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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
-2.85%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$2.59B
AUM Growth
-$26.7M
Cap. Flow
+$66.7M
Cap. Flow %
2.58%
Top 10 Hldgs %
19.41%
Holding
1,082
New
78
Increased
496
Reduced
373
Closed
76

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$9.66M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$9.18M
3
FIXD icon
First Trust Smith Opportunistic Fixed Income ETF
FIXD
+$8.8M
4
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$7.69M
5
BUFR icon
FT Vest Fund of Buffer ETFs
BUFR
+$6.11M

Top Sells

Rank Stock Value
1
IFV icon
First Trust Dorsey Wright International Focus 5 ETF
IFV
+$19.3M
2
STIP icon
iShares 0-5 Year TIPS Bond ETF
STIP
+$12.1M
3
PIZ icon
Invesco Dorsey Wright Developed Markets Momentum ETF
PIZ
+$9.54M
4
PIE icon
Invesco Dorsey Wright Emerging Markets Momentum ETF
PIE
+$9.45M
5
VTIP icon
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
+$7.73M

Sector Composition

Rank Sector Weight
1 Technology 13.76%
2 Financials 6.88%
3 Healthcare 5.36%
4 Industrials 4.66%
5 Consumer Staples 4.25%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LQD icon
301
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$34.5B
$1.67M 0.06%
16,323
+283
+2% +$29.8K
IJJ icon
302
iShares S&P Mid-Cap 400 Value ETF
IJJ
$8.93B
$1.66M 0.06%
16,406
+230
+1% +$24.6K
PWZ icon
303
Invesco California AMT-Free Municipal Bond ETF
PWZ
$1.15B
$1.66M 0.06%
70,570
+2,404
+4% +$58.4K
ON icon
304
ON Semiconductor
ON
$32.8B
$1.64M 0.06%
17,668
-9,544
-35% -$927K
ORCL icon
305
Oracle
ORCL
$346B
$1.64M 0.06%
15,495
+3,419
+28% +$396K
APO icon
306
Apollo Global Management
APO
$71.9B
$1.63M 0.06%
18,169
-4,822
-21% -$405K
ISRG icon
307
Intuitive Surgical
ISRG
$130B
$1.63M 0.06%
5,585
-138
-2% -$43.1K
IWO icon
308
iShares Russell 2000 Growth ETF
IWO
$14.4B
$1.61M 0.06%
7,189
-83
-1% -$19.9K
RIGS icon
309
ALPS Strategic Income Fund
RIGS
$60.5M
$1.6M 0.06%
72,177
+30,607
+74% +$689K
JPST icon
310
JPMorgan Ultra-Short Income ETF
JPST
$40.1B
$1.59M 0.06%
31,601
+4,497
+17% +$225K
PAVE icon
311
Global X US Infrastructure Development ETF
PAVE
$14.1B
$1.58M 0.06%
52,143
+22,059
+73% +$696K
FDX icon
312
FedEx
FDX
$74B
$1.58M 0.06%
5,949
-558
-9% -$145K
SKYY icon
313
First Trust Cloud Computing ETF
SKYY
$2.82B
$1.57M 0.06%
20,717
+7,631
+58% +$595K
PSA icon
314
Public Storage
PSA
$61.7B
$1.57M 0.06%
5,950
+1,503
+34% +$421K
VTIP icon
315
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
$19.1B
$1.57M 0.06%
33,100
-163,509
-83% -$7.73M
RY icon
316
Royal Bank of Canada
RY
$295B
$1.56M 0.06%
17,786
+1,442
+9% +$134K
IYE icon
317
iShares US Energy ETF
IYE
$1.69B
$1.56M 0.06%
32,771
+976
+3% +$45K
FTA icon
318
First Trust Large Cap Value AlphaDEX Fund
FTA
$1.41B
$1.56M 0.06%
23,999
+16,944
+240% +$1.15M
VHT icon
319
Vanguard Health Care ETF
VHT
$18.6B
$1.55M 0.06%
6,577
-1,646
-20% -$401K
PM icon
320
Philip Morris
PM
$312B
$1.54M 0.06%
16,669
+355
+2% +$34.2K
ALB icon
321
Albemarle
ALB
$13.3B
$1.54M 0.06%
9,058
+2,570
+40% +$512K
VCSH icon
322
Vanguard Short-Term Corporate Bond ETF
VCSH
$44.7B
$1.53M 0.06%
20,362
+4,758
+30% +$359K
RIG icon
323
Transocean
RIG
$5.52B
$1.53M 0.06%
186,093
+100,394
+117% +$820K
O icon
324
Realty Income
O
$61.3B
$1.52M 0.06%
30,400
+6,842
+29% +$393K
TMO icon
325
Thermo Fisher Scientific
TMO
$214B
$1.51M 0.06%
2,987
-394
-12% -$210K
11 12
13
14 15

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AG
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AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q3 2023 Portfolio in Review

As of Q3 2023, Prospera Financial Services held 1,082 positions worth $2.59B, down 1% from $2.61B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Prospera Financial Services's Q3 2023 filing shows 78 new, 496 increased, 373 reduced and 76 closed positions. Its largest new stake was Vale: 339,367 shares worth $4.55M. The largest sale was First Trust Dorsey Wright International Focus 5 ETF, an estimated $19.3M.

By sector, the portfolio is most concentrated in Technology at 14% of assets, down from 15% a quarter earlier, followed by Financials and Healthcare.

  • Prospera Financial Services's largest Q3 2023 buy was Vale: 339,367 shares worth $4.55M.
  • Prospera Financial Services added most to iShares Core S&P 500 ETF in Q3 2023, an estimated $9.66M increase.
  • Prospera Financial Services's biggest Q3 2023 reduction was First Trust Dorsey Wright International Focus 5 ETF, cutting an estimated $19.3M.
  • Prospera Financial Services fully exited State Street SPDR FTSE International Government Inflation-Protected Bond ETF in Q3 2023, selling an estimated $6.03M.
  • Prospera Financial Services's ten largest holdings make up 19% of its $2.59B portfolio in Q3 2023.
  • Prospera Financial Services opened 78 new positions and closed 76 in Q3 2023.
  • Prospera Financial Services's portfolio value fell 1% quarter-over-quarter to $2.59B.

Based on Prospera Financial Services's 13F filing for Q3 2023, filed 13 Nov 2023.