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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+6.4%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$3.92B
AUM Growth
+$319M
Cap. Flow
+$117M
Cap. Flow %
2.98%
Top 10 Hldgs %
19.99%
Holding
1,207
New
73
Increased
556
Reduced
429
Closed
91

Top Buys

Rank Stock Value
1
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$24.5M
2
CGGO icon
Capital Group Global Growth Equity ETF
CGGO
+$16.2M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$15.6M
4
AAPL icon
Apple
AAPL
+$11.8M
5
MSFT icon
Microsoft
MSFT
+$10.3M

Top Sells

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$27.3M
2
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$13.4M
3
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$13M
4
FIXD icon
First Trust Smith Opportunistic Fixed Income ETF
FIXD
+$9.93M
5
BUFR icon
FT Vest Fund of Buffer ETFs
BUFR
+$9.7M

Sector Composition

Rank Sector Weight
1 Technology 16%
2 Financials 6.35%
3 Healthcare 5.3%
4 Industrials 4.86%
5 Consumer Discretionary 4.43%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SHV icon
301
iShares 0-1 Year Treasury Bond ETF
SHV
$20.8B
$2.43M 0.06%
21,921
+10,778
+97% +$1.19M
CGUS icon
302
Capital Group Core Equity ETF
CGUS
$11.1B
$2.41M 0.06%
70,390
+962
+1% +$31.8K
CCJ icon
303
Cameco
CCJ
$37.2B
$2.39M 0.06%
50,086
+1,205
+2% +$52.5K
IFV icon
304
First Trust Dorsey Wright International Focus 5 ETF
IFV
$220M
$2.39M 0.06%
113,647
-17,254
-13% -$349K
MAIN icon
305
Main Street Capital
MAIN
$5.09B
$2.35M 0.06%
46,873
+631
+1% +$31.5K
IUSV icon
306
iShares Core S&P US Value ETF
IUSV
$27.5B
$2.31M 0.06%
24,168
-981
-4% -$90.2K
QDPL icon
307
Pacer Metaurus US Large Cap Dividend Multiplier 400 ETF
QDPL
$1.68B
$2.3M 0.06%
60,711
+6,655
+12% +$248K
BSJS icon
308
Invesco BulletShares 2028 High Yield Corporate Bond ETF
BSJS
$715M
$2.3M 0.06%
103,618
+45,930
+80% +$1M
QTEC icon
309
First Trust NASDAQ-100 Technology Index Fund
QTEC
$4.35B
$2.29M 0.06%
11,959
+2,506
+27% +$473K
IYE icon
310
iShares US Energy ETF
IYE
$1.71B
$2.28M 0.06%
49,100
+14,686
+43% +$692K
VONG icon
311
Vanguard Russell 1000 Growth ETF
VONG
$41.7B
$2.25M 0.06%
23,341
-2,515
-10% -$235K
ILCB icon
312
iShares Morningstar US Equity ETF
ILCB
$1.26B
$2.25M 0.06%
+28,390
New +$2.17M
RFEM icon
313
First Trust RiverFront Dynamic Emerging Markets ETF
RFEM
$76.3M
$2.24M 0.06%
32,933
-92
-0.3% -$6.02K
IDU icon
314
iShares US Utilities ETF
IDU
$1.41B
$2.24M 0.06%
21,994
-338
-2% -$32K
IAUM icon
315
iShares Gold Trust Micro
IAUM
$6.32B
$2.24M 0.06%
85,401
+71,783
+527% +$1.77M
HSY icon
316
Hershey
HSY
$37.5B
$2.23M 0.06%
11,634
+163
+1% +$31.7K
COR icon
317
Cencora
COR
$62B
$2.22M 0.06%
9,875
-131
-1% -$30.4K
IAU icon
318
iShares Gold Trust
IAU
$62.5B
$2.21M 0.06%
44,531
+7,001
+19% +$328K
RY icon
319
Royal Bank of Canada
RY
$289B
$2.19M 0.06%
17,576
-104
-0.6% -$11.9K
MS icon
320
Morgan Stanley
MS
$327B
$2.18M 0.06%
20,938
+183
+0.9% +$18.4K
CVS icon
321
CVS Health
CVS
$138B
$2.17M 0.06%
34,555
+1,908
+6% +$111K
DEO icon
322
Diageo
DEO
$49.2B
$2.17M 0.06%
15,453
+3,178
+26% +$413K
SDVD icon
323
FT Vest SMID Rising Dividend Achievers Target Income ETF
SDVD
$918M
$2.15M 0.06%
97,572
+11,734
+14% +$252K
FSIG icon
324
First Trust Limited Duration Investment Grade Corporate ETF
FSIG
$1.51B
$2.15M 0.05%
111,835
-357,596
-76% -$6.82M
FXH icon
325
First Trust Health Care AlphaDEX Fund
FXH
$1.04B
$2.09M 0.05%
18,682
-5,379
-22% -$589K
11 12
13
14 15

Similar funds

AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q3 2024 Portfolio in Review

As of Q3 2024, Prospera Financial Services held 1,207 positions worth $3.92B, up 8.9% from $3.6B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Prospera Financial Services's Q3 2024 filing shows 73 new, 556 increased, 429 reduced and 91 closed positions. Its largest new stake was iShares US Broker-Dealers & Securities Exchanges ETF: 48,843 shares worth $6.28M. The largest sale was State Street SPDR Portfolio S&P 500 Growth ETF, an estimated $27.3M.

By sector, the portfolio is most concentrated in Technology at 16% of assets, down from 16% a quarter earlier, followed by Financials and Healthcare.

  • Prospera Financial Services's largest Q3 2024 buy was iShares US Broker-Dealers & Securities Exchanges ETF: 48,843 shares worth $6.28M.
  • Prospera Financial Services added most to State Street SPDR Portfolio S&P 500 Value ETF in Q3 2024, an estimated $24.5M increase.
  • Prospera Financial Services's biggest Q3 2024 reduction was State Street SPDR Portfolio S&P 500 Growth ETF, cutting an estimated $27.3M.
  • Prospera Financial Services fully exited FT Vest US Equity Moderate Buffer ETF June in Q3 2024, selling an estimated $9.36M.
  • Prospera Financial Services's ten largest holdings make up 20% of its $3.92B portfolio in Q3 2024.
  • Prospera Financial Services opened 73 new positions and closed 91 in Q3 2024.
  • Prospera Financial Services's portfolio value rose 8.9% quarter-over-quarter to $3.92B.

Based on Prospera Financial Services's 13F filing for Q3 2024, filed 7 Nov 2024.