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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+6.4%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$3.92B
AUM Growth
+$319M
Cap. Flow
+$117M
Cap. Flow %
2.98%
Top 10 Hldgs %
19.99%
Holding
1,207
New
73
Increased
556
Reduced
429
Closed
91

Top Buys

Rank Stock Value
1
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$24.5M
2
CGGO icon
Capital Group Global Growth Equity ETF
CGGO
+$16.2M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$15.6M
4
AAPL icon
Apple
AAPL
+$11.8M
5
MSFT icon
Microsoft
MSFT
+$10.3M

Top Sells

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$27.3M
2
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$13.4M
3
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$13M
4
FIXD icon
First Trust Smith Opportunistic Fixed Income ETF
FIXD
+$9.93M
5
BUFR icon
FT Vest Fund of Buffer ETFs
BUFR
+$9.7M

Sector Composition

Rank Sector Weight
1 Technology 16%
2 Financials 6.35%
3 Healthcare 5.3%
4 Industrials 4.86%
5 Consumer Discretionary 4.43%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CRWD icon
276
CrowdStrike
CRWD
$183B
$2.95M 0.08%
42,076
-65,304
-61% -$4.64M
DFUV icon
277
Dimensional US Marketwide Value ETF
DFUV
$15.4B
$2.94M 0.08%
70,559
-122
-0.2% -$4.93K
CPAY icon
278
Corpay
CPAY
$24.8B
$2.92M 0.07%
9,348
– –
SRE icon
279
Sempra
SRE
$59.7B
$2.88M 0.07%
34,455
+4,401
+15% +$352K
LGOV icon
280
First Trust Long Duration Opportunities ETF
LGOV
$622M
$2.87M 0.07%
128,207
+21,058
+20% +$463K
TMO icon
281
Thermo Fisher Scientific
TMO
$208B
$2.82M 0.07%
4,549
+746
+20% +$442K
EXE
282
Expand Energy Corp
EXE
$21.7B
$2.79M 0.07%
33,923
-1,076
-3% -$82.2K
FDT icon
283
First Trust Developed Markets ex-US AlphaDEX Fund
FDT
$1.27B
$2.79M 0.07%
48,338
+4,788
+11% +$268K
HXL icon
284
Hexcel
HXL
$8.28B
$2.79M 0.07%
45,056
+16,170
+56% +$1.02M
MGC icon
285
Vanguard Mega Cap 300 Index ETF
MGC
$9.86B
$2.78M 0.07%
13,448
-12
-0.1% -$2.39K
ATO icon
286
Atmos Energy
ATO
$29.7B
$2.77M 0.07%
19,945
+157
+0.8% +$20.2K
VBR icon
287
Vanguard Small-Cap Value ETF
VBR
$37.3B
$2.7M 0.07%
13,414
-1,788
-12% -$344K
DWAS icon
288
Invesco Dorsey Wright SmallCap Momentum ETF
DWAS
$435M
$2.66M 0.07%
28,685
+1,265
+5% +$113K
VEA icon
289
Vanguard FTSE Developed Markets ETF
VEA
$227B
$2.65M 0.07%
50,112
+406
+0.8% +$20.6K
SCHD icon
290
Schwab US Dividend Equity ETF
SCHD
$103B
$2.64M 0.07%
93,804
-2,607
-3% -$71K
BSJQ icon
291
Invesco BulletShares 2026 High Yield Corporate Bond ETF
BSJQ
$899M
$2.62M 0.07%
111,830
-6,103
-5% -$142K
RFFC icon
292
ALPS Active Equity Opportunity ETF
RFFC
$29.6M
$2.62M 0.07%
45,363
-26
-0.1% -$1.44K
SAP icon
293
SAP
SAP
$200B
$2.61M 0.07%
11,380
-28
-0.2% -$5.95K
BSCR icon
294
Invesco BulletShares 2027 Corporate Bond ETF
BSCR
$4.58B
$2.54M 0.06%
128,872
+67,641
+110% +$1.32M
FSEP icon
295
FT Vest US Equity Buffer ETF September
FSEP
$1.21B
$2.53M 0.06%
56,266
+4,151
+8% +$183K
OUT icon
296
Outfront Media
OUT
$5.68B
$2.52M 0.06%
139,174
-77,513
-36% -$1.23M
EMN icon
297
Eastman Chemical
EMN
$7.74B
$2.51M 0.06%
22,391
+3,940
+21% +$394K
AIRR icon
298
First Trust RBA American Industrial Renaissance ETF
AIRR
$10.4B
$2.49M 0.06%
33,413
+27,133
+432% +$1.92M
FNDX icon
299
Schwab Fundamental US Large Company Index ETF
FNDX
$26.6B
$2.45M 0.06%
102,510
+8,748
+9% +$201K
IWR icon
300
iShares Russell Mid-Cap ETF
IWR
$56.1B
$2.44M 0.06%
27,720
+7,494
+37% +$631K
10 11
12
13 14

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AG
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AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q3 2024 Portfolio in Review

As of Q3 2024, Prospera Financial Services held 1,207 positions worth $3.92B, up 8.9% from $3.6B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Prospera Financial Services's Q3 2024 filing shows 73 new, 556 increased, 429 reduced and 91 closed positions. Its largest new stake was iShares US Broker-Dealers & Securities Exchanges ETF: 48,843 shares worth $6.28M. The largest sale was State Street SPDR Portfolio S&P 500 Growth ETF, an estimated $27.3M.

By sector, the portfolio is most concentrated in Technology at 16% of assets, down from 16% a quarter earlier, followed by Financials and Healthcare.

  • Prospera Financial Services's largest Q3 2024 buy was iShares US Broker-Dealers & Securities Exchanges ETF: 48,843 shares worth $6.28M.
  • Prospera Financial Services added most to State Street SPDR Portfolio S&P 500 Value ETF in Q3 2024, an estimated $24.5M increase.
  • Prospera Financial Services's biggest Q3 2024 reduction was State Street SPDR Portfolio S&P 500 Growth ETF, cutting an estimated $27.3M.
  • Prospera Financial Services fully exited FT Vest US Equity Moderate Buffer ETF June in Q3 2024, selling an estimated $9.36M.
  • Prospera Financial Services's ten largest holdings make up 20% of its $3.92B portfolio in Q3 2024.
  • Prospera Financial Services opened 73 new positions and closed 91 in Q3 2024.
  • Prospera Financial Services's portfolio value rose 8.9% quarter-over-quarter to $3.92B.

Based on Prospera Financial Services's 13F filing for Q3 2024, filed 7 Nov 2024.