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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+12.65%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$304M
AUM Growth
-$192M
Cap. Flow
-$223M
Cap. Flow %
-73.34%
Top 10 Hldgs %
18.04%
Holding
474
New
81
Increased
193
Reduced
38
Closed
153

Top Buys

Rank Stock Value
1
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$4.81M
2
XLI icon
State Street Industrial Select Sector SPDR ETF
XLI
+$3.69M
3
XLK icon
State Street Technology Select Sector SPDR ETF
XLK
+$3.6M
4
IVV icon
iShares Core S&P 500 ETF
IVV
+$2.72M
5
CAT icon
Caterpillar
CAT
+$2.67M

Top Sells

Rank Stock Value
1
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$56.8M
2
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$21.9M
3
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$19.9M
4
DWFI
SPDR Dorsey Wright Fixed Income Allocation ETF
DWFI
+$19.5M
5
AAPL icon
Apple
AAPL
+$11.8M

Sector Composition

Rank Sector Weight
1 Industrials 9.72%
2 Consumer Discretionary 8.22%
3 Healthcare 6.15%
4 Technology 5.24%
5 Communication Services 5.14%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FBP icon
301
First Bancorp
FBP
$4.4B
$200K 0.07%
17,444
+6,753
+63% +$71.2K
RWT
302
Redwood Trust
RWT
$616M
$198K 0.07%
+12,245
New +$193K
VKQ icon
303
Invesco Municipal Trust
VKQ
$536M
$191K 0.06%
15,888
+1,688
+12% +$19.9K
PBT
304
Permian Basin Royalty Trust
PBT
$1.36B
$177K 0.06%
23,500
– –
SLV icon
305
iShares Silver Trust
SLV
$28.1B
$174K 0.06%
12,131
-4,500
-27% -$65.7K
JMLP
306
DELISTED
NUVEEN ALL CAP ENERGY MLP OPPORTUNITIES FUND
JMLP
$153K 0.05%
21,722
+3,220
+17% +$20.9K
MDR
307
DELISTED
McDermott International
MDR
$153K 0.05%
+18,092
New +$149K
VIOT
308
Viomi Technology
VIOT
$50.5M
$152K 0.05%
+13,500
New +$124K
PSEC icon
309
Prospect Capital
PSEC
$1.06B
$147K 0.05%
22,257
-27,673
-55% -$184K
BGG
310
DELISTED
Briggs & Stratton Corp.
BGG
$139K 0.05%
+10,900
New +$142K
NUV icon
311
Nuveen Municipal Value Fund
NUV
$1.91B
$132K 0.04%
13,232
+3,032
+30% +$29.3K
AGD
312
abrdn Global Dynamic Dividend Fund
AGD
$315M
$110K 0.04%
11,362
+307
+3% +$2.91K
CHI
313
Calamos Convertible Opportunities and Income Fund
CHI
$1.02B
$108K 0.04%
+10,300
New +$103K
CRBP icon
314
Corbus Pharmaceuticals
CRBP
$170M
$97K 0.03%
+443
New +$97.7K
GPRO icon
315
GoPro
GPRO
$116M
$83K 0.03%
+12,595
New +$70.5K
NOVN
316
DELISTED
Novan, Inc. Common Stock
NOVN
$79K 0.03%
8,755
+2,686
+44% +$34K
S
317
DELISTED
Sprint Corporation
S
$71K 0.02%
+12,305
New +$76.2K
HIMX
318
Himax Technologies
HIMX
$2.2B
$34K 0.01%
10,000
– –
WKHS icon
319
Workhorse Group
WKHS
$29.5M
$15K ﹤0.01%
8
+2
+33% +$5.24K
HEPA
320
DELISTED
Hepion Pharmaceuticals
HEPA
– –
0
– –
AAPL icon
321
Apple
AAPL
$4.89T
– –
-303,380
Closed -$11.8M
ACN icon
322
Accenture
ACN
$89.9B
– –
-4,307
Closed -$608K
ADP icon
323
Automatic Data Processing
ADP
$100B
– –
-3,040
Closed -$399K
AGG icon
324
iShares Core US Aggregate Bond ETF
AGG
$138B
– –
-89,360
Closed -$9.53M
AMD icon
325
Advanced Micro Devices
AMD
$851B
– –
-36,319
Closed -$672K
11 12
13
14 15

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AG
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AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q1 2019 Portfolio in Review

As of Q1 2019, Prospera Financial Services held 474 positions worth $304M, down 39% from $496M the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Prospera Financial Services withdrew a net $223M in Q1 2019, closing 153 positions and reducing 38 holdings. Its most notable exit was First Trust Dorsey Wright Focus 5 ETF, an estimated $56.8M position sold in full.

By sector, the portfolio is most concentrated in Industrials at 9.7% of assets, up from 3.4% a quarter earlier, followed by Consumer Discretionary and Healthcare.

Against the trend, Prospera Financial Services opened a new position in Triton International Limited worth $1.79M.

  • Prospera Financial Services's largest Q1 2019 buy was Triton International Limited: 56,190 shares worth $1.79M.
  • Prospera Financial Services added most to Invesco S&P 500 Equal Weight ETF in Q1 2019, an estimated $4.81M increase.
  • Prospera Financial Services's biggest Q1 2019 reduction was State Street Consumer Staples Select Sector SPDR ETF, cutting an estimated $1.15M.
  • Prospera Financial Services fully exited First Trust Dorsey Wright Focus 5 ETF in Q1 2019, selling an estimated $56.8M.
  • Prospera Financial Services's ten largest holdings make up 18% of its $304M portfolio in Q1 2019.
  • Prospera Financial Services opened 81 new positions and closed 153 in Q1 2019.
  • Prospera Financial Services's portfolio value fell 39% quarter-over-quarter to $304M.

Based on Prospera Financial Services's 13F filing for Q1 2019, filed 2 May 2019.