETF
PFXF
$2.4B
$1.1M 0.05%
51,802
+5,495
+12% +$118K
IWV icon
342
iShares Russell 3000 ETF
IWV
$19.5B
$1.09M 0.05%
4,252
-162
-4% -$42.4K
GWW icon
343
W.W. Grainger
GWW
$66B
$1.09M 0.05%
2,758
-6
-0.2% -$2.6K
FNDX icon
344
Schwab Fundamental US Large Company Index ETF
FNDX
$26.8B
$1.08M 0.05%
60,231
+44,580
+285% +$818K
AWK icon
345
American Water Works
AWK
$27B
$1.08M 0.05%
6,394
+3
+0% +$524
BSCM
346
DELISTED
Invesco BulletShares 2022 Corporate Bond ETF
BSCM
$1.08M 0.05%
50,233
+739
+1% +$15.9K
MKC icon
347
McCormick & Company Non-Voting
MKC
$13.9B
$1.07M 0.05%
13,237
-389
-3% -$33.4K
RMD icon
348
ResMed
RMD
$30.3B
$1.07M 0.05%
+4,069
New +$1.11M
PSA icon
349
Public Storage
PSA
$61.7B
$1.07M 0.05%
+3,593
New +$1.13M
ECL icon
350
Ecolab
ECL
$79.6B
$1.07M 0.05%
5,105
-721
-12% -$158K
12 13
14
15 16

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AMH
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EDRH
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GAM
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CIA
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PS
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PFA
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RBI
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Prospera Financial Services's Q3 2021 Portfolio in Review

As of Q3 2021, Prospera Financial Services held 867 positions worth $2.01B, up 0.63% from $1.99B the previous quarter. Its ten largest holdings account for 24% of the portfolio.

Prospera Financial Services's Q3 2021 filing shows 78 new, 385 increased, 279 reduced and 74 closed positions. Its largest new stake was Carlyle Group: 86,444 shares worth $4.09M. The largest sale was McKesson, an estimated $6.6M.

By sector, the portfolio is most concentrated in Technology at 15% of assets, up from 15% a quarter earlier, followed by Financials and Consumer Discretionary.

  • Prospera Financial Services's largest Q3 2021 buy was Carlyle Group: 86,444 shares worth $4.09M.
  • Prospera Financial Services added most to Fidelity National Information Services in Q3 2021, an estimated $6.93M increase.
  • Prospera Financial Services's biggest Q3 2021 reduction was McKesson, cutting an estimated $6.6M.
  • Prospera Financial Services fully exited State Street SPDR Bloomberg International Corporate Bond ETF in Q3 2021, selling an estimated $6.21M.
  • Prospera Financial Services's ten largest holdings make up 24% of its $2.01B portfolio in Q3 2021.
  • Prospera Financial Services opened 78 new positions and closed 74 in Q3 2021.
  • Prospera Financial Services's portfolio value rose 0.63% quarter-over-quarter to $2.01B.

Based on Prospera Financial Services's 13F filing for Q3 2021, filed 12 Nov 2021.