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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+14.32%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$1.45B
AUM Growth
+$1.19B
Cap. Flow
+$1.09B
Cap. Flow %
75.2%
Top 10 Hldgs %
28.45%
Holding
1,765
New
130
Increased
487
Reduced
37
Closed
1,095

Top Buys

Rank Stock Value
1
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$97M
2
AAPL icon
Apple
AAPL
+$66.4M
3
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$37.1M
4
DWFI
SPDR Dorsey Wright Fixed Income Allocation ETF
DWFI
+$31.2M
5
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$30.1M

Top Sells

Rank Stock Value
1
GLD icon
SPDR Gold Trust
GLD
+$2.74M
2
VGLT icon
Vanguard Long-Term Treasury ETF
VGLT
+$1.72M
3
IYJ icon
iShares US Industrials ETF
IYJ
+$1.64M
4
GDX icon
VanEck Gold Miners ETF
GDX
+$514K
5
IPKW icon
Invesco International BuyBack Achievers ETF
IPKW
+$440K

Sector Composition

Rank Sector Weight
1 Technology 13.93%
2 Financials 6.56%
3 Consumer Discretionary 5.78%
4 Industrials 5.44%
5 Healthcare 5.17%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WPX
276
DELISTED
WPX Energy, Inc.
WPX
$1.08M 0.07%
+132,806
New +$844K
SGI
277
Somnigroup International
SGI
$14.4B
$1.08M 0.07%
+40,039
New +$976K
ONLN icon
278
ProShares Online Retail ETF
ONLN
$63.5M
$1.07M 0.07%
14,107
+13,217
+1,485% +$926K
SHW icon
279
Sherwin-Williams
SHW
$84.8B
$1.07M 0.07%
4,362
+3,255
+294% +$772K
IYJ icon
280
iShares US Industrials ETF
IYJ
$1.95B
$1.07M 0.07%
10,997
-17,961
-62% -$1.64M
MINT icon
281
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$16.9B
$1.06M 0.07%
10,393
+8,572
+471% +$874K
PKG icon
282
Packaging Corp of America
PKG
$22.2B
$1.06M 0.07%
+7,674
New +$966K
BFH icon
283
Bread Financial
BFH
$4.32B
$1.06M 0.07%
17,887
+17,868
+94,042% +$898K
UNP icon
284
Union Pacific
UNP
$174B
$1.06M 0.07%
5,074
+4,101
+421% +$819K
FSLY icon
285
Fastly Inc
FSLY
$3.24B
$1.06M 0.07%
12,090
+12,055
+34,443% +$1.06M
BUD icon
286
AB InBev
BUD
$164B
$1.05M 0.07%
15,080
+13,860
+1,136% +$877K
GLD icon
287
SPDR Gold Trust
GLD
$131B
$1.05M 0.07%
5,908
-15,571
-72% -$2.74M
RQI icon
288
Cohen & Steers Quality Income Realty Fund
RQI
$1.71B
$1.04M 0.07%
+84,128
New +$982K
DIA icon
289
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$45B
$1.03M 0.07%
3,366
+2,879
+591% +$838K
MDLZ icon
290
Mondelez International
MDLZ
$83.4B
$1.03M 0.07%
17,596
+14,969
+570% +$856K
TMO icon
291
Thermo Fisher Scientific
TMO
$214B
$1.03M 0.07%
2,205
+2,039
+1,228% +$956K
COR icon
292
Cencora
COR
$62B
$1.02M 0.07%
+10,491
New +$1.05M
CASY icon
293
Casey's General Stores
CASY
$32.1B
$1.02M 0.07%
5,720
+4,617
+419% +$837K
COP icon
294
ConocoPhillips
COP
$144B
$1.02M 0.07%
25,500
+24,297
+2,020% +$896K
NVO
295
Novo Nordisk
NVO
$228B
$1.01M 0.07%
29,024
+27,160
+1,457% +$939K
GE icon
296
GE Aerospace
GE
$364B
$1.01M 0.07%
18,712
+6,988
+60% +$313K
AJG icon
297
Arthur J. Gallagher & Co
AJG
$69.1B
$1M 0.07%
8,107
+7,953
+5,164% +$906K
ECL icon
298
Ecolab
ECL
$79.8B
$998K 0.07%
4,611
+3,391
+278% +$708K
WSM icon
299
Williams-Sonoma
WSM
$27.5B
$990K 0.07%
19,438
+17,438
+872% +$893K
SYY icon
300
Sysco
SYY
$40.8B
$973K 0.07%
13,091
+7,758
+145% +$533K
10 11
12
13 14

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AG
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AMH
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EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
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RBI
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Prospera Financial Services's Q4 2020 Portfolio in Review

As of Q4 2020, Prospera Financial Services held 1,765 positions worth $1.45B, up 455% from $262M the previous quarter. Its ten largest holdings account for 28% of the portfolio.

Prospera Financial Services deployed $1.09B of net new capital in Q4 2020, opening 130 new positions and adding to 487 existing holdings. Its largest new stake was Alphabet (Google) Class C: 74,140 shares worth $6.49M.

By sector, the portfolio is most concentrated in Technology at 14% of assets, up from 7.9% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was SPDR Gold Trust, an estimated $2.74M trimmed.

  • Prospera Financial Services's largest Q4 2020 buy was Alphabet (Google) Class C: 74,140 shares worth $6.49M.
  • Prospera Financial Services added most to First Trust Dorsey Wright Focus 5 ETF in Q4 2020, an estimated $97M increase.
  • Prospera Financial Services's biggest Q4 2020 reduction was SPDR Gold Trust, cutting an estimated $2.74M.
  • Prospera Financial Services fully exited Vanguard Long-Term Treasury ETF in Q4 2020, selling an estimated $1.72M.
  • Prospera Financial Services's ten largest holdings make up 28% of its $1.45B portfolio in Q4 2020.
  • Prospera Financial Services opened 130 new positions and closed 1,095 in Q4 2020.
  • Prospera Financial Services's portfolio value rose 455% quarter-over-quarter to $1.45B.

Based on Prospera Financial Services's 13F filing for Q4 2020, filed 12 Feb 2021.