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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+9.55%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$3.36B
AUM Growth
+$337M
Cap. Flow
+$101M
Cap. Flow %
3%
Top 10 Hldgs %
19.51%
Holding
1,152
New
101
Increased
528
Reduced
423
Closed
61

Top Buys

Rank Stock Value
1
FJAN icon
FT Vest US Equity Buffer ETF January
FJAN
+$11.3M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$9.86M
3
DJAN icon
FT Vest US Equity Deep Buffer ETF January
DJAN
+$9.86M
4
IYC icon
iShares US Consumer Discretionary ETF
IYC
+$8.46M
5
IVV icon
iShares Core S&P 500 ETF
IVV
+$7.66M

Top Sells

Rank Stock Value
1
BUFR icon
FT Vest Fund of Buffer ETFs
BUFR
+$12.5M
2
IYE icon
iShares US Energy ETF
IYE
+$8.01M
3
BILS icon
State Street SPDR Bloomberg 3-12 Month T-Bill ETF
BILS
+$7.44M
4
GLD icon
SPDR Gold Trust
GLD
+$6.68M
5
BUFD icon
FT Vest Fund of Deep Buffer ETFs
BUFD
+$6.39M

Sector Composition

Rank Sector Weight
1 Technology 14.3%
2 Financials 6.31%
3 Healthcare 4.9%
4 Energy 4.17%
5 Industrials 4.17%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DEO icon
276
Diageo
DEO
$49.4B
$2.74M 0.08%
18,439
+809
+5% +$118K
ASML icon
277
ASML
ASML
$608B
$2.72M 0.08%
2,802
+242
+9% +$215K
D icon
278
Dominion Energy
D
$62.1B
$2.71M 0.08%
55,182
-3,141
-5% -$147K
ZS icon
279
Zscaler
ZS
$24.5B
$2.7M 0.08%
+14,022
New +$3.14M
GMED icon
280
Globus Medical
GMED
$10.9B
$2.69M 0.08%
50,172
-28
-0.1% -$1.5K
FTA icon
281
First Trust Large Cap Value AlphaDEX Fund
FTA
$1.41B
$2.69M 0.08%
35,213
+10,055
+40% +$721K
KMI icon
282
Kinder Morgan
KMI
$70.3B
$2.68M 0.08%
146,337
+7,744
+6% +$135K
CVS icon
283
CVS Health
CVS
$140B
$2.66M 0.08%
33,365
-2,749
-8% -$210K
IGSB icon
284
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
$23B
$2.66M 0.08%
51,872
+14,104
+37% +$722K
PFE icon
285
Pfizer
PFE
$144B
$2.65M 0.08%
95,307
+12,345
+15% +$343K
XES icon
286
State Street SPDR S&P Oil & Gas Equipment & Services ETF
XES
$357M
$2.63M 0.08%
28,272
-995
-3% -$83.3K
SLV icon
287
iShares Silver Trust
SLV
$27.6B
$2.63M 0.08%
115,500
-144,918
-56% -$3.1M
ATO icon
288
Atmos Energy
ATO
$29.9B
$2.61M 0.08%
21,975
-935
-4% -$107K
EFV icon
289
iShares MSCI EAFE Value ETF
EFV
$28.4B
$2.56M 0.08%
47,017
+1,206
+3% +$62.9K
EMLP icon
290
First Trust North American Energy Infrastructure Fund
EMLP
$4.14B
$2.55M 0.08%
86,466
+806
+0.9% +$22.5K
XLF icon
291
State Street Financial Select Sector SPDR ETF
XLF
$57.4B
$2.52M 0.08%
59,829
-1,901
-3% -$75K
BILS icon
292
State Street SPDR Bloomberg 3-12 Month T-Bill ETF
BILS
$3.89B
$2.51M 0.07%
25,252
-74,976
-75% -$7.44M
FDT icon
293
First Trust Developed Markets ex-US AlphaDEX Fund
FDT
$1.25B
$2.49M 0.07%
44,322
+17,598
+66% +$937K
SCHD icon
294
Schwab US Dividend Equity ETF
SCHD
$104B
$2.48M 0.07%
92,094
+4,905
+6% +$127K
TDIV icon
295
First Trust NASDAQ Technology Dividend Index Fund
TDIV
$4.11B
$2.46M 0.07%
35,350
+10,472
+42% +$701K
JAAA icon
296
Janus Henderson AAA CLO ETF
JAAA
$29.1B
$2.46M 0.07%
48,514
+7,725
+19% +$390K
DUSA icon
297
Davis Select US Equity ETF
DUSA
$1.27B
$2.45M 0.07%
+60,813
New +$2.29M
RFFC icon
298
ALPS Active Equity Opportunity ETF
RFFC
$29.6M
$2.44M 0.07%
46,083
-24,741
-35% -$1.23M
IAI icon
299
iShares US Broker-Dealers & Securities Exchanges ETF
IAI
$1.38B
$2.43M 0.07%
+20,943
New +$2.28M
GOVT icon
300
iShares US Treasury Bond ETF
GOVT
$43.9B
$2.42M 0.07%
106,401
-28,864
-21% -$656K
10 11
12
13 14

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AG
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AMH
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EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q1 2024 Portfolio in Review

As of Q1 2024, Prospera Financial Services held 1,152 positions worth $3.36B, up 11% from $3.02B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Prospera Financial Services's Q1 2024 filing shows 101 new, 528 increased, 423 reduced and 61 closed positions. Its largest new stake was FT Vest US Equity Buffer ETF January: 275,229 shares worth $11.6M. The largest sale was FT Vest Fund of Buffer ETFs, an estimated $12.5M.

By sector, the portfolio is most concentrated in Technology at 14% of assets, up from 13% a quarter earlier, followed by Financials and Healthcare.

  • Prospera Financial Services's largest Q1 2024 buy was FT Vest US Equity Buffer ETF January: 275,229 shares worth $11.6M.
  • Prospera Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q1 2024, an estimated $9.86M increase.
  • Prospera Financial Services's biggest Q1 2024 reduction was FT Vest Fund of Buffer ETFs, cutting an estimated $12.5M.
  • Prospera Financial Services fully exited FT Vest Fund of Deep Buffer ETFs in Q1 2024, selling an estimated $6.39M.
  • Prospera Financial Services's ten largest holdings make up 20% of its $3.36B portfolio in Q1 2024.
  • Prospera Financial Services opened 101 new positions and closed 61 in Q1 2024.
  • Prospera Financial Services's portfolio value rose 11% quarter-over-quarter to $3.36B.

Based on Prospera Financial Services's 13F filing for Q1 2024, filed 13 Aug 2024.