We are live on ! Find out more
PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+2.56%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$4.29B
AUM Growth
+$378M
Cap. Flow
+$351M
Cap. Flow %
8.16%
Top 10 Hldgs %
20.02%
Holding
1,195
New
79
Increased
633
Reduced
362
Closed
62

Top Buys

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$27M
2
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$14.6M
3
AXP icon
American Express
AXP
+$12.3M
4
FTCB icon
First Trust Core Investment Grade ETF
FTCB
+$12.1M
5
AAPL icon
Apple
AAPL
+$11.9M

Top Sells

Rank Stock Value
1
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$25.2M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$8.13M
3
SLV icon
iShares Silver Trust
SLV
+$7.14M
4
MRK icon
Merck
MRK
+$6.33M
5
FIXD icon
First Trust Smith Opportunistic Fixed Income ETF
FIXD
+$6.27M

Sector Composition

Rank Sector Weight
1 Technology 16.94%
2 Financials 7.11%
3 Consumer Discretionary 4.84%
4 Industrials 4.77%
5 Healthcare 4.45%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VBK icon
301
Vanguard Small-Cap Growth ETF
VBK
$23.1B
$2.8M 0.07%
9,976
+3,178
+47% +$898K
FDT icon
302
First Trust Developed Markets ex-US AlphaDEX Fund
FDT
$1.25B
$2.78M 0.06%
51,353
+3,015
+6% +$169K
FSEP icon
303
FT Vest US Equity Buffer ETF September
FSEP
$1.21B
$2.76M 0.06%
60,468
+4,202
+7% +$192K
CGCP icon
304
Capital Group Core Plus Income ETF
CGCP
$8.41B
$2.76M 0.06%
124,320
+38,837
+45% +$876K
AMT icon
305
American Tower
AMT
$80.7B
$2.73M 0.06%
14,885
-1,237
-8% -$256K
VBR icon
306
Vanguard Small-Cap Value ETF
VBR
$37.6B
$2.73M 0.06%
13,741
+327
+2% +$67.1K
FCX icon
307
Freeport-McMoran
FCX
$89B
$2.7M 0.06%
70,942
-555
-0.8% -$24.8K
CCJ icon
308
Cameco
CCJ
$37.6B
$2.68M 0.06%
52,203
+2,117
+4% +$115K
STZ icon
309
Constellation Brands
STZ
$22.7B
$2.68M 0.06%
12,126
+8,207
+209% +$1.95M
DXJ icon
310
WisdomTree Japan Hedged Equity Fund
DXJ
$7.11B
$2.65M 0.06%
+24,053
New +$2.63M
XMHQ icon
311
Invesco S&P MidCap Quality ETF
XMHQ
$5.46B
$2.64M 0.06%
+26,801
New +$2.77M
PFE icon
312
Pfizer
PFE
$144B
$2.64M 0.06%
99,314
-10,417
-9% -$283K
DBEF icon
313
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
$9.16B
$2.64M 0.06%
63,639
-45,327
-42% -$1.9M
REGN icon
314
Regeneron Pharmaceuticals
REGN
$72.1B
$2.63M 0.06%
3,698
+2,958
+400% +$2.48M
DWAS icon
315
Invesco Dorsey Wright SmallCap Momentum ETF
DWAS
$425M
$2.63M 0.06%
28,785
+100
+0.3% +$9.6K
ZTS icon
316
Zoetis
ZTS
$32.8B
$2.62M 0.06%
16,065
-3,659
-19% -$654K
APA icon
317
APA Corp
APA
$12.2B
$2.6M 0.06%
+112,813
New +$2.64M
RFFC icon
318
ALPS Active Equity Opportunity ETF
RFFC
$29.6M
$2.6M 0.06%
44,966
-397
-0.9% -$23.4K
BSJS icon
319
Invesco BulletShares 2028 High Yield Corporate Bond ETF
BSJS
$715M
$2.57M 0.06%
118,596
+14,978
+14% +$329K
BOXX icon
320
Alpha Architect 1-3 Month Box ETF
BOXX
$13.1B
$2.56M 0.06%
+23,250
New +$2.55M
FLRT icon
321
Pacer Aristotle Pacific Floating Rate High Income ETF
FLRT
$657M
$2.56M 0.06%
53,793
+19,468
+57% +$928K
IAUM icon
322
iShares Gold Trust Micro
IAUM
$6.32B
$2.55M 0.06%
97,312
+11,911
+14% +$316K
IMCG icon
323
iShares Morningstar Mid-Cap Growth ETF
IMCG
$3.94B
$2.52M 0.06%
33,400
+28,436
+573% +$2.18M
VONG icon
324
Vanguard Russell 1000 Growth ETF
VONG
$42.1B
$2.47M 0.06%
23,949
+608
+3% +$61.6K
FNDX icon
325
Schwab Fundamental US Large Company Index ETF
FNDX
$26.8B
$2.46M 0.06%
104,059
+1,549
+2% +$37.6K
11 12
13
14 15

Similar funds

AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q4 2024 Portfolio in Review

As of Q4 2024, Prospera Financial Services held 1,195 positions worth $4.29B, up 9.6% from $3.92B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Prospera Financial Services deployed $351M of net new capital in Q4 2024, opening 79 new positions and adding to 633 existing holdings. Its largest new stake was First Trust Core Investment Grade ETF: 576,054 shares worth $11.9M.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 16% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was State Street SPDR Portfolio S&P 500 Value ETF, an estimated $25.2M trimmed.

  • Prospera Financial Services's largest Q4 2024 buy was First Trust Core Investment Grade ETF: 576,054 shares worth $11.9M.
  • Prospera Financial Services added most to State Street SPDR Portfolio S&P 500 Growth ETF in Q4 2024, an estimated $27M increase.
  • Prospera Financial Services's biggest Q4 2024 reduction was State Street SPDR Portfolio S&P 500 Value ETF, cutting an estimated $25.2M.
  • Prospera Financial Services fully exited VICI Properties in Q4 2024, selling an estimated $3.27M.
  • Prospera Financial Services's ten largest holdings make up 20% of its $4.29B portfolio in Q4 2024.
  • Prospera Financial Services opened 79 new positions and closed 62 in Q4 2024.
  • Prospera Financial Services's portfolio value rose 9.6% quarter-over-quarter to $4.29B.

Based on Prospera Financial Services's 13F filing for Q4 2024, filed 13 Feb 2025.