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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+5%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$655M
AUM Growth
-$2.85M
Cap. Flow
-$24.3M
Cap. Flow %
-3.71%
Top 10 Hldgs %
40.21%
Holding
472
New
41
Increased
127
Reduced
207
Closed
77

Top Buys

Rank Stock Value
1
BRK.A icon
Berkshire Hathaway Class A
BRK.A
+$11.4M
2
DWFI
SPDR Dorsey Wright Fixed Income Allocation ETF
DWFI
+$3.03M
3
GMED icon
Globus Medical
GMED
+$2.16M
4
FVD icon
First Trust Value Line Dividend Fund
FVD
+$1.81M
5
UPS icon
United Parcel Service
UPS
+$1.59M

Top Sells

Rank Stock Value
1
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$3.42M
2
BSJH
Guggenheim BulletShares 2017 High Yield Corporate Bond ETF
BSJH
+$3.12M
3
BA icon
Boeing
BA
+$1.98M
4
OEF icon
iShares S&P 100 ETF
OEF
+$1.74M
5
BX icon
Blackstone
BX
+$1.56M

Sector Composition

Rank Sector Weight
1 Financials 5.65%
2 Technology 4.3%
3 Industrials 4.16%
4 Healthcare 4.04%
5 Energy 2.96%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MGK icon
276
Vanguard Mega Cap Growth ETF
MGK
$31.9B
$360K 0.06%
16,155
-2,500
-13% -$54.4K
HDV
277
iShares Core High Dividend ETF
HDV
$14.4B
$358K 0.05%
19,820
+1,055
+6% +$18.5K
TSCO icon
278
Tractor Supply
TSCO
$16.3B
$358K 0.05%
23,300
+5,595
+32% +$71.8K
EMLP icon
279
First Trust North American Energy Infrastructure Fund
EMLP
$4.18B
$352K 0.05%
14,248
-7,917
-36% -$195K
PBT
280
Permian Basin Royalty Trust
PBT
$1.36B
$351K 0.05%
39,600
-5,200
-12% -$47.7K
PGX icon
281
Invesco Preferred ETF
PGX
$3.84B
$350K 0.05%
23,626
+4,674
+25% +$70K
DWTR
282
DELISTED
Invesco DWA Tactical Sector Rotation ETF
DWTR
$350K 0.05%
12,251
-1,137
-8% -$31.9K
RCL icon
283
Royal Caribbean
RCL
$78.7B
$340K 0.05%
2,778
+780
+39% +$96.5K
LUV icon
284
Southwest Airlines
LUV
$22B
$339K 0.05%
5,241
-500
-9% -$29.4K
SHY icon
285
iShares 1-3 Year Treasury Bond ETF
SHY
$25.4B
$339K 0.05%
4,045
-1,987
-33% -$167K
CSFL
286
DELISTED
CenterState Bank Corporation Common Stock
CSFL
$335K 0.05%
13,125
– –
ADP icon
287
Automatic Data Processing
ADP
$100B
$334K 0.05%
2,835
-551
-16% -$63K
FREL icon
288
Fidelity MSCI Real Estate Index ETF
FREL
$1.53B
$331K 0.05%
13,693
+56
+0.4% +$1.38K
HBI
289
DELISTED
Hanesbrands
HBI
$329K 0.05%
15,474
+250
+2% +$5.34K
AGN
290
DELISTED
Allergan plc
AGN
$326K 0.05%
+1,898
New +$341K
LHX icon
291
L3Harris
LHX
$55.9B
$324K 0.05%
2,286
+1
+0% +$140
BRK.A icon
292
Berkshire Hathaway Class A
BRK.A
$1.07T
$323K 0.05%
111
+40
+56% +$11.4M
EMR icon
293
Emerson Electric
EMR
$82.9B
$322K 0.05%
4,519
+1,252
+38% +$81.1K
ITW icon
294
Illinois Tool Works
ITW
$81.4B
$318K 0.05%
1,913
+107
+6% +$17.1K
GDX icon
295
VanEck Gold Miners ETF
GDX
$23B
$317K 0.05%
13,410
-14,425
-52% -$328K
CHK
296
DELISTED
Chesapeake Energy Corporation
CHK
$313K 0.05%
391
+61
+18% +$47.5K
FTSM icon
297
First Trust Enhanced Short Maturity ETF
FTSM
$6.51B
$312K 0.05%
5,210
+888
+21% +$53.3K
VTV icon
298
Vanguard Value ETF
VTV
$189B
$308K 0.05%
2,865
+301
+12% +$31.1K
LEA icon
299
Lear
LEA
$7.19B
$307K 0.05%
1,647
-143
-8% -$25.1K
GS icon
300
Goldman Sachs
GS
$313B
$305K 0.05%
1,188
-582
-33% -$143K
10 11
12
13 14

Similar funds

AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q4 2017 Portfolio in Review

As of Q4 2017, Prospera Financial Services held 472 positions worth $655M, down 0.43% from $657M the previous quarter. Its ten largest holdings account for 40% of the portfolio.

Prospera Financial Services withdrew a net $24.3M in Q4 2017, closing 77 positions and reducing 207 holdings. Its most notable exit was Guggenheim BulletShares 2017 High Yield Corporate Bond ETF, an estimated $3.12M position sold in full.

By sector, the portfolio is most concentrated in Financials at 5.6% of assets, down from 6% a quarter earlier, followed by Technology and Industrials.

Against the trend, Prospera Financial Services opened a new position in Globus Medical worth $2.53M.

  • Prospera Financial Services's largest Q4 2017 buy was Globus Medical: 61,630 shares worth $2.53M.
  • Prospera Financial Services added most to Berkshire Hathaway Class A in Q4 2017, an estimated $11.4M increase.
  • Prospera Financial Services's biggest Q4 2017 reduction was First Trust Dorsey Wright Focus 5 ETF, cutting an estimated $3.42M.
  • Prospera Financial Services fully exited Guggenheim BulletShares 2017 High Yield Corporate Bond ETF in Q4 2017, selling an estimated $3.12M.
  • Prospera Financial Services's ten largest holdings make up 40% of its $655M portfolio in Q4 2017.
  • Prospera Financial Services opened 41 new positions and closed 77 in Q4 2017.
  • Prospera Financial Services's portfolio value fell 0.43% quarter-over-quarter to $655M.

Based on Prospera Financial Services's 13F filing for Q4 2017, filed 24 Jan 2018.