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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+9.55%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$3.36B
AUM Growth
+$337M
Cap. Flow
+$101M
Cap. Flow %
3%
Top 10 Hldgs %
19.51%
Holding
1,152
New
101
Increased
528
Reduced
423
Closed
61

Top Buys

Rank Stock Value
1
FJAN icon
FT Vest US Equity Buffer ETF January
FJAN
+$11.3M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$9.86M
3
DJAN icon
FT Vest US Equity Deep Buffer ETF January
DJAN
+$9.86M
4
IYC icon
iShares US Consumer Discretionary ETF
IYC
+$8.46M
5
IVV icon
iShares Core S&P 500 ETF
IVV
+$7.66M

Top Sells

Rank Stock Value
1
BUFR icon
FT Vest Fund of Buffer ETFs
BUFR
+$12.5M
2
IYE icon
iShares US Energy ETF
IYE
+$8.01M
3
BILS icon
State Street SPDR Bloomberg 3-12 Month T-Bill ETF
BILS
+$7.44M
4
GLD icon
SPDR Gold Trust
GLD
+$6.68M
5
BUFD icon
FT Vest Fund of Deep Buffer ETFs
BUFD
+$6.39M

Sector Composition

Rank Sector Weight
1 Technology 14.3%
2 Financials 6.31%
3 Healthcare 4.9%
4 Energy 4.17%
5 Industrials 4.17%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VEA icon
301
Vanguard FTSE Developed Markets ETF
VEA
$225B
$2.41M 0.07%
47,930
+2,111
+5% +$102K
COR icon
302
Cencora
COR
$62.2B
$2.37M 0.07%
9,739
+783
+9% +$180K
IUSV icon
303
iShares Core S&P US Value ETF
IUSV
$27.5B
$2.36M 0.07%
26,087
-674
-3% -$58K
ORCL icon
304
Oracle
ORCL
$346B
$2.36M 0.07%
18,755
-4,183
-18% -$479K
IVW icon
305
iShares S&P 500 Growth ETF
IVW
$71.9B
$2.34M 0.07%
27,731
+1,530
+6% +$123K
FMB icon
306
First Trust Managed Municipal ETF
FMB
$2.04B
$2.33M 0.07%
45,432
-626
-1% -$32.2K
FCX icon
307
Freeport-McMoran
FCX
$88.6B
$2.31M 0.07%
49,193
+2,793
+6% +$113K
BIV icon
308
Vanguard Intermediate-Term Bond ETF
BIV
$29B
$2.29M 0.07%
30,253
+803
+3% +$60.5K
FTGC icon
309
First Trust Global Tactical Commodity Strategy Fund
FTGC
$2.95B
$2.28M 0.07%
96,102
-13,080
-12% -$301K
SAP icon
310
SAP
SAP
$207B
$2.24M 0.07%
11,471
+558
+5% +$99.1K
FSEP icon
311
FT Vest US Equity Buffer ETF September
FSEP
$1.21B
$2.23M 0.07%
52,415
-100
-0.2% -$4.13K
IWO icon
312
iShares Russell 2000 Growth ETF
IWO
$14.4B
$2.21M 0.07%
8,149
+1,226
+18% +$313K
BMY icon
313
Bristol-Myers Squibb
BMY
$130B
$2.21M 0.07%
40,647
+12,483
+44% +$636K
IFF icon
314
International Flavors & Fragrances
IFF
$20.2B
$2.17M 0.06%
25,214
+1,525
+6% +$122K
VONG icon
315
Vanguard Russell 1000 Growth ETF
VONG
$42.1B
$2.17M 0.06%
25,007
-2,045
-8% -$170K
XLRE icon
316
State Street Real Estate Select Sector SPDR ETF
XLRE
$8.73B
$2.15M 0.06%
+54,343
New +$2.11M
VBK icon
317
Vanguard Small-Cap Growth ETF
VBK
$23.2B
$2.13M 0.06%
8,167
-1,597
-16% -$392K
RSPT icon
318
Invesco S&P 500 Equal Weight Technology ETF
RSPT
$5.39B
$2.13M 0.06%
+60,524
New +$2.04M
FEZ icon
319
State Street SPDR EURO STOXX 50 ETF
FEZ
$4.32B
$2.11M 0.06%
40,218
+6,127
+18% +$302K
HSY icon
320
Hershey
HSY
$37.2B
$2.1M 0.06%
10,778
-56
-0.5% -$10.8K
MAIN icon
321
Main Street Capital
MAIN
$5.14B
$2.08M 0.06%
44,014
+4,588
+12% +$207K
RIGS icon
322
ALPS Strategic Income Fund
RIGS
$60.5M
$2.08M 0.06%
91,064
+18,394
+25% +$422K
RFEM icon
323
First Trust RiverFront Dynamic Emerging Markets ETF
RFEM
$76.8M
$2.05M 0.06%
33,523
+929
+3% +$55.3K
MO icon
324
Altria Group
MO
$125B
$2.05M 0.06%
46,918
-304
-0.6% -$12.6K
XLB icon
325
State Street Materials Select Sector SPDR ETF
XLB
$8.82B
$2.03M 0.06%
43,790
+26,824
+158% +$1.15M
11 12
13
14 15

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AG
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AMH
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EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
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CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
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RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q1 2024 Portfolio in Review

As of Q1 2024, Prospera Financial Services held 1,152 positions worth $3.36B, up 11% from $3.02B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Prospera Financial Services's Q1 2024 filing shows 101 new, 528 increased, 423 reduced and 61 closed positions. Its largest new stake was FT Vest US Equity Buffer ETF January: 275,229 shares worth $11.6M. The largest sale was FT Vest Fund of Buffer ETFs, an estimated $12.5M.

By sector, the portfolio is most concentrated in Technology at 14% of assets, up from 13% a quarter earlier, followed by Financials and Healthcare.

  • Prospera Financial Services's largest Q1 2024 buy was FT Vest US Equity Buffer ETF January: 275,229 shares worth $11.6M.
  • Prospera Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q1 2024, an estimated $9.86M increase.
  • Prospera Financial Services's biggest Q1 2024 reduction was FT Vest Fund of Buffer ETFs, cutting an estimated $12.5M.
  • Prospera Financial Services fully exited FT Vest Fund of Deep Buffer ETFs in Q1 2024, selling an estimated $6.39M.
  • Prospera Financial Services's ten largest holdings make up 20% of its $3.36B portfolio in Q1 2024.
  • Prospera Financial Services opened 101 new positions and closed 61 in Q1 2024.
  • Prospera Financial Services's portfolio value rose 11% quarter-over-quarter to $3.36B.

Based on Prospera Financial Services's 13F filing for Q1 2024, filed 13 Aug 2024.