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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+12.65%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$304M
AUM Growth
-$192M
Cap. Flow
-$223M
Cap. Flow %
-73.34%
Top 10 Hldgs %
18.04%
Holding
474
New
81
Increased
193
Reduced
38
Closed
153

Top Buys

Rank Stock Value
1
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$4.81M
2
XLI icon
State Street Industrial Select Sector SPDR ETF
XLI
+$3.69M
3
XLK icon
State Street Technology Select Sector SPDR ETF
XLK
+$3.6M
4
IVV icon
iShares Core S&P 500 ETF
IVV
+$2.72M
5
CAT icon
Caterpillar
CAT
+$2.67M

Top Sells

Rank Stock Value
1
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$56.8M
2
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$21.9M
3
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$19.9M
4
DWFI
SPDR Dorsey Wright Fixed Income Allocation ETF
DWFI
+$19.5M
5
AAPL icon
Apple
AAPL
+$11.8M

Sector Composition

Rank Sector Weight
1 Industrials 9.72%
2 Consumer Discretionary 8.22%
3 Healthcare 6.15%
4 Technology 5.24%
5 Communication Services 5.14%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AMLP icon
326
Alerian MLP ETF
AMLP
$12.8B
– –
-39,306
Closed -$1.74M
AMT icon
327
American Tower
AMT
$78.2B
– –
-2,873
Closed -$455K
AOK icon
328
iShares Core Conservative Allocation ETF
AOK
$786M
– –
-36,590
Closed -$1.2M
APD icon
329
Air Products & Chemicals
APD
$65.2B
– –
-1,798
Closed -$288K
APO icon
330
Apollo Global Management
APO
$72B
– –
-80,637
Closed -$1.98M
AWK icon
331
American Water Works
AWK
$26.6B
– –
-2,460
Closed -$221K
BCX icon
332
BlackRock Resources & Commodities Strategy Trust
BCX
$889M
– –
-138,313
Closed -$977K
BGB
333
Blackstone Strategic Credit 2027 Term Fund
BGB
$500M
– –
-28,700
Closed -$395K
BIV icon
334
Vanguard Intermediate-Term Bond ETF
BIV
$28.9B
– –
-3,504
Closed -$285K
BN icon
335
Brookfield
BN
$103B
– –
-18,918
Closed -$259K
BMY icon
336
Bristol-Myers Squibb
BMY
$129B
– –
-40,057
Closed -$2.06M
BRK.B icon
337
Berkshire Hathaway Class B
BRK.B
$1.07T
– –
-6,288
Closed -$1.27M
BX icon
338
Blackstone
BX
$107B
– –
-109,840
Closed -$3.27M
C icon
339
Citigroup
C
$222B
– –
-6,199
Closed -$330K
CBRE icon
340
CBRE Group
CBRE
$41.9B
– –
-5,100
Closed -$201K
CG icon
341
Carlyle Group
CG
$16.8B
– –
-117,640
Closed -$1.85M
CMA
342
DELISTED
Comerica
CMA
– –
-17,924
Closed -$1.24M
DE icon
343
Deere & Co
DE
$167B
– –
-3,289
Closed -$492K
DOC icon
344
Healthpeak Properties
DOC
$15.4B
– –
-20,750
Closed -$580K
DVY icon
345
iShares Select Dividend ETF
DVY
$23.8B
– –
-38,236
Closed -$3.42M
EBAY icon
346
eBay
EBAY
$49.2B
– –
-7,419
Closed -$208K
EMLP icon
347
First Trust North American Energy Infrastructure Fund
EMLP
$4.15B
– –
-18,609
Closed -$403K
EQIX icon
348
Equinix
EQIX
$105B
– –
-1,571
Closed -$554K
ET icon
349
Energy Transfer Partners
ET
$68.9B
– –
-83,232
Closed -$1.11M
EZU icon
350
iShare MSCI Eurozone ETF
EZU
$9.44B
– –
-6,003
Closed -$210K
12 13
14
15 16

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AG
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AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
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RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q1 2019 Portfolio in Review

As of Q1 2019, Prospera Financial Services held 474 positions worth $304M, down 39% from $496M the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Prospera Financial Services withdrew a net $223M in Q1 2019, closing 153 positions and reducing 38 holdings. Its most notable exit was First Trust Dorsey Wright Focus 5 ETF, an estimated $56.8M position sold in full.

By sector, the portfolio is most concentrated in Industrials at 9.7% of assets, up from 3.4% a quarter earlier, followed by Consumer Discretionary and Healthcare.

Against the trend, Prospera Financial Services opened a new position in Triton International Limited worth $1.79M.

  • Prospera Financial Services's largest Q1 2019 buy was Triton International Limited: 56,190 shares worth $1.79M.
  • Prospera Financial Services added most to Invesco S&P 500 Equal Weight ETF in Q1 2019, an estimated $4.81M increase.
  • Prospera Financial Services's biggest Q1 2019 reduction was State Street Consumer Staples Select Sector SPDR ETF, cutting an estimated $1.15M.
  • Prospera Financial Services fully exited First Trust Dorsey Wright Focus 5 ETF in Q1 2019, selling an estimated $56.8M.
  • Prospera Financial Services's ten largest holdings make up 18% of its $304M portfolio in Q1 2019.
  • Prospera Financial Services opened 81 new positions and closed 153 in Q1 2019.
  • Prospera Financial Services's portfolio value fell 39% quarter-over-quarter to $304M.

Based on Prospera Financial Services's 13F filing for Q1 2019, filed 2 May 2019.