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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+7.01%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$1.3B
AUM Growth
+$324M
Cap. Flow
+$255M
Cap. Flow %
19.66%
Top 10 Hldgs %
32.35%
Holding
639
New
97
Increased
312
Reduced
159
Closed
44

Top Buys

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$10.9M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$8.37M
3
AAPL icon
Apple
AAPL
+$6.76M
4
MA icon
Mastercard
MA
+$6.52M
5
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$5.95M

Top Sells

Rank Stock Value
1
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$5.23M
2
BSJJ
Invesco BulletShares 2019 High Yield Corporate Bond ETF
BSJJ
+$2.67M
3
IYF icon
iShares US Financials ETF
IYF
+$2.53M
4
FE icon
FirstEnergy
FE
+$2.34M
5
YUM icon
Yum! Brands
YUM
+$1.96M

Sector Composition

Rank Sector Weight
1 Technology 9.71%
2 Financials 7.64%
3 Healthcare 5.13%
4 Industrials 4.37%
5 Consumer Staples 4.1%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DEO icon
276
Diageo
DEO
$46.2B
$889K 0.07%
5,280
+1,226
+30% +$199K
BSCL
277
DELISTED
Invesco BulletShares 2021 Corporate Bond ETF
BSCL
$880K 0.07%
41,427
+15,565
+60% +$331K
GWW icon
278
W.W. Grainger
GWW
$65.3B
$875K 0.07%
2,586
+1,221
+89% +$387K
PKG icon
279
Packaging Corp of America
PKG
$22.7B
$870K 0.07%
7,770
-21
-0.3% -$2.32K
KKR icon
280
KKR & Co
KKR
$89.2B
$863K 0.07%
29,591
-2,769
-9% -$78.9K
JKHY icon
281
Jack Henry & Associates
JKHY
$10.7B
$862K 0.07%
5,917
+3,046
+106% +$445K
BSCN
282
DELISTED
Invesco BulletShares 2023 Corporate Bond ETF
BSCN
$858K 0.07%
40,242
+15,562
+63% +$331K
LGLV icon
283
State Street SPDR US Large Cap Low Volatility Index ETF
LGLV
$1.19B
$857K 0.07%
7,500
+550
+8% +$61.5K
QABA icon
284
First Trust NASDAQ ABA Community Bank Index Fund
QABA
$92.1M
$854K 0.07%
16,483
-291
-2% -$14.5K
BSCM
285
DELISTED
Invesco BulletShares 2022 Corporate Bond ETF
BSCM
$853K 0.07%
39,675
+15,327
+63% +$329K
DOW icon
286
Dow Inc
DOW
$21.6B
$851K 0.07%
15,542
+4,712
+44% +$243K
WDC icon
287
Western Digital
WDC
$179B
$845K 0.07%
+17,624
New +$735K
PNC icon
288
PNC Financial Services
PNC
$100B
$833K 0.06%
5,220
+1,357
+35% +$204K
IEMG icon
289
iShares Core MSCI Emerging Markets ETF
IEMG
$149B
$829K 0.06%
15,428
-3,044
-16% -$157K
EEM icon
290
iShares MSCI Emerging Markets ETF
EEM
$28B
$827K 0.06%
18,422
+2,408
+15% +$103K
XME icon
291
State Street SPDR S&P Metals & Mining ETF
XME
$4.05B
$826K 0.06%
28,196
+10,999
+64% +$300K
IJJ icon
292
iShares S&P Mid-Cap 400 Value ETF
IJJ
$8.85B
$814K 0.06%
9,538
+128
+1% +$10.5K
FTCS icon
293
First Trust Capital Strength ETF
FTCS
$7.88B
$804K 0.06%
13,320
+774
+6% +$45.1K
F icon
294
Ford
F
$57.3B
$792K 0.06%
85,207
-3,196
-4% -$28.7K
AJG icon
295
Arthur J. Gallagher & Co
AJG
$63.7B
$781K 0.06%
8,197
+2,336
+40% +$214K
AWK icon
296
American Water Works
AWK
$26.3B
$780K 0.06%
6,352
+4,454
+235% +$540K
QTEC icon
297
First Trust NASDAQ-100 Technology Index Fund
QTEC
$4.4B
$773K 0.06%
7,723
+1,164
+18% +$108K
SDIV icon
298
Global X SuperDividend ETF
SDIV
$1.21B
$766K 0.06%
14,437
-2,662
-16% -$137K
PM icon
299
Philip Morris
PM
$301B
$762K 0.06%
8,958
+923
+11% +$76.1K
NVO
300
Novo Nordisk
NVO
$216B
$756K 0.06%
26,122
+7,860
+43% +$218K
10 11
12
13 14

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AG
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AMH
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EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q4 2019 Portfolio in Review

As of Q4 2019, Prospera Financial Services held 639 positions worth $1.3B, up 33% from $974M the previous quarter. Its ten largest holdings account for 32% of the portfolio.

Prospera Financial Services deployed $255M of net new capital in Q4 2019, opening 97 new positions and adding to 312 existing holdings. Its largest new stake was Danaher: 36,420 shares worth $4.96M.

By sector, the portfolio is most concentrated in Technology at 9.7% of assets, up from 6.7% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Invesco S&P 500 Low Volatility ETF, an estimated $5.23M trimmed.

  • Prospera Financial Services's largest Q4 2019 buy was Danaher: 36,420 shares worth $4.96M.
  • Prospera Financial Services added most to Microsoft in Q4 2019, an estimated $10.9M increase.
  • Prospera Financial Services's biggest Q4 2019 reduction was Invesco S&P 500 Low Volatility ETF, cutting an estimated $5.23M.
  • Prospera Financial Services fully exited Invesco BulletShares 2019 High Yield Corporate Bond ETF in Q4 2019, selling an estimated $2.67M.
  • Prospera Financial Services's ten largest holdings make up 32% of its $1.3B portfolio in Q4 2019.
  • Prospera Financial Services opened 97 new positions and closed 44 in Q4 2019.
  • Prospera Financial Services's portfolio value rose 33% quarter-over-quarter to $1.3B.

Based on Prospera Financial Services's 13F filing for Q4 2019, filed 12 Feb 2020.