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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+7.01%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$1.3B
AUM Growth
+$324M
Cap. Flow
+$255M
Cap. Flow %
19.66%
Top 10 Hldgs %
32.35%
Holding
639
New
97
Increased
312
Reduced
159
Closed
44

Top Buys

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$10.9M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$8.37M
3
AAPL icon
Apple
AAPL
+$6.76M
4
MA icon
Mastercard
MA
+$6.52M
5
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$5.95M

Top Sells

Rank Stock Value
1
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$5.23M
2
BSJJ
Invesco BulletShares 2019 High Yield Corporate Bond ETF
BSJJ
+$2.67M
3
IYF icon
iShares US Financials ETF
IYF
+$2.53M
4
FE icon
FirstEnergy
FE
+$2.34M
5
YUM icon
Yum! Brands
YUM
+$1.96M

Sector Composition

Rank Sector Weight
1 Technology 9.71%
2 Financials 7.64%
3 Healthcare 5.13%
4 Industrials 4.37%
5 Consumer Staples 4.1%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VOO icon
301
Vanguard S&P 500 ETF
VOO
$968B
$745K 0.06%
2,520
+132
+6% +$37.3K
SCHZ icon
302
Schwab US Aggregate Bond ETF
SCHZ
$10.5B
$739K 0.06%
27,676
+4,408
+19% +$118K
FMB icon
303
First Trust Managed Municipal ETF
FMB
$2.03B
$737K 0.06%
13,262
+1,700
+15% +$94.3K
SAP icon
304
SAP
SAP
$187B
$737K 0.06%
5,497
-80
-1% -$10.5K
BNDX icon
305
Vanguard Total International Bond ETF
BNDX
$82B
$729K 0.06%
12,889
+2,076
+19% +$121K
SLB icon
306
SLB Ltd
SLB
$77.8B
$723K 0.06%
17,990
+3,238
+22% +$116K
CHY
307
Calamos Convertible and High Income Fund
CHY
$1.03B
$715K 0.06%
62,718
-7,880
-11% -$88.6K
EMLC icon
308
VanEck JP Morgan EM Local Currency Bond ETF
EMLC
$4.74B
$713K 0.05%
20,955
-276
-1% -$9.24K
GYLD icon
309
Arrow Dow Jones Global Yield ETF
GYLD
$36.5M
$713K 0.05%
44,268
-4,500
-9% -$71.5K
TFC icon
310
Truist Financial
TFC
$63.2B
$706K 0.05%
12,539
-1,532
-11% -$83K
PARA
311
DELISTED
Paramount Global Class B
PARA
$705K 0.05%
16,800
+6,003
+56% +$233K
SMDV icon
312
ProShares Russell 2000 Dividend Growers ETF
SMDV
$699M
$702K 0.05%
11,354
-1,680
-13% -$102K
LLY icon
313
Eli Lilly
LLY
$1.07T
$699K 0.05%
5,321
+150
+3% +$17.4K
BKK
314
DELISTED
Blackrock Municipal 2020 Term Trust
BKK
$697K 0.05%
46,783
+3,328
+8% +$50K
OEF icon
315
iShares S&P 100 ETF
OEF
$19.8B
$693K 0.05%
4,811
-103
-2% -$14.1K
DGX icon
316
Quest Diagnostics
DGX
$25.1B
$690K 0.05%
+6,465
New +$674K
SPAB icon
317
State Street SPDR Portfolio Aggregate Bond ETF
SPAB
$9.78B
$683K 0.05%
23,246
+3,320
+17% +$97.9K
MKC icon
318
McCormick & Company Non-Voting
MKC
$13.4B
$681K 0.05%
8,020
+2,132
+36% +$176K
IDV icon
319
iShares International Select Dividend ETF
IDV
$8.25B
$677K 0.05%
20,171
+8,726
+76% +$280K
UN
320
DELISTED
Unilever NV New York Registry Shares
UN
$668K 0.05%
11,633
+3,903
+50% +$231K
OKTA icon
321
Okta
OKTA
$24.1B
$662K 0.05%
5,741
+775
+16% +$89.2K
MUNI icon
322
PIMCO Intermediate Municipal Bond Active Exchange-Traded Fund
MUNI
$3.05B
$658K 0.05%
11,918
+230
+2% +$12.7K
ACWV icon
323
iShares MSCI Global Min Vol Factor ETF
ACWV
$3.26B
$655K 0.05%
6,839
-338
-5% -$32.2K
LYB icon
324
LyondellBasell Industries
LYB
$19.5B
$655K 0.05%
6,931
+1,911
+38% +$175K
CCI icon
325
Crown Castle
CCI
$32.7B
$652K 0.05%
4,586
+1,976
+76% +$270K
11 12
13
14 15

Similar funds

AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q4 2019 Portfolio in Review

As of Q4 2019, Prospera Financial Services held 639 positions worth $1.3B, up 33% from $974M the previous quarter. Its ten largest holdings account for 32% of the portfolio.

Prospera Financial Services deployed $255M of net new capital in Q4 2019, opening 97 new positions and adding to 312 existing holdings. Its largest new stake was Danaher: 36,420 shares worth $4.96M.

By sector, the portfolio is most concentrated in Technology at 9.7% of assets, up from 6.7% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Invesco S&P 500 Low Volatility ETF, an estimated $5.23M trimmed.

  • Prospera Financial Services's largest Q4 2019 buy was Danaher: 36,420 shares worth $4.96M.
  • Prospera Financial Services added most to Microsoft in Q4 2019, an estimated $10.9M increase.
  • Prospera Financial Services's biggest Q4 2019 reduction was Invesco S&P 500 Low Volatility ETF, cutting an estimated $5.23M.
  • Prospera Financial Services fully exited Invesco BulletShares 2019 High Yield Corporate Bond ETF in Q4 2019, selling an estimated $2.67M.
  • Prospera Financial Services's ten largest holdings make up 32% of its $1.3B portfolio in Q4 2019.
  • Prospera Financial Services opened 97 new positions and closed 44 in Q4 2019.
  • Prospera Financial Services's portfolio value rose 33% quarter-over-quarter to $1.3B.

Based on Prospera Financial Services's 13F filing for Q4 2019, filed 12 Feb 2020.