We are live on ! Find out more
PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+10.09%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$3.02B
AUM Growth
+$434M
Cap. Flow
+$181M
Cap. Flow %
5.99%
Top 10 Hldgs %
18.87%
Holding
1,133
New
127
Increased
429
Reduced
454
Closed
82

Top Buys

Rank Stock Value
1
XOM icon
ExxonMobil
XOM
+$18.5M
2
BUFR icon
FT Vest Fund of Buffer ETFs
BUFR
+$13.2M
3
IVV icon
iShares Core S&P 500 ETF
IVV
+$12.7M
4
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$11.7M
5
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$11.5M

Top Sells

Rank Stock Value
1
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$31.8M
2
SPIP icon
State Street SPDR Portfolio TIPS ETF
SPIP
+$12.2M
3
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$7.03M
4
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$6.99M
5
IYK icon
iShares US Consumer Staples ETF
IYK
+$6.65M

Sector Composition

Rank Sector Weight
1 Technology 13.49%
2 Financials 6.53%
3 Healthcare 4.81%
4 Industrials 4.22%
5 Energy 4.07%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
KMI icon
276
Kinder Morgan
KMI
$70.6B
$2.44M 0.08%
138,593
-9,877
-7% -$168K
DWAS icon
277
Invesco Dorsey Wright SmallCap Momentum ETF
DWAS
$426M
$2.43M 0.08%
28,980
-2,050
-7% -$155K
ORCL icon
278
Oracle
ORCL
$347B
$2.42M 0.08%
22,938
+7,443
+48% +$812K
GWW icon
279
W.W. Grainger
GWW
$65.5B
$2.4M 0.08%
2,893
-250
-8% -$192K
PFE icon
280
Pfizer
PFE
$144B
$2.39M 0.08%
82,962
-82,423
-50% -$2.49M
EFV icon
281
iShares MSCI EAFE Value ETF
EFV
$28.4B
$2.39M 0.08%
45,811
-1,698
-4% -$84K
FMB icon
282
First Trust Managed Municipal ETF
FMB
$2.04B
$2.38M 0.08%
46,058
+3,540
+8% +$176K
EMLP icon
283
First Trust North American Energy Infrastructure Fund
EMLP
$4.14B
$2.37M 0.08%
85,660
+351
+0.4% +$9.46K
MU icon
284
Micron Technology
MU
$927B
$2.36M 0.08%
27,711
+139
+0.5% +$10.3K
VBK icon
285
Vanguard Small-Cap Growth ETF
VBK
$23.2B
$2.36M 0.08%
9,764
+3,210
+49% +$697K
XLF icon
286
State Street Financial Select Sector SPDR ETF
XLF
$57.3B
$2.32M 0.08%
61,730
-551
-0.9% -$19.1K
FIS icon
287
Fidelity National Information Services
FIS
$23.2B
$2.28M 0.08%
37,884
-18,611
-33% -$1.02M
IUSV icon
288
iShares Core S&P US Value ETF
IUSV
$27.5B
$2.26M 0.07%
26,761
+14,174
+113% +$1.1M
BIV icon
289
Vanguard Intermediate-Term Bond ETF
BIV
$29B
$2.25M 0.07%
29,450
+9,268
+46% +$679K
SCHD icon
290
Schwab US Dividend Equity ETF
SCHD
$104B
$2.21M 0.07%
87,189
-80,199
-48% -$1.91M
VEA icon
291
Vanguard FTSE Developed Markets ETF
VEA
$226B
$2.19M 0.07%
45,819
-4,685
-9% -$210K
AMAT icon
292
Applied Materials
AMAT
$378B
$2.18M 0.07%
13,428
-3,785
-22% -$556K
ILF icon
293
iShares Latin America 40 ETF
ILF
$3.8B
$2.14M 0.07%
73,766
-23,516
-24% -$630K
RIO icon
294
Rio Tinto
RIO
$149B
$2.11M 0.07%
28,394
+1,198
+4% +$80.4K
FSEP icon
295
FT Vest US Equity Buffer ETF September
FSEP
$1.21B
$2.11M 0.07%
52,515
+620
+1% +$23.7K
VONG icon
296
Vanguard Russell 1000 Growth ETF
VONG
$42.1B
$2.11M 0.07%
27,052
+2,413
+10% +$176K
SMIN icon
297
iShares MSCI India Small-Cap ETF
SMIN
$755M
$2.05M 0.07%
+29,423
New +$1.93M
JAAA icon
298
Janus Henderson AAA CLO ETF
JAAA
$29.1B
$2.05M 0.07%
40,789
-1,748
-4% -$87.8K
USO icon
299
United States Oil Fund
USO
$2B
$2.03M 0.07%
30,527
+7,791
+34% +$565K
VCSH icon
300
Vanguard Short-Term Corporate Bond ETF
VCSH
$44.7B
$2.03M 0.07%
26,259
+5,897
+29% +$447K
10 11
12
13 14

Similar funds

AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q4 2023 Portfolio in Review

As of Q4 2023, Prospera Financial Services held 1,133 positions worth $3.02B, up 17% from $2.59B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Prospera Financial Services deployed $181M of net new capital in Q4 2023, opening 127 new positions and adding to 429 existing holdings. Its largest new stake was FT Vest Fund of Nasdaq-100 Buffer ETFs: 295,108 shares worth $7.97M.

By sector, the portfolio is most concentrated in Technology at 13% of assets, down from 14% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was First Trust Dorsey Wright Focus 5 ETF, an estimated $31.8M trimmed.

  • Prospera Financial Services's largest Q4 2023 buy was FT Vest Fund of Nasdaq-100 Buffer ETFs: 295,108 shares worth $7.97M.
  • Prospera Financial Services added most to ExxonMobil in Q4 2023, an estimated $18.5M increase.
  • Prospera Financial Services's biggest Q4 2023 reduction was First Trust Dorsey Wright Focus 5 ETF, cutting an estimated $31.8M.
  • Prospera Financial Services fully exited State Street SPDR Portfolio TIPS ETF in Q4 2023, selling an estimated $12.2M.
  • Prospera Financial Services's ten largest holdings make up 19% of its $3.02B portfolio in Q4 2023.
  • Prospera Financial Services opened 127 new positions and closed 82 in Q4 2023.
  • Prospera Financial Services's portfolio value rose 17% quarter-over-quarter to $3.02B.

Based on Prospera Financial Services's 13F filing for Q4 2023, filed 14 Feb 2024.