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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+1.9%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$974M
AUM Growth
+$82.9M
Cap. Flow
+$78.7M
Cap. Flow %
8.08%
Top 10 Hldgs %
37.28%
Holding
577
New
62
Increased
280
Reduced
175
Closed
35

Top Buys

Rank Stock Value
1
BX icon
Blackstone
BX
+$22.3M
2
BIV icon
Vanguard Intermediate-Term Bond ETF
BIV
+$3.19M
3
GLD icon
SPDR Gold Trust
GLD
+$2.83M
4
APO icon
Apollo Global Management
APO
+$2.78M
5
FVD icon
First Trust Value Line Dividend Fund
FVD
+$2.49M

Top Sells

Rank Stock Value
1
DVY icon
iShares Select Dividend ETF
DVY
+$2.34M
2
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$1.96M
3
CMI icon
Cummins
CMI
+$1.8M
4
DIS icon
Walt Disney
DIS
+$1.67M
5
IUSV icon
iShares Core S&P US Value ETF
IUSV
+$1.28M

Sector Composition

Rank Sector Weight
1 Financials 6.81%
2 Technology 6.66%
3 Industrials 3.57%
4 Consumer Discretionary 3.34%
5 Healthcare 3.12%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ES icon
276
Eversource Energy
ES
$28.2B
$577K 0.06%
6,751
+116
+2% +$9.22K
HYZD icon
277
WisdomTree Trust WisdomTree Interest Rate Hedged High Yield Bond Fund
HYZD
$260M
$577K 0.06%
25,095
+856
+4% +$19.8K
AEP icon
278
American Electric Power
AEP
$73.7B
$576K 0.06%
6,151
+52
+0.9% +$4.72K
QTEC icon
279
First Trust NASDAQ-100 Technology Index Fund
QTEC
$4.4B
$574K 0.06%
6,559
+544
+9% +$47.6K
GBIL icon
280
Goldman Sachs Access Treasury 0-1 Year ETF
GBIL
$7.68B
$573K 0.06%
5,705
-10,500
-65% -$1.05M
VNQ icon
281
Vanguard Real Estate ETF
VNQ
$39.9B
$565K 0.06%
6,055
-711
-11% -$64.5K
SHYD icon
282
VanEck Short High Yield Muni ETF
SHYD
$447M
$563K 0.06%
22,362
+4,125
+23% +$104K
FEX icon
283
First Trust Large Cap Core AlphaDEX Fund
FEX
$1.58B
$561K 0.06%
9,217
+8
+0.1% +$488
PEY icon
284
Invesco High Yield Equity Dividend Achievers ETF
PEY
$1.13B
$559K 0.06%
30,521
+2,388
+8% +$43.1K
SYK icon
285
Stryker
SYK
$127B
$558K 0.06%
2,581
+17
+0.7% +$3.65K
VBR icon
286
Vanguard Small-Cap Value ETF
VBR
$37.1B
$558K 0.06%
4,333
+113
+3% +$14.5K
EWJ icon
287
iShares MSCI Japan ETF
EWJ
$21.7B
$553K 0.06%
9,751
-869
-8% -$47.6K
BSCL
288
DELISTED
Invesco BulletShares 2021 Corporate Bond ETF
BSCL
$550K 0.06%
25,862
+4,731
+22% +$100K
AMAT icon
289
Applied Materials
AMAT
$426B
$545K 0.06%
10,929
-229
-2% -$11.1K
GIS icon
290
General Mills
GIS
$19.2B
$544K 0.06%
9,869
+3,910
+66% +$211K
LIN icon
291
Linde
LIN
$237B
$543K 0.06%
2,805
+24
+0.9% +$4.65K
PCY icon
292
Invesco Emerging Markets Sovereign Debt ETF
PCY
$1.38B
$543K 0.06%
18,624
-7,390
-28% -$217K
LUV icon
293
Southwest Airlines
LUV
$22.1B
$542K 0.06%
10,041
+157
+2% +$8.21K
PNC icon
294
PNC Financial Services
PNC
$100B
$541K 0.06%
3,863
+1,838
+91% +$249K
DWTR
295
DELISTED
Invesco DWA Tactical Sector Rotation ETF
DWTR
$537K 0.06%
17,100
+5,922
+53% +$190K
FSK icon
296
FS KKR Capital
FSK
$2.98B
$533K 0.05%
22,870
– –
IWP icon
297
iShares Russell Mid-Cap Growth ETF
IWP
$20B
$532K 0.05%
7,522
+2,712
+56% +$195K
RFEM icon
298
First Trust RiverFront Dynamic Emerging Markets ETF
RFEM
$77.5M
$530K 0.05%
9,175
-5,696
-38% -$338K
AJG icon
299
Arthur J. Gallagher & Co
AJG
$63.7B
$525K 0.05%
5,861
+450
+8% +$40.5K
BSCN
300
DELISTED
Invesco BulletShares 2023 Corporate Bond ETF
BSCN
$525K 0.05%
24,680
+3,325
+16% +$70.6K
10 11
12
13 14

Similar funds

AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q3 2019 Portfolio in Review

As of Q3 2019, Prospera Financial Services held 577 positions worth $974M, up 9.3% from $891M the previous quarter. Its ten largest holdings account for 37% of the portfolio.

Prospera Financial Services deployed $78.7M of net new capital in Q3 2019, opening 62 new positions and adding to 280 existing holdings. Its largest new stake was lululemon athletica: 10,689 shares worth $2.06M.

By sector, the portfolio is most concentrated in Financials at 6.8% of assets, up from 3.8% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was iShares Select Dividend ETF, an estimated $2.34M trimmed.

  • Prospera Financial Services's largest Q3 2019 buy was lululemon athletica: 10,689 shares worth $2.06M.
  • Prospera Financial Services added most to Blackstone in Q3 2019, an estimated $22.3M increase.
  • Prospera Financial Services's biggest Q3 2019 reduction was iShares Select Dividend ETF, cutting an estimated $2.34M.
  • Prospera Financial Services fully exited CyrusOne Inc Common Stock in Q3 2019, selling an estimated $602K.
  • Prospera Financial Services's ten largest holdings make up 37% of its $974M portfolio in Q3 2019.
  • Prospera Financial Services opened 62 new positions and closed 35 in Q3 2019.
  • Prospera Financial Services's portfolio value rose 9.3% quarter-over-quarter to $974M.

Based on Prospera Financial Services's 13F filing for Q3 2019, filed 22 Oct 2019.