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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+7.01%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$1.3B
AUM Growth
+$324M
Cap. Flow
+$255M
Cap. Flow %
19.66%
Top 10 Hldgs %
32.35%
Holding
639
New
97
Increased
312
Reduced
159
Closed
44

Top Buys

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$10.9M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$8.37M
3
AAPL icon
Apple
AAPL
+$6.76M
4
MA icon
Mastercard
MA
+$6.52M
5
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$5.95M

Top Sells

Rank Stock Value
1
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$5.23M
2
BSJJ
Invesco BulletShares 2019 High Yield Corporate Bond ETF
BSJJ
+$2.67M
3
IYF icon
iShares US Financials ETF
IYF
+$2.53M
4
FE icon
FirstEnergy
FE
+$2.34M
5
YUM icon
Yum! Brands
YUM
+$1.96M

Sector Composition

Rank Sector Weight
1 Technology 9.71%
2 Financials 7.64%
3 Healthcare 5.13%
4 Industrials 4.37%
5 Consumer Staples 4.1%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PPG icon
326
PPG Industries
PPG
$26.5B
$651K 0.05%
4,880
+3,162
+184% +$401K
SCHM icon
327
Schwab US Mid-Cap ETF
SCHM
$14.7B
$648K 0.05%
32,340
+5,208
+19% +$101K
AMAT icon
328
Applied Materials
AMAT
$424B
$647K 0.05%
10,605
-324
-3% -$18.2K
TROW icon
329
T. Rowe Price
TROW
$25.3B
$644K 0.05%
5,283
+3,477
+193% +$411K
BRO icon
330
Brown & Brown
BRO
$23.2B
$643K 0.05%
+16,279
New +$611K
XEL icon
331
Xcel Energy
XEL
$50.8B
$639K 0.05%
10,061
+6,098
+154% +$381K
MLPA icon
332
Global X MLP ETF
MLPA
$2.26B
$638K 0.05%
13,485
-582
-4% -$27.1K
VIG icon
333
Vanguard Dividend Appreciation ETF
VIG
$112B
$636K 0.05%
5,101
+1,317
+35% +$159K
NJR icon
334
New Jersey Resources
NJR
$6.06B
$628K 0.05%
+14,079
New +$608K
EPD icon
335
Enterprise Products Partners
EPD
$82.8B
$627K 0.05%
22,254
+1,814
+9% +$49.2K
O icon
336
Realty Income
O
$61B
$624K 0.05%
8,742
+4,814
+123% +$359K
RSPU icon
337
Invesco S&P 500 Equal Weight Utilities ETF
RSPU
$557M
$620K 0.05%
11,670
– –
CMS icon
338
CMS Energy
CMS
$23B
$619K 0.05%
9,843
+3,029
+44% +$189K
ICF icon
339
iShares Select U.S. REIT ETF
ICF
$2.13B
$619K 0.05%
10,576
-3,704
-26% -$218K
MGK icon
340
Vanguard Mega Cap Growth ETF
MGK
$32.3B
$618K 0.05%
21,220
+2,800
+15% +$77.3K
XAR icon
341
State Street SPDR S&P Aerospace & Defense ETF
XAR
$6.17B
$616K 0.05%
5,643
– –
PPLT
342
abrdn Physical Platinum Shares ETF
PPLT
$1.85B
$609K 0.05%
+67,000
New +$574K
VONE icon
343
Vanguard Russell 1000 ETF
VONE
$8.26B
$607K 0.05%
+4,115
New +$581K
OLED icon
344
Universal Display
OLED
$3.73B
$605K 0.05%
2,936
+390
+15% +$73.7K
VBR icon
345
Vanguard Small-Cap Value ETF
VBR
$37.4B
$600K 0.05%
4,377
+44
+1% +$5.83K
PCY icon
346
Invesco Emerging Markets Sovereign Debt ETF
PCY
$1.39B
$598K 0.05%
20,228
+1,604
+9% +$46.7K
UTRN
347
DELISTED
Vesper US Large Cap Short-Term Reversal Strategy ETF
UTRN
$597K 0.05%
+22,101
New +$597K
TDOC icon
348
Teladoc Health
TDOC
$1.6B
$594K 0.05%
+7,095
New +$540K
IWO icon
349
iShares Russell 2000 Growth ETF
IWO
$14.6B
$593K 0.05%
2,767
+1,258
+83% +$255K
TEVA icon
350
Teva Pharmaceuticals
TEVA
$36.3B
$593K 0.05%
60,539
+19,654
+48% +$175K
12 13
14
15 16

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AG
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AMH
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EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q4 2019 Portfolio in Review

As of Q4 2019, Prospera Financial Services held 639 positions worth $1.3B, up 33% from $974M the previous quarter. Its ten largest holdings account for 32% of the portfolio.

Prospera Financial Services deployed $255M of net new capital in Q4 2019, opening 97 new positions and adding to 312 existing holdings. Its largest new stake was Danaher: 36,420 shares worth $4.96M.

By sector, the portfolio is most concentrated in Technology at 9.7% of assets, up from 6.7% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Invesco S&P 500 Low Volatility ETF, an estimated $5.23M trimmed.

  • Prospera Financial Services's largest Q4 2019 buy was Danaher: 36,420 shares worth $4.96M.
  • Prospera Financial Services added most to Microsoft in Q4 2019, an estimated $10.9M increase.
  • Prospera Financial Services's biggest Q4 2019 reduction was Invesco S&P 500 Low Volatility ETF, cutting an estimated $5.23M.
  • Prospera Financial Services fully exited Invesco BulletShares 2019 High Yield Corporate Bond ETF in Q4 2019, selling an estimated $2.67M.
  • Prospera Financial Services's ten largest holdings make up 32% of its $1.3B portfolio in Q4 2019.
  • Prospera Financial Services opened 97 new positions and closed 44 in Q4 2019.
  • Prospera Financial Services's portfolio value rose 33% quarter-over-quarter to $1.3B.

Based on Prospera Financial Services's 13F filing for Q4 2019, filed 12 Feb 2020.