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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+1.13%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$510M
AUM Growth
+$12.5M
Cap. Flow
+$4.3M
Cap. Flow %
0.84%
Top 10 Hldgs %
38.63%
Holding
438
New
59
Increased
143
Reduced
147
Closed
56

Top Buys

Rank Stock Value
1
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$6.14M
2
SPIB icon
State Street SPDR Portfolio Intermediate Term Corporate Bond ETF
SPIB
+$5.95M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$3.31M
4
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$2.97M
5
BX icon
Blackstone
BX
+$2.65M

Top Sells

Rank Stock Value
1
SPTL icon
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
+$7.22M
2
EBND icon
State Street SPDR Bloomberg Emerging Markets Local Bond ETF
EBND
+$7.02M
3
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$6.05M
4
XLP icon
State Street Consumer Staples Select Sector SPDR ETF
XLP
+$4.78M
5
BSJG
Guggenheim BulletShares 2016 High Yield Corporate Bond ETF
BSJG
+$2.73M

Sector Composition

Rank Sector Weight
1 Financials 5.17%
2 Technology 3.68%
3 Healthcare 3.41%
4 Energy 3.35%
5 Communication Services 3.27%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CLX icon
326
Clorox
CLX
$11.6B
$227K 0.04%
1,880
-579
-24% -$68.3K
ECL icon
327
Ecolab
ECL
$75.6B
$227K 0.04%
1,932
-21
-1% -$2.46K
NIE
328
Virtus Equity & Convertible Income Fund
NIE
$718M
$227K 0.04%
12,298
+274
+2% +$5.05K
AGN
329
DELISTED
Allergan plc
AGN
$227K 0.04%
+1,056
New +$219K
PHK
330
PIMCO High Income Fund
PHK
$861M
$225K 0.04%
24,483
-14,656
-37% -$135K
MFV
331
DELISTED
MFS SPECIAL VALUE TRUST
MFV
$224K 0.04%
40,190
– –
UNP icon
332
Union Pacific
UNP
$182B
$222K 0.04%
2,156
+58
+3% +$5.7K
BOE icon
333
BlackRock Enhanced Global Dividend Trust
BOE
$662M
$220K 0.04%
19,000
– –
DHR icon
334
Danaher
DHR
$135B
$220K 0.04%
3,119
– –
SNV
335
DELISTED
Synovus
SNV
$220K 0.04%
+5,313
New +$195K
RFFC icon
336
ALPS Active Equity Opportunity ETF
RFFC
$29.6M
$219K 0.04%
+7,972
New +$211K
IBMF
337
DELISTED
iShares iBonds Sep 2017 Term Muni Bond ETF
IBMF
$218K 0.04%
8,000
– –
BXMX
338
DELISTED
Nuveen S&P 500 Buy-Write Income Fund
BXMX
$217K 0.04%
17,051
– –
ATVI
339
DELISTED
Activision Blizzard
ATVI
$216K 0.04%
5,718
-481
-8% -$19.2K
PRFZ icon
340
Invesco FTSE RAFI US 1500 Small-Mid ETF
PRFZ
$2.75B
$215K 0.04%
+9,335
New +$204K
GPRO icon
341
GoPro
GPRO
$116M
$214K 0.04%
22,915
-12,740
-36% -$146K
BSCJ
342
DELISTED
Invesco BulletShares 2019 Corporate Bond ETF
BSCJ
$214K 0.04%
10,114
– –
APC
343
DELISTED
Anadarko Petroleum
APC
$213K 0.04%
+3,062
New +$199K
AVGO icon
344
Broadcom
AVGO
$1.82T
$211K 0.04%
12,050
-2,160
-15% -$37.4K
CACI icon
345
CACI
CACI
$10.8B
$211K 0.04%
+1,689
New +$195K
DDD icon
346
3D Systems Corp
DDD
$420M
$208K 0.04%
14,580
-15,160
-51% -$222K
AMJ
347
DELISTED
JP Morgan Alerian MLP Index ETN 5/24/24
AMJ
$208K 0.04%
+6,565
New +$200K
GRA
348
DELISTED
W.R. Grace & Co.
GRA
$208K 0.04%
+3,000
New +$205K
BAC.PRL icon
349
Bank of America Series L
BAC.PRL
$3.95B
$207K 0.04%
175
-10
-5% -$11.9K
WBA
350
DELISTED
Walgreens Boots Alliance
WBA
$207K 0.04%
+2,502
New +$207K
12 13
14
15 16

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AG
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AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q4 2016 Portfolio in Review

As of Q4 2016, Prospera Financial Services held 438 positions worth $510M, up 2.5% from $498M the previous quarter. Its ten largest holdings account for 39% of the portfolio.

Prospera Financial Services's Q4 2016 filing shows 59 new, 143 increased, 147 reduced and 56 closed positions. Its largest new stake was State Street SPDR Portfolio Intermediate Term Corporate Bond ETF: 173,575 shares worth $5.91M. The largest sale was State Street SPDR Portfolio Long Term Treasury ETF, an estimated $7.22M.

By sector, the portfolio is most concentrated in Financials at 5.2% of assets, up from 3.5% a quarter earlier, followed by Technology and Healthcare.

  • Prospera Financial Services's largest Q4 2016 buy was State Street SPDR Portfolio Intermediate Term Corporate Bond ETF: 173,575 shares worth $5.91M.
  • Prospera Financial Services added most to State Street SPDR Bloomberg High Yield Bond ETF in Q4 2016, an estimated $6.14M increase.
  • Prospera Financial Services's biggest Q4 2016 reduction was First Trust Dorsey Wright Focus 5 ETF, cutting an estimated $6.05M.
  • Prospera Financial Services fully exited State Street SPDR Portfolio Long Term Treasury ETF in Q4 2016, selling an estimated $7.22M.
  • Prospera Financial Services's ten largest holdings make up 39% of its $510M portfolio in Q4 2016.
  • Prospera Financial Services opened 59 new positions and closed 56 in Q4 2016.
  • Prospera Financial Services's portfolio value rose 2.5% quarter-over-quarter to $510M.

Based on Prospera Financial Services's 13F filing for Q4 2016, filed 11 Jan 2017.