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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+5%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$655M
AUM Growth
-$2.85M
Cap. Flow
-$24.3M
Cap. Flow %
-3.71%
Top 10 Hldgs %
40.21%
Holding
472
New
41
Increased
127
Reduced
207
Closed
77

Top Buys

Rank Stock Value
1
BRK.A icon
Berkshire Hathaway Class A
BRK.A
+$11.4M
2
DWFI
SPDR Dorsey Wright Fixed Income Allocation ETF
DWFI
+$3.03M
3
GMED icon
Globus Medical
GMED
+$2.16M
4
FVD icon
First Trust Value Line Dividend Fund
FVD
+$1.81M
5
UPS icon
United Parcel Service
UPS
+$1.59M

Top Sells

Rank Stock Value
1
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$3.42M
2
BSJH
Guggenheim BulletShares 2017 High Yield Corporate Bond ETF
BSJH
+$3.12M
3
BA icon
Boeing
BA
+$1.98M
4
OEF icon
iShares S&P 100 ETF
OEF
+$1.74M
5
BX icon
Blackstone
BX
+$1.56M

Sector Composition

Rank Sector Weight
1 Financials 5.65%
2 Technology 4.3%
3 Industrials 4.16%
4 Healthcare 4.04%
5 Energy 2.96%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PAA icon
326
Plains All American Pipeline
PAA
$17.4B
$275K 0.04%
13,218
-15,850
-55% -$323K
VCSH icon
327
Vanguard Short-Term Corporate Bond ETF
VCSH
$44.7B
$274K 0.04%
3,454
-225
-6% -$17.9K
SKYY icon
328
First Trust Cloud Computing ETF
SKYY
$2.74B
$272K 0.04%
+5,782
New +$257K
CG icon
329
Carlyle Group
CG
$16.3B
$271K 0.04%
11,788
-214
-2% -$4.78K
FIDU icon
330
Fidelity MSCI Industrials Index ETF
FIDU
$2.34B
$271K 0.04%
6,916
+5
+0.1% +$187
TRV icon
331
Travelers Companies
TRV
$80.8B
$268K 0.04%
+1,996
New +$263K
EXC icon
332
Exelon
EXC
$48.6B
$267K 0.04%
9,691
+860
+10% +$24.7K
SYY icon
333
Sysco
SYY
$39.7B
$267K 0.04%
4,388
– –
XTN icon
334
State Street SPDR S&P Transportation ETF
XTN
$403M
$264K 0.04%
4,048
-614
-13% -$37.6K
JNK icon
335
State Street SPDR Bloomberg High Yield Bond ETF
JNK
$7.24B
$263K 0.04%
2,379
-161
-6% -$17.8K
JCI icon
336
Johnson Controls International
JCI
$87.5B
$261K 0.04%
6,542
-2,109
-24% -$82.4K
KBWY icon
337
Invesco KBW Premium Yield Equity REIT ETF
KBWY
$319M
$260K 0.04%
7,340
-2,883
-28% -$105K
GWW icon
338
W.W. Grainger
GWW
$65.3B
$258K 0.04%
1,091
-33
-3% -$6.83K
PCY icon
339
Invesco Emerging Markets Sovereign Debt ETF
PCY
$1.38B
$254K 0.04%
+8,572
New +$253K
NFLX icon
340
Netflix
NFLX
$292B
$249K 0.04%
+12,760
New +$246K
WM icon
341
Waste Management
WM
$95.9B
$247K 0.04%
2,808
-2,640
-48% -$215K
FXG icon
342
First Trust Consumer Staples AlphaDEX Fund
FXG
$231M
$246K 0.04%
5,043
+89
+2% +$4.17K
LRCX icon
343
Lam Research
LRCX
$382B
$245K 0.04%
+13,330
New +$262K
VCR icon
344
Vanguard Consumer Discretionary ETF
VCR
$5.84B
$242K 0.04%
1,523
-981
-39% -$146K
ALL icon
345
Allstate
ALL
$66.9B
$241K 0.04%
2,324
– –
CLX icon
346
Clorox
CLX
$11.6B
$240K 0.04%
1,627
– –
UTHR icon
347
United Therapeutics
UTHR
$26.3B
$240K 0.04%
1,600
-550
-26% -$69.9K
CNC icon
348
Centene
CNC
$31.3B
$239K 0.04%
+4,656
New +$226K
ELV icon
349
Elevance Health
ELV
$81.9B
$239K 0.04%
+1,040
New +$222K
SCG
350
DELISTED
Scana
SCG
$237K 0.04%
5,399
-970
-15% -$43.4K
12 13
14
15 16

Similar funds

AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q4 2017 Portfolio in Review

As of Q4 2017, Prospera Financial Services held 472 positions worth $655M, down 0.43% from $657M the previous quarter. Its ten largest holdings account for 40% of the portfolio.

Prospera Financial Services withdrew a net $24.3M in Q4 2017, closing 77 positions and reducing 207 holdings. Its most notable exit was Guggenheim BulletShares 2017 High Yield Corporate Bond ETF, an estimated $3.12M position sold in full.

By sector, the portfolio is most concentrated in Financials at 5.6% of assets, down from 6% a quarter earlier, followed by Technology and Industrials.

Against the trend, Prospera Financial Services opened a new position in Globus Medical worth $2.53M.

  • Prospera Financial Services's largest Q4 2017 buy was Globus Medical: 61,630 shares worth $2.53M.
  • Prospera Financial Services added most to Berkshire Hathaway Class A in Q4 2017, an estimated $11.4M increase.
  • Prospera Financial Services's biggest Q4 2017 reduction was First Trust Dorsey Wright Focus 5 ETF, cutting an estimated $3.42M.
  • Prospera Financial Services fully exited Guggenheim BulletShares 2017 High Yield Corporate Bond ETF in Q4 2017, selling an estimated $3.12M.
  • Prospera Financial Services's ten largest holdings make up 40% of its $655M portfolio in Q4 2017.
  • Prospera Financial Services opened 41 new positions and closed 77 in Q4 2017.
  • Prospera Financial Services's portfolio value fell 0.43% quarter-over-quarter to $655M.

Based on Prospera Financial Services's 13F filing for Q4 2017, filed 24 Jan 2018.