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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
-13.11%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$942M
AUM Growth
-$356M
Cap. Flow
-$167M
Cap. Flow %
-17.72%
Top 10 Hldgs %
30.97%
Holding
651
New
56
Increased
213
Reduced
222
Closed
142

Top Buys

Rank Stock Value
1
DWFI
SPDR Dorsey Wright Fixed Income Allocation ETF
DWFI
+$29.8M
2
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$20.5M
3
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$11.8M
4
AMD icon
Advanced Micro Devices
AMD
+$5.54M
5
USO icon
United States Oil Fund
USO
+$4.9M

Top Sells

Rank Stock Value
1
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$74M
2
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$26.4M
3
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$25.5M
4
VMC icon
Vulcan Materials
VMC
+$6.18M
5
DHR icon
Danaher
DHR
+$4.96M

Sector Composition

Rank Sector Weight
1 Technology 10.54%
2 Financials 7.17%
3 Healthcare 6.32%
4 Consumer Staples 4.89%
5 Consumer Discretionary 4.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TTD icon
326
Trade Desk
TTD
$8.97B
$431K 0.05%
22,320
+4,330
+24% +$112K
VGT icon
327
Vanguard Information Technology ETF
VGT
$133B
$428K 0.05%
+16,144
New +$489K
LDP icon
328
Cohen & Steers Duration Preferred & Income Fund
LDP
$591M
$425K 0.05%
20,700
+6,850
+49% +$169K
PPG icon
329
PPG Industries
PPG
$24.9B
$425K 0.05%
5,081
+201
+4% +$22.3K
KMB icon
330
Kimberly-Clark
KMB
$37.6B
$424K 0.05%
3,319
-10
-0.3% -$1.38K
O icon
331
Realty Income
O
$61.1B
$424K 0.05%
8,767
+25
+0.3% +$1.74K
NGG icon
332
National Grid
NGG
$79.3B
$423K 0.04%
8,205
+10
+0.1% +$552
SDIV icon
333
Global X SuperDividend ETF
SDIV
$1.21B
$422K 0.04%
15,091
+654
+5% +$29.7K
OLED icon
334
Universal Display
OLED
$3.75B
$420K 0.04%
3,189
+253
+9% +$43.5K
ORCL icon
335
Oracle
ORCL
$339B
$418K 0.04%
8,661
-222
-2% -$11.5K
MGK icon
336
Vanguard Morningstar Mega Cap Growth ETF
MGK
$31.3B
$417K 0.04%
16,420
-4,800
-23% -$139K
TIP icon
337
iShares TIPS Bond ETF
TIP
$14.5B
$417K 0.04%
3,532
+227
+7% +$26.7K
DGRW icon
338
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
$16.5B
$416K 0.04%
10,691
+39
+0.4% +$1.77K
EV
339
DELISTED
Eaton Vance Corp.
EV
$415K 0.04%
12,882
-10,678
-45% -$453K
GYLD icon
340
Arrow Dow Jones Global Yield ETF
GYLD
$36.6M
$407K 0.04%
42,754
-1,514
-3% -$21.3K
TFC icon
341
Truist Financial
TFC
$63.9B
$406K 0.04%
13,168
+629
+5% +$29.7K
VCSH icon
342
Vanguard Short-Term Corporate Bond ETF
VCSH
$44.7B
$406K 0.04%
5,129
+93
+2% +$7.48K
KMI icon
343
Kinder Morgan
KMI
$70.9B
$401K 0.04%
28,784
-30,939
-52% -$589K
PSEC icon
344
Prospect Capital
PSEC
$1.08B
$401K 0.04%
94,264
+60,937
+183% +$360K
IWX icon
345
iShares Russell Top 200 Value ETF
IWX
$3.92B
$399K 0.04%
9,056
+2,900
+47% +$156K
BF.B icon
346
Brown-Forman Class B
BF.B
$13.5B
$398K 0.04%
7,173
+156
+2% +$10K
IWS icon
347
iShares Russell Mid-Cap Value ETF
IWS
$15.7B
$396K 0.04%
6,184
+2
+0% +$171
GDV icon
348
Gabelli Dividend & Income Trust
GDV
$2.59B
$395K 0.04%
+26,664
New +$520K
ZTS icon
349
Zoetis
ZTS
$32.7B
$395K 0.04%
3,359
-32,057
-91% -$4.22M
ARCC icon
350
Ares Capital
ARCC
$13.4B
$394K 0.04%
36,561
+6,939
+23% +$117K
12 13
14
15 16

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AG
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AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
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RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q1 2020 Portfolio in Review

As of Q1 2020, Prospera Financial Services held 651 positions worth $942M, down 27% from $1.3B the previous quarter. Its ten largest holdings account for 31% of the portfolio.

Prospera Financial Services withdrew a net $167M in Q1 2020, closing 142 positions and reducing 222 holdings. Its most notable exit was Vulcan Materials, an estimated $6.18M position sold in full.

By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 9.7% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Prospera Financial Services opened a new position in United States Oil Fund worth $2.14M.

  • Prospera Financial Services's largest Q1 2020 buy was United States Oil Fund: 63,650 shares worth $2.14M.
  • Prospera Financial Services added most to SPDR Dorsey Wright Fixed Income Allocation ETF in Q1 2020, an estimated $29.8M increase.
  • Prospera Financial Services's biggest Q1 2020 reduction was First Trust Dorsey Wright Focus 5 ETF, cutting an estimated $74M.
  • Prospera Financial Services fully exited Vulcan Materials in Q1 2020, selling an estimated $6.18M.
  • Prospera Financial Services's ten largest holdings make up 31% of its $942M portfolio in Q1 2020.
  • Prospera Financial Services opened 56 new positions and closed 142 in Q1 2020.
  • Prospera Financial Services's portfolio value fell 27% quarter-over-quarter to $942M.

Based on Prospera Financial Services's 13F filing for Q1 2020, filed 15 May 2020.