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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+1.9%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$974M
AUM Growth
+$82.9M
Cap. Flow
+$78.7M
Cap. Flow %
8.08%
Top 10 Hldgs %
37.28%
Holding
577
New
62
Increased
280
Reduced
175
Closed
35

Top Buys

Rank Stock Value
1
BX icon
Blackstone
BX
+$22.3M
2
BIV icon
Vanguard Intermediate-Term Bond ETF
BIV
+$3.19M
3
GLD icon
SPDR Gold Trust
GLD
+$2.83M
4
APO icon
Apollo Global Management
APO
+$2.78M
5
FVD icon
First Trust Value Line Dividend Fund
FVD
+$2.49M

Top Sells

Rank Stock Value
1
DVY icon
iShares Select Dividend ETF
DVY
+$2.34M
2
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$1.96M
3
CMI icon
Cummins
CMI
+$1.8M
4
DIS icon
Walt Disney
DIS
+$1.67M
5
IUSV icon
iShares Core S&P US Value ETF
IUSV
+$1.28M

Sector Composition

Rank Sector Weight
1 Financials 6.81%
2 Technology 6.66%
3 Industrials 3.57%
4 Consumer Discretionary 3.34%
5 Healthcare 3.12%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HUM icon
326
Humana
HUM
$46.7B
$458K 0.05%
+1,790
New +$502K
USB icon
327
US Bancorp
USB
$99.6B
$458K 0.05%
8,276
+208
+3% +$11.2K
C icon
328
Citigroup
C
$222B
$456K 0.05%
6,603
+160
+2% +$10.9K
VIG icon
329
Vanguard Dividend Appreciation ETF
VIG
$111B
$453K 0.05%
3,784
+79
+2% +$9.32K
FBT icon
330
First Trust NYSE Arca Biotechnology Index Fund
FBT
$2.8B
$449K 0.05%
3,629
-2,073
-36% -$276K
LYB icon
331
LyondellBasell Industries
LYB
$19.5B
$449K 0.05%
5,020
+1,063
+27% +$86.7K
FTV icon
332
Fortive
FTV
$19B
$448K 0.05%
+10,357
New +$477K
DGRW icon
333
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
$16.6B
$446K 0.05%
9,893
+42
+0.4% +$1.86K
OKE icon
334
Oneok
OKE
$58.7B
$446K 0.05%
6,051
-12,674
-68% -$897K
REM icon
335
iShares Mortgage Real Estate ETF
REM
$542M
$445K 0.05%
10,553
-7,695
-42% -$325K
NGG icon
336
National Grid
NGG
$82.7B
$442K 0.05%
9,230
-93
-1% -$4.3K
CLX icon
337
Clorox
CLX
$11.6B
$441K 0.05%
2,907
+11
+0.4% +$1.74K
K
338
DELISTED
Kellanova
K
$441K 0.05%
+7,292
New +$417K
RFUN
339
DELISTED
RiverFront Dynamic Unconstrained Income
RFUN
$441K 0.05%
17,382
+351
+2% +$8.89K
EMLP icon
340
First Trust North American Energy Infrastructure Fund
EMLP
$4.18B
$440K 0.05%
17,201
-3,284
-16% -$83K
TJX icon
341
TJX Companies
TJX
$170B
$439K 0.05%
7,878
-2,538
-24% -$138K
FUTY icon
342
Fidelity MSCI Utilities Index ETF
FUTY
$2.41B
$438K 0.05%
10,312
-998
-9% -$40.5K
XME icon
343
State Street SPDR S&P Metals & Mining ETF
XME
$4.05B
$438K 0.05%
17,197
+2,183
+15% +$58.4K
CMS icon
344
CMS Energy
CMS
$23.1B
$436K 0.04%
6,814
+200
+3% +$12.1K
PARA
345
DELISTED
Paramount Global Class B
PARA
$436K 0.04%
10,797
+997
+10% +$46.6K
DAL icon
346
Delta Air Lines
DAL
$55.9B
$434K 0.04%
+7,542
New +$447K
EBAY icon
347
eBay
EBAY
$48.6B
$433K 0.04%
11,104
+247
+2% +$9.91K
USIG icon
348
iShares Broad USD Investment Grade Corporate Bond ETF
USIG
$17.2B
$431K 0.04%
7,391
+1,047
+17% +$60.4K
SRE icon
349
Sempra
SRE
$60.8B
$430K 0.04%
5,832
-1,770
-23% -$124K
HSY icon
350
Hershey
HSY
$35.4B
$429K 0.04%
2,768
-789
-22% -$119K
12 13
14
15 16

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AG
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AMH
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EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
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CIA
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PS
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PFA
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RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q3 2019 Portfolio in Review

As of Q3 2019, Prospera Financial Services held 577 positions worth $974M, up 9.3% from $891M the previous quarter. Its ten largest holdings account for 37% of the portfolio.

Prospera Financial Services deployed $78.7M of net new capital in Q3 2019, opening 62 new positions and adding to 280 existing holdings. Its largest new stake was lululemon athletica: 10,689 shares worth $2.06M.

By sector, the portfolio is most concentrated in Financials at 6.8% of assets, up from 3.8% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was iShares Select Dividend ETF, an estimated $2.34M trimmed.

  • Prospera Financial Services's largest Q3 2019 buy was lululemon athletica: 10,689 shares worth $2.06M.
  • Prospera Financial Services added most to Blackstone in Q3 2019, an estimated $22.3M increase.
  • Prospera Financial Services's biggest Q3 2019 reduction was iShares Select Dividend ETF, cutting an estimated $2.34M.
  • Prospera Financial Services fully exited CyrusOne Inc Common Stock in Q3 2019, selling an estimated $602K.
  • Prospera Financial Services's ten largest holdings make up 37% of its $974M portfolio in Q3 2019.
  • Prospera Financial Services opened 62 new positions and closed 35 in Q3 2019.
  • Prospera Financial Services's portfolio value rose 9.3% quarter-over-quarter to $974M.

Based on Prospera Financial Services's 13F filing for Q3 2019, filed 22 Oct 2019.