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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+5.97%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$2.61B
AUM Growth
+$180M
Cap. Flow
+$56.9M
Cap. Flow %
2.18%
Top 10 Hldgs %
19.7%
Holding
1,097
New
140
Increased
454
Reduced
358
Closed
92

Top Buys

Rank Stock Value
1
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$32.5M
2
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$16.2M
3
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$10.9M
4
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$10.3M
5
BILS icon
State Street SPDR Bloomberg 3-12 Month T-Bill ETF
BILS
+$9.39M

Top Sells

Rank Stock Value
1
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$44.7M
2
IYH icon
iShares US Healthcare ETF
IYH
+$7.99M
3
IYE icon
iShares US Energy ETF
IYE
+$7.63M
4
MGK icon
Vanguard Mega Cap Growth ETF
MGK
+$6.67M
5
AZN icon
AstraZeneca
AZN
+$6.2M

Sector Composition

Rank Sector Weight
1 Technology 14.62%
2 Financials 6.45%
3 Healthcare 5.52%
4 Industrials 5.13%
5 Consumer Staples 4.3%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
KXI icon
276
iShares Global Consumer Staples ETF
KXI
$1.03B
$1.86M 0.07%
+30,330
New +$1.89M
RFFC icon
277
ALPS Active Equity Opportunity ETF
RFFC
$29.6M
$1.83M 0.07%
41,607
-1,452
-3% -$61.1K
SRLN icon
278
State Street Blackstone Senior Loan ETF
SRLN
$5.31B
$1.81M 0.07%
43,277
+652
+2% +$26.9K
KMI icon
279
Kinder Morgan
KMI
$73.1B
$1.81M 0.07%
104,833
+15,151
+17% +$257K
VBR icon
280
Vanguard Small-Cap Value ETF
VBR
$37.1B
$1.8M 0.07%
10,853
+429
+4% +$67.5K
KRE icon
281
State Street SPDR S&P Regional Banking ETF
KRE
$4.86B
$1.78M 0.07%
43,560
+38,238
+718% +$1.57M
APO icon
282
Apollo Global Management
APO
$70.7B
$1.77M 0.07%
22,991
+1,112
+5% +$74.4K
XLI icon
283
State Street Industrial Select Sector SPDR ETF
XLI
$33.9B
$1.77M 0.07%
16,440
-441
-3% -$44.4K
IWO icon
284
iShares Russell 2000 Growth ETF
IWO
$14.5B
$1.77M 0.07%
7,272
+1,901
+35% +$436K
TMO icon
285
Thermo Fisher Scientific
TMO
$211B
$1.77M 0.07%
3,381
+305
+10% +$165K
BMY icon
286
Bristol-Myers Squibb
BMY
$127B
$1.75M 0.07%
27,383
+731
+3% +$49K
LQD icon
287
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$34.7B
$1.74M 0.07%
16,040
+991
+7% +$107K
IJJ icon
288
iShares S&P Mid-Cap 400 Value ETF
IJJ
$8.85B
$1.73M 0.07%
16,176
+4,161
+35% +$423K
COR icon
289
Cencora
COR
$60.3B
$1.73M 0.07%
8,969
-1,908
-18% -$330K
SGEN
290
DELISTED
Seagen Inc. Common Stock
SGEN
$1.72M 0.07%
+8,959
New +$1.78M
FNDX icon
291
Schwab Fundamental US Large Company Index ETF
FNDX
$26.4B
$1.72M 0.07%
89,463
-18,168
-17% -$336K
RIO icon
292
Rio Tinto
RIO
$148B
$1.71M 0.07%
+26,744
New +$1.72M
EWJ icon
293
iShares MSCI Japan ETF
EWJ
$21.7B
$1.7M 0.07%
+27,476
New +$1.66M
MU icon
294
Micron Technology
MU
$1.04T
$1.69M 0.06%
26,773
-1,200
-4% -$77.1K
FSEP icon
295
FT Vest US Equity Buffer ETF September
FSEP
$1.21B
$1.69M 0.06%
44,466
-1,000
-2% -$36.1K
PWZ icon
296
Invesco California AMT-Free Municipal Bond ETF
PWZ
$1.14B
$1.68M 0.06%
+68,166
New +$1.68M
USFR icon
297
WisdomTree Floating Rate Treasury Fund
USFR
$18.1B
$1.67M 0.06%
33,091
+7,275
+28% +$366K
ECL icon
298
Ecolab
ECL
$75.6B
$1.64M 0.06%
8,769
+265
+3% +$45.6K
TFC icon
299
Truist Financial
TFC
$63.2B
$1.63M 0.06%
53,781
+22,688
+73% +$705K
SHV icon
300
iShares 0-1 Year Treasury Bond ETF
SHV
$20.7B
$1.63M 0.06%
14,774
+2,314
+19% +$255K
10 11
12
13 14

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AG
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AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q2 2023 Portfolio in Review

As of Q2 2023, Prospera Financial Services held 1,097 positions worth $2.61B, up 7.4% from $2.43B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Prospera Financial Services's Q2 2023 filing shows 140 new, 454 increased, 358 reduced and 92 closed positions. Its largest new stake was State Street SPDR Bloomberg 3-12 Month T-Bill ETF: 94,563 shares worth $9.41M. The largest sale was First Trust Enhanced Short Maturity ETF, an estimated $44.7M.

By sector, the portfolio is most concentrated in Technology at 15% of assets, up from 13% a quarter earlier, followed by Financials and Healthcare.

  • Prospera Financial Services's largest Q2 2023 buy was State Street SPDR Bloomberg 3-12 Month T-Bill ETF: 94,563 shares worth $9.41M.
  • Prospera Financial Services added most to First Trust Dorsey Wright Focus 5 ETF in Q2 2023, an estimated $32.5M increase.
  • Prospera Financial Services's biggest Q2 2023 reduction was First Trust Enhanced Short Maturity ETF, cutting an estimated $44.7M.
  • Prospera Financial Services fully exited Monolithic Power Systems in Q2 2023, selling an estimated $4.08M.
  • Prospera Financial Services's ten largest holdings make up 20% of its $2.61B portfolio in Q2 2023.
  • Prospera Financial Services opened 140 new positions and closed 92 in Q2 2023.
  • Prospera Financial Services's portfolio value rose 7.4% quarter-over-quarter to $2.61B.

Based on Prospera Financial Services's 13F filing for Q2 2023, filed 8 Aug 2023.