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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
-0.25%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$2.01B
AUM Growth
+$12.5M
Cap. Flow
+$31.2M
Cap. Flow %
1.56%
Top 10 Hldgs %
24.22%
Holding
867
New
78
Increased
385
Reduced
279
Closed
74

Top Buys

Rank Stock Value
1
FIS icon
Fidelity National Information Services
FIS
+$6.93M
2
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$6.4M
3
IYJ icon
iShares US Industrials ETF
IYJ
+$4.7M
4
RDVY icon
First Trust Rising Dividend Achievers ETF
RDVY
+$4.69M
5
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$4.22M

Top Sells

Rank Stock Value
1
MCK icon
McKesson
MCK
+$6.6M
2
IBND icon
State Street SPDR Bloomberg International Corporate Bond ETF
IBND
+$6.21M
3
JCI icon
Johnson Controls International
JCI
+$5.71M
4
IYE icon
iShares US Energy ETF
IYE
+$4.55M
5
PRGO icon
Perrigo
PRGO
+$3.94M

Sector Composition

Rank Sector Weight
1 Technology 15.35%
2 Financials 8.53%
3 Consumer Discretionary 5.81%
4 Industrials 5.22%
5 Healthcare 5.04%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FTNT icon
301
Fortinet
FTNT
$110B
$1.47M 0.07%
25,130
+19,950
+385% +$1.16M
BXMX
302
DELISTED
Nuveen S&P 500 Buy-Write Income Fund
BXMX
$1.47M 0.07%
103,080
+158
+0.2% +$2.32K
VB icon
303
Vanguard Small-Cap ETF
VB
$79.8B
$1.45M 0.07%
6,621
+296
+5% +$65.8K
EQIX icon
304
Equinix
EQIX
$103B
$1.45M 0.07%
1,838
+67
+4% +$55.7K
ZM icon
305
Zoom
ZM
$26.7B
$1.45M 0.07%
5,550
-2,104
-27% -$709K
IYR icon
306
iShares US Real Estate ETF
IYR
$4.78B
$1.44M 0.07%
14,051
+163
+1% +$17.3K
BSV icon
307
Vanguard Short-Term Bond ETF
BSV
$44.7B
$1.43M 0.07%
17,384
-1,073
-6% -$88.2K
SHW icon
308
Sherwin-Williams
SHW
$86.5B
$1.43M 0.07%
5,092
+170
+3% +$49.8K
ATVI
309
DELISTED
Activision Blizzard
ATVI
$1.42M 0.07%
18,390
-33,957
-65% -$2.84M
NIO icon
310
NIO
NIO
$11.7B
$1.42M 0.07%
39,791
+2,379
+6% +$97.7K
AJG icon
311
Arthur J. Gallagher & Co
AJG
$67.2B
$1.42M 0.07%
9,520
+171
+2% +$24.5K
NVS icon
312
Novartis
NVS
$304B
$1.41M 0.07%
17,273
+292
+2% +$26.3K
TSM icon
313
TSMC
TSM
$2T
$1.38M 0.07%
12,359
+2,082
+20% +$244K
XLV icon
314
State Street Health Care Select Sector SPDR ETF
XLV
$43.2B
$1.38M 0.07%
10,824
-1,927
-15% -$255K
IJS icon
315
iShares S&P Small-Cap 600 Value ETF
IJS
$8.18B
$1.37M 0.07%
13,622
-21,148
-61% -$2.14M
IGM icon
316
iShares Expanded Tech Sector ETF
IGM
$9.72B
$1.37M 0.07%
20,364
-18
-0.1% -$1.25K
MA icon
317
Mastercard
MA
$494B
$1.36M 0.07%
3,896
+501
+15% +$182K
ATO icon
318
Atmos Energy
ATO
$30.4B
$1.35M 0.07%
15,259
+474
+3% +$45.8K
FXH icon
319
First Trust Health Care AlphaDEX Fund
FXH
$1.04B
$1.34M 0.07%
11,284
+200
+2% +$24.5K
VIG icon
320
Vanguard Dividend Appreciation ETF
VIG
$113B
$1.33M 0.07%
8,637
-720
-8% -$115K
VXF icon
321
Vanguard Extended Market ETF
VXF
$30.3B
$1.32M 0.07%
7,243
-596
-8% -$111K
WU icon
322
Western Union
WU
$2.58B
$1.32M 0.07%
65,092
-1,705
-3% -$37.7K
QYLD icon
323
Global X NASDAQ-100 Covered Call ETF
QYLD
$7.97B
$1.31M 0.07%
59,404
+12,159
+26% +$276K
THO icon
324
Thor Industries
THO
$4.18B
$1.29M 0.06%
+10,535
New +$1.2M
TTD icon
325
Trade Desk
TTD
$8.77B
$1.29M 0.06%
18,342
+7,732
+73% +$598K
11 12
13
14 15

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AG
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AMH
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EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
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CIA
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PS
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PFA
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RBI
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Prospera Financial Services's Q3 2021 Portfolio in Review

As of Q3 2021, Prospera Financial Services held 867 positions worth $2.01B, up 0.63% from $1.99B the previous quarter. Its ten largest holdings account for 24% of the portfolio.

Prospera Financial Services's Q3 2021 filing shows 78 new, 385 increased, 279 reduced and 74 closed positions. Its largest new stake was Carlyle Group: 86,444 shares worth $4.09M. The largest sale was McKesson, an estimated $6.6M.

By sector, the portfolio is most concentrated in Technology at 15% of assets, up from 15% a quarter earlier, followed by Financials and Consumer Discretionary.

  • Prospera Financial Services's largest Q3 2021 buy was Carlyle Group: 86,444 shares worth $4.09M.
  • Prospera Financial Services added most to Fidelity National Information Services in Q3 2021, an estimated $6.93M increase.
  • Prospera Financial Services's biggest Q3 2021 reduction was McKesson, cutting an estimated $6.6M.
  • Prospera Financial Services fully exited State Street SPDR Bloomberg International Corporate Bond ETF in Q3 2021, selling an estimated $6.21M.
  • Prospera Financial Services's ten largest holdings make up 24% of its $2.01B portfolio in Q3 2021.
  • Prospera Financial Services opened 78 new positions and closed 74 in Q3 2021.
  • Prospera Financial Services's portfolio value rose 0.63% quarter-over-quarter to $2.01B.

Based on Prospera Financial Services's 13F filing for Q3 2021, filed 12 Nov 2021.