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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+14.32%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$1.45B
AUM Growth
+$1.19B
Cap. Flow
+$1.09B
Cap. Flow %
75.2%
Top 10 Hldgs %
28.45%
Holding
1,765
New
130
Increased
487
Reduced
37
Closed
1,095

Top Buys

Rank Stock Value
1
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$97M
2
AAPL icon
Apple
AAPL
+$66.4M
3
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$37.1M
4
DWFI
SPDR Dorsey Wright Fixed Income Allocation ETF
DWFI
+$31.2M
5
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$30.1M

Top Sells

Rank Stock Value
1
GLD icon
SPDR Gold Trust
GLD
+$2.74M
2
VGLT icon
Vanguard Long-Term Treasury ETF
VGLT
+$1.72M
3
IYJ icon
iShares US Industrials ETF
IYJ
+$1.64M
4
GDX icon
VanEck Gold Miners ETF
GDX
+$514K
5
IPKW icon
Invesco International BuyBack Achievers ETF
IPKW
+$440K

Sector Composition

Rank Sector Weight
1 Technology 13.93%
2 Financials 6.56%
3 Consumer Discretionary 5.78%
4 Industrials 5.44%
5 Healthcare 5.17%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
XEL icon
301
Xcel Energy
XEL
$49.2B
$973K 0.07%
14,601
+11,843
+429% +$825K
JKHY icon
302
Jack Henry & Associates
JKHY
$11.4B
$972K 0.07%
+5,999
New +$953K
LUV icon
303
Southwest Airlines
LUV
$21.7B
$967K 0.07%
20,748
+15,276
+279% +$662K
AMLP icon
304
Alerian MLP ETF
AMLP
$12.9B
$964K 0.07%
+37,554
New +$902K
CVNA icon
305
Carvana
CVNA
$47.5B
$963K 0.07%
+20,105
New +$919K
MA icon
306
Mastercard
MA
$498B
$959K 0.07%
2,679
+2,586
+2,781% +$860K
PEY icon
307
Invesco High Yield Equity Dividend Achievers ETF
PEY
$1.16B
$954K 0.07%
54,880
+49,655
+950% +$807K
QQQH
308
NEOS Nasdaq-100 Hedged Equity Income ETF
QQQH
$366M
$954K 0.07%
17,345
-553
-3% -$29.6K
FLCB icon
309
Franklin US Core Bond ETF
FLCB
$3.02B
$953K 0.07%
+36,445
New +$956K
PKB icon
310
Invesco Building & Construction ETF
PKB
$418M
$949K 0.07%
23,051
+13,077
+131% +$514K
LDSF icon
311
First Trust Low Duration Strategic Focus ETF
LDSF
$161M
$945K 0.07%
46,183
+20,300
+78% +$415K
DQ
312
Daqo New Energy
DQ
$810M
$944K 0.07%
16,455
+8,235
+100% +$359K
TFC icon
313
Truist Financial
TFC
$63.9B
$915K 0.06%
19,095
+2,943
+18% +$133K
WKHS icon
314
Workhorse Group
WKHS
$33.4M
$906K 0.06%
+15
New +$976K
IGSB icon
315
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
$23B
$905K 0.06%
16,409
+15,131
+1,184% +$832K
OEF icon
316
iShares S&P 100 ETF
OEF
$19.5B
$899K 0.06%
5,238
+4,684
+845% +$765K
BKNG icon
317
Booking.com
BKNG
$156B
$898K 0.06%
+10,075
New +$778K
WEC icon
318
WEC Energy
WEC
$36.3B
$878K 0.06%
9,532
+8,977
+1,617% +$873K
JPST icon
319
JPMorgan Ultra-Short Income ETF
JPST
$40.1B
$865K 0.06%
17,025
+15,512
+1,025% +$788K
EV
320
DELISTED
Eaton Vance Corp.
EV
$864K 0.06%
12,717
+12,638
+15,997% +$789K
AWK icon
321
American Water Works
AWK
$27B
$860K 0.06%
5,603
+4,368
+354% +$672K
BP icon
322
BP
BP
$112B
$859K 0.06%
41,877
+40,426
+2,786% +$762K
IEMG icon
323
iShares Core MSCI Emerging Markets ETF
IEMG
$144B
$855K 0.06%
13,767
+4,298
+45% +$248K
TSM icon
324
TSMC
TSM
$1.94T
$842K 0.06%
7,727
+7,382
+2,140% +$700K
IHI icon
325
iShares US Medical Devices ETF
IHI
$3.17B
$840K 0.06%
+15,408
New +$805K
11 12
13
14 15

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AG
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AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q4 2020 Portfolio in Review

As of Q4 2020, Prospera Financial Services held 1,765 positions worth $1.45B, up 455% from $262M the previous quarter. Its ten largest holdings account for 28% of the portfolio.

Prospera Financial Services deployed $1.09B of net new capital in Q4 2020, opening 130 new positions and adding to 487 existing holdings. Its largest new stake was Alphabet (Google) Class C: 74,140 shares worth $6.49M.

By sector, the portfolio is most concentrated in Technology at 14% of assets, up from 7.9% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was SPDR Gold Trust, an estimated $2.74M trimmed.

  • Prospera Financial Services's largest Q4 2020 buy was Alphabet (Google) Class C: 74,140 shares worth $6.49M.
  • Prospera Financial Services added most to First Trust Dorsey Wright Focus 5 ETF in Q4 2020, an estimated $97M increase.
  • Prospera Financial Services's biggest Q4 2020 reduction was SPDR Gold Trust, cutting an estimated $2.74M.
  • Prospera Financial Services fully exited Vanguard Long-Term Treasury ETF in Q4 2020, selling an estimated $1.72M.
  • Prospera Financial Services's ten largest holdings make up 28% of its $1.45B portfolio in Q4 2020.
  • Prospera Financial Services opened 130 new positions and closed 1,095 in Q4 2020.
  • Prospera Financial Services's portfolio value rose 455% quarter-over-quarter to $1.45B.

Based on Prospera Financial Services's 13F filing for Q4 2020, filed 12 Feb 2021.