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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
-3.83%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$1.92B
AUM Growth
-$44.4M
Cap. Flow
+$64.1M
Cap. Flow %
3.35%
Top 10 Hldgs %
20.63%
Holding
1,691
New
67
Increased
511
Reduced
232
Closed
861

Top Buys

Rank Stock Value
1
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$24M
2
SSUS icon
Day Hagan/Ned Davis Research Smart Sector ETF
SSUS
+$19.5M
3
XBI icon
State Street SPDR S&P Biotech ETF
XBI
+$12.5M
4
AMD icon
Advanced Micro Devices
AMD
+$7.69M
5
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$7.06M

Top Sells

Rank Stock Value
1
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$46.7M
2
COWZ icon
Pacer US Cash Cows 100 ETF
COWZ
+$13.1M
3
JEPI icon
JPMorgan Equity Premium Income ETF
JEPI
+$12.9M
4
SPIP icon
State Street SPDR Portfolio TIPS ETF
SPIP
+$6.17M
5
VALE icon
Vale
VALE
+$5.04M

Sector Composition

Rank Sector Weight
1 Technology 13.28%
2 Financials 7.3%
3 Healthcare 6.57%
4 Consumer Staples 4.86%
5 Consumer Discretionary 4.85%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ECL icon
276
Ecolab
ECL
$76.4B
$1.53M 0.08%
10,616
+1,997
+23% +$324K
SGEN
277
DELISTED
Seagen Inc. Common Stock
SGEN
$1.52M 0.08%
+11,113
New +$1.81M
PSLV icon
278
Sprott Physical Silver Trust
PSLV
$12B
$1.52M 0.08%
229,124
+16,235
+8% +$108K
GWW icon
279
W.W. Grainger
GWW
$66B
$1.51M 0.08%
3,089
-4,211
-58% -$2.22M
IWR icon
280
iShares Russell Mid-Cap ETF
IWR
$56.1B
$1.51M 0.08%
24,282
-784
-3% -$53.9K
IYR icon
281
iShares US Real Estate ETF
IYR
$4.73B
$1.49M 0.08%
18,310
-27,422
-60% -$2.6M
COR icon
282
Cencora
COR
$60.5B
$1.49M 0.08%
11,009
+268
+2% +$38.5K
VB icon
283
Vanguard Small-Cap ETF
VB
$79.9B
$1.49M 0.08%
8,677
+2,490
+40% +$470K
DVOL icon
284
First Trust Dorsey Wright Momentum & Low Volatility ETF
DVOL
$74.1M
$1.49M 0.08%
62,023
-997
-2% -$25.9K
ON icon
285
ON Semiconductor
ON
$34.7B
$1.48M 0.08%
23,762
+333
+1% +$21.4K
PFXF icon
286
VanEck Preferred Securities ex Financials ETF
PFXF
$2.4B
$1.48M 0.08%
86,015
+3,506
+4% +$65K
FXO icon
287
First Trust Financials AlphaDEX Fund
FXO
$1.13B
$1.47M 0.08%
39,968
-450
-1% -$18.3K
MA icon
288
Mastercard
MA
$487B
$1.46M 0.08%
5,124
+492
+11% +$163K
BSCM
289
DELISTED
Invesco BulletShares 2022 Corporate Bond ETF
BSCM
$1.46M 0.08%
68,830
+17,527
+34% +$372K
ARKK icon
290
ARK Innovation ETF
ARKK
$5.74B
$1.44M 0.08%
38,213
-2,416
-6% -$108K
TSM icon
291
TSMC
TSM
$2.07T
$1.44M 0.08%
21,044
+15,484
+278% +$1.28M
TMO icon
292
Thermo Fisher Scientific
TMO
$208B
$1.44M 0.08%
2,832
+77
+3% +$43.1K
CDNS icon
293
Cadence Design Systems
CDNS
$93.4B
$1.43M 0.07%
8,776
+8,424
+2,393% +$1.45M
SYY icon
294
Sysco
SYY
$40.2B
$1.43M 0.07%
20,240
+767
+4% +$63.9K
BSV icon
295
Vanguard Short-Term Bond ETF
BSV
$44.6B
$1.43M 0.07%
19,111
+2,430
+15% +$186K
RFFC icon
296
ALPS Active Equity Opportunity ETF
RFFC
$29.6M
$1.42M 0.07%
38,115
-1,971
-5% -$82.1K
VBR icon
297
Vanguard Small-Cap Value ETF
VBR
$37.3B
$1.41M 0.07%
9,840
+623
+7% +$99K
BSCN
298
DELISTED
Invesco BulletShares 2023 Corporate Bond ETF
BSCN
$1.41M 0.07%
67,488
+15,530
+30% +$325K
BSCO
299
DELISTED
Invesco BulletShares 2024 Corporate Bond ETF
BSCO
$1.38M 0.07%
67,730
+14,283
+27% +$296K
GM icon
300
General Motors
GM
$78.7B
$1.37M 0.07%
42,793
-72,974
-63% -$2.68M
10 11
12
13 14

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AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q3 2022 Portfolio in Review

As of Q3 2022, Prospera Financial Services held 1,691 positions worth $1.92B, down 2.3% from $1.96B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Prospera Financial Services deployed $64.1M of net new capital in Q3 2022, opening 67 new positions and adding to 511 existing holdings. Its largest new stake was Day Hagan/Ned Davis Research Smart Sector ETF: 613,408 shares worth $17.7M.

By sector, the portfolio is most concentrated in Technology at 13% of assets, up from 13% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was First Trust Enhanced Short Maturity ETF, an estimated $46.7M trimmed.

  • Prospera Financial Services's largest Q3 2022 buy was Day Hagan/Ned Davis Research Smart Sector ETF: 613,408 shares worth $17.7M.
  • Prospera Financial Services added most to First Trust Dorsey Wright Focus 5 ETF in Q3 2022, an estimated $24M increase.
  • Prospera Financial Services's biggest Q3 2022 reduction was First Trust Enhanced Short Maturity ETF, cutting an estimated $46.7M.
  • Prospera Financial Services fully exited State Street SPDR Portfolio TIPS ETF in Q3 2022, selling an estimated $6.17M.
  • Prospera Financial Services's ten largest holdings make up 21% of its $1.92B portfolio in Q3 2022.
  • Prospera Financial Services opened 67 new positions and closed 861 in Q3 2022.
  • Prospera Financial Services's portfolio value fell 2.3% quarter-over-quarter to $1.92B.

Based on Prospera Financial Services's 13F filing for Q3 2022, filed 27 Oct 2022.