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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+10.09%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$3.02B
AUM Growth
+$434M
Cap. Flow
+$181M
Cap. Flow %
5.99%
Top 10 Hldgs %
18.87%
Holding
1,133
New
127
Increased
429
Reduced
454
Closed
82

Top Buys

Rank Stock Value
1
XOM icon
ExxonMobil
XOM
+$18.5M
2
BUFR icon
FT Vest Fund of Buffer ETFs
BUFR
+$13.2M
3
IVV icon
iShares Core S&P 500 ETF
IVV
+$12.7M
4
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$11.7M
5
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$11.5M

Top Sells

Rank Stock Value
1
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$31.8M
2
SPIP icon
State Street SPDR Portfolio TIPS ETF
SPIP
+$12.2M
3
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$7.03M
4
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$6.99M
5
IYK icon
iShares US Consumer Staples ETF
IYK
+$6.65M

Sector Composition

Rank Sector Weight
1 Technology 13.49%
2 Financials 6.53%
3 Healthcare 4.81%
4 Industrials 4.22%
5 Energy 4.07%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CHTR icon
301
Charter Communications
CHTR
$16.6B
$2.02M 0.07%
+5,200
New +$2.12M
HSY icon
302
Hershey
HSY
$37B
$2.02M 0.07%
10,834
-1,059
-9% -$201K
TFC icon
303
Truist Financial
TFC
$64.3B
$2M 0.07%
54,113
-14,228
-21% -$447K
PIZ icon
304
Invesco Dorsey Wright Developed Markets Momentum ETF
PIZ
$712M
$1.99M 0.07%
62,791
-15,666
-20% -$461K
FNDX icon
305
Schwab Fundamental US Large Company Index ETF
FNDX
$26.8B
$1.98M 0.07%
96,057
+6,693
+7% +$129K
FCX icon
306
Freeport-McMoran
FCX
$89B
$1.98M 0.07%
46,400
+6,838
+17% +$253K
IVW icon
307
iShares S&P 500 Growth ETF
IVW
$72.1B
$1.97M 0.07%
26,201
-1,690
-6% -$120K
ASML icon
308
ASML
ASML
$608B
$1.94M 0.06%
2,560
-345
-12% -$228K
IGSB icon
309
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
$23B
$1.94M 0.06%
37,768
+21,600
+134% +$1.08M
SRE icon
310
Sempra
SRE
$59.7B
$1.93M 0.06%
25,842
+7,250
+39% +$519K
RFEM icon
311
First Trust RiverFront Dynamic Emerging Markets ETF
RFEM
$76.9M
$1.93M 0.06%
32,594
+212
+0.7% +$11.7K
IEUR icon
312
iShares Core MSCI Europe ETF
IEUR
$8.84B
$1.93M 0.06%
35,009
+6,801
+24% +$348K
VWO icon
313
Vanguard FTSE Emerging Markets ETF
VWO
$119B
$1.92M 0.06%
46,749
-3,090
-6% -$123K
IFF icon
314
International Flavors & Fragrances
IFF
$20.2B
$1.92M 0.06%
23,689
-1,457
-6% -$105K
WTAI icon
315
WisdomTree Artificial Intelligence and Innovation Fund
WTAI
$557M
$1.92M 0.06%
+92,676
New +$1.69M
MO icon
316
Altria Group
MO
$125B
$1.9M 0.06%
47,222
+2,475
+6% +$102K
RY icon
317
Royal Bank of Canada
RY
$294B
$1.9M 0.06%
18,825
+1,039
+6% +$91.5K
SHOP icon
318
Shopify
SHOP
$169B
$1.9M 0.06%
24,419
-416
-2% -$26.6K
MS icon
319
Morgan Stanley
MS
$332B
$1.9M 0.06%
20,377
-160
-0.8% -$12.8K
VCIT icon
320
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
$66.4B
$1.89M 0.06%
23,245
+856
+4% +$66.1K
WPM icon
321
Wheaton Precious Metals
WPM
$49.9B
$1.87M 0.06%
37,915
+20,078
+113% +$908K
SKYY icon
322
First Trust Cloud Computing ETF
SKYY
$2.83B
$1.87M 0.06%
21,296
+579
+3% +$46K
BSJR icon
323
Invesco BulletShares 2027 High Yield Corporate Bond ETF
BSJR
$856M
$1.86M 0.06%
83,092
+26,247
+46% +$570K
SNA icon
324
Snap-on
SNA
$21.7B
$1.86M 0.06%
6,424
-378
-6% -$102K
COR icon
325
Cencora
COR
$62.1B
$1.84M 0.06%
8,956
+1,037
+13% +$202K
11 12
13
14 15

Similar funds

AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q4 2023 Portfolio in Review

As of Q4 2023, Prospera Financial Services held 1,133 positions worth $3.02B, up 17% from $2.59B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Prospera Financial Services deployed $181M of net new capital in Q4 2023, opening 127 new positions and adding to 429 existing holdings. Its largest new stake was FT Vest Fund of Nasdaq-100 Buffer ETFs: 295,108 shares worth $7.97M.

By sector, the portfolio is most concentrated in Technology at 13% of assets, down from 14% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was First Trust Dorsey Wright Focus 5 ETF, an estimated $31.8M trimmed.

  • Prospera Financial Services's largest Q4 2023 buy was FT Vest Fund of Nasdaq-100 Buffer ETFs: 295,108 shares worth $7.97M.
  • Prospera Financial Services added most to ExxonMobil in Q4 2023, an estimated $18.5M increase.
  • Prospera Financial Services's biggest Q4 2023 reduction was First Trust Dorsey Wright Focus 5 ETF, cutting an estimated $31.8M.
  • Prospera Financial Services fully exited State Street SPDR Portfolio TIPS ETF in Q4 2023, selling an estimated $12.2M.
  • Prospera Financial Services's ten largest holdings make up 19% of its $3.02B portfolio in Q4 2023.
  • Prospera Financial Services opened 127 new positions and closed 82 in Q4 2023.
  • Prospera Financial Services's portfolio value rose 17% quarter-over-quarter to $3.02B.

Based on Prospera Financial Services's 13F filing for Q4 2023, filed 14 Feb 2024.