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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
-2.85%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$2.59B
AUM Growth
-$26.7M
Cap. Flow
+$66.7M
Cap. Flow %
2.58%
Top 10 Hldgs %
19.41%
Holding
1,082
New
78
Increased
496
Reduced
373
Closed
76

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$9.66M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$9.18M
3
FIXD icon
First Trust Smith Opportunistic Fixed Income ETF
FIXD
+$8.8M
4
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$7.69M
5
BUFR icon
FT Vest Fund of Buffer ETFs
BUFR
+$6.11M

Top Sells

Rank Stock Value
1
IFV icon
First Trust Dorsey Wright International Focus 5 ETF
IFV
+$19.3M
2
STIP icon
iShares 0-5 Year TIPS Bond ETF
STIP
+$12.1M
3
PIZ icon
Invesco Dorsey Wright Developed Markets Momentum ETF
PIZ
+$9.54M
4
PIE icon
Invesco Dorsey Wright Emerging Markets Momentum ETF
PIE
+$9.45M
5
VTIP icon
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
+$7.73M

Sector Composition

Rank Sector Weight
1 Technology 13.76%
2 Financials 6.88%
3 Healthcare 5.36%
4 Industrials 4.66%
5 Consumer Staples 4.25%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MO icon
276
Altria Group
MO
$125B
$1.88M 0.07%
44,747
+331
+0.7% +$14.6K
USFR icon
277
WisdomTree Floating Rate Treasury Fund
USFR
$18.1B
$1.88M 0.07%
37,327
+4,236
+13% +$213K
MU icon
278
Micron Technology
MU
$927B
$1.88M 0.07%
27,572
+799
+3% +$53.5K
XLK icon
279
State Street Technology Select Sector SPDR ETF
XLK
$112B
$1.88M 0.07%
22,872
+1,058
+5% +$90.7K
DFJ icon
280
WisdomTree Japan SmallCap Dividend Fund
DFJ
$380M
$1.86M 0.07%
26,919
+10,795
+67% +$746K
PGF icon
281
Invesco Financial Preferred ETF
PGF
$676M
$1.85M 0.07%
131,659
-4,397
-3% -$62.7K
USO icon
282
United States Oil Fund
USO
$2B
$1.84M 0.07%
22,736
-14,435
-39% -$1.06M
BMY icon
283
Bristol-Myers Squibb
BMY
$130B
$1.83M 0.07%
31,483
+4,100
+15% +$251K
IEMG icon
284
iShares Core MSCI Emerging Markets ETF
IEMG
$147B
$1.81M 0.07%
38,063
+5,773
+18% +$286K
XLC icon
285
State Street Communication Services Select Sector SPDR ETF
XLC
$22.6B
$1.8M 0.07%
27,514
+23,783
+637% +$1.59M
SNA icon
286
Snap-on
SNA
$21.7B
$1.73M 0.07%
6,802
-413
-6% -$112K
PIE icon
287
Invesco Dorsey Wright Emerging Markets Momentum ETF
PIE
$235M
$1.73M 0.07%
93,351
-488,822
-84% -$9.45M
RIO icon
288
Rio Tinto
RIO
$149B
$1.73M 0.07%
27,196
+452
+2% +$28.8K
KXI icon
289
iShares Global Consumer Staples ETF
KXI
$1.08B
$1.73M 0.07%
30,237
-93
-0.3% -$5.61K
RFEM icon
290
First Trust RiverFront Dynamic Emerging Markets ETF
RFEM
$76.8M
$1.72M 0.07%
32,382
+14,019
+76% +$770K
IFF icon
291
International Flavors & Fragrances
IFF
$20.2B
$1.71M 0.07%
25,146
-537
-2% -$39.2K
FDLO icon
292
Fidelity Low Volatility Factor ETF
FDLO
$1.43B
$1.71M 0.07%
35,239
+13,192
+60% +$662K
ASML icon
293
ASML
ASML
$608B
$1.71M 0.07%
2,905
-1,599
-36% -$1.06M
VCIT icon
294
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
$66.4B
$1.7M 0.07%
22,389
+15,968
+249% +$1.24M
XLI icon
295
State Street Industrial Select Sector SPDR ETF
XLI
$33.3B
$1.7M 0.07%
16,744
+304
+2% +$32.5K
VCLT icon
296
Vanguard Long-Term Corporate Bond ETF
VCLT
$8.91B
$1.69M 0.07%
23,593
+9,825
+71% +$741K
VONG icon
297
Vanguard Russell 1000 Growth ETF
VONG
$42.1B
$1.69M 0.07%
24,639
+6,790
+38% +$482K
EWJ icon
298
iShares MSCI Japan ETF
EWJ
$21.3B
$1.68M 0.07%
27,872
+396
+1% +$24.4K
MS icon
299
Morgan Stanley
MS
$333B
$1.68M 0.06%
20,537
+2,474
+14% +$215K
FNDX icon
300
Schwab Fundamental US Large Company Index ETF
FNDX
$26.8B
$1.67M 0.06%
89,364
-99
-0.1% -$1.92K
10 11
12
13 14

Similar funds

AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q3 2023 Portfolio in Review

As of Q3 2023, Prospera Financial Services held 1,082 positions worth $2.59B, down 1% from $2.61B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Prospera Financial Services's Q3 2023 filing shows 78 new, 496 increased, 373 reduced and 76 closed positions. Its largest new stake was Vale: 339,367 shares worth $4.55M. The largest sale was First Trust Dorsey Wright International Focus 5 ETF, an estimated $19.3M.

By sector, the portfolio is most concentrated in Technology at 14% of assets, down from 15% a quarter earlier, followed by Financials and Healthcare.

  • Prospera Financial Services's largest Q3 2023 buy was Vale: 339,367 shares worth $4.55M.
  • Prospera Financial Services added most to iShares Core S&P 500 ETF in Q3 2023, an estimated $9.66M increase.
  • Prospera Financial Services's biggest Q3 2023 reduction was First Trust Dorsey Wright International Focus 5 ETF, cutting an estimated $19.3M.
  • Prospera Financial Services fully exited State Street SPDR FTSE International Government Inflation-Protected Bond ETF in Q3 2023, selling an estimated $6.03M.
  • Prospera Financial Services's ten largest holdings make up 19% of its $2.59B portfolio in Q3 2023.
  • Prospera Financial Services opened 78 new positions and closed 76 in Q3 2023.
  • Prospera Financial Services's portfolio value fell 1% quarter-over-quarter to $2.59B.

Based on Prospera Financial Services's 13F filing for Q3 2023, filed 13 Nov 2023.