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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+9.22%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$5.86B
AUM Growth
+$495M
Cap. Flow
+$94.6M
Cap. Flow %
1.61%
Top 10 Hldgs %
19.02%
Holding
1,408
New
95
Increased
664
Reduced
532
Closed
56

Top Buys

Rank Stock Value
1
NVDA icon
NVIDIA
NVDA
+$16.3M
2
IJS icon
iShares S&P Small-Cap 600 Value ETF
IJS
+$7.53M
3
WCMI
First Trust WCM International Equity ETF
WCMI
+$6.68M
4
WM icon
Waste Management
WM
+$6.19M
5
ZS icon
Zscaler
ZS
+$6.15M

Top Sells

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$9.71M
2
MSTR icon
Strategy Inc
MSTR
+$9.25M
3
IJT icon
iShares S&P Small-Cap 600 Growth ETF
IJT
+$8.27M
4
ISRG icon
Intuitive Surgical
ISRG
+$6.52M
5
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$6.14M

Sector Composition

Rank Sector Weight
1 Technology 17.61%
2 Financials 8.32%
3 Industrials 5.96%
4 Consumer Discretionary 4.8%
5 Communication Services 4.38%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LMT icon
251
Lockheed Martin
LMT
$134B
$4.91M 0.08%
9,828
-5,336
-35% -$2.42M
SPSB icon
252
State Street SPDR Portfolio Short Term Corporate Bond ETF
SPSB
$10.4B
$4.88M 0.08%
161,195
+16,808
+12% +$507K
BP icon
253
BP
BP
$107B
$4.82M 0.08%
139,789
+25,279
+22% +$847K
TDIV icon
254
First Trust NASDAQ Technology Dividend Index Fund
TDIV
$4.11B
$4.8M 0.08%
48,709
+2,210
+5% +$206K
BIV icon
255
Vanguard Intermediate-Term Bond ETF
BIV
$29B
$4.8M 0.08%
61,378
+2,568
+4% +$199K
AEP icon
256
American Electric Power
AEP
$72.4B
$4.77M 0.08%
42,392
+15,856
+60% +$1.73M
EOG icon
257
EOG Resources
EOG
$74.4B
$4.77M 0.08%
42,512
+67
+0.2% +$7.99K
FDN icon
258
First Trust Dow Jones Internet Index Fund ETF
FDN
$5B
$4.76M 0.08%
17,004
+1,860
+12% +$510K
PGR icon
259
Progressive
PGR
$128B
$4.75M 0.08%
19,240
+5,184
+37% +$1.28M
PSX icon
260
Phillips 66
PSX
$82.5B
$4.73M 0.08%
34,787
-5,549
-14% -$711K
ADM icon
261
Archer Daniels Midland
ADM
$40.1B
$4.72M 0.08%
79,046
+316
+0.4% +$18.5K
CGUS icon
262
Capital Group Core Equity ETF
CGUS
$11.2B
$4.72M 0.08%
119,428
-112
-0.1% -$4.3K
CWB icon
263
State Street SPDR Bloomberg Convertible Securities ETF
CWB
$5.52B
$4.7M 0.08%
51,904
+7,527
+17% +$647K
FTEC icon
264
Fidelity MSCI Information Technology Index ETF
FTEC
$19.4B
$4.68M 0.08%
21,048
-842
-4% -$175K
WDC icon
265
Western Digital
WDC
$160B
$4.63M 0.08%
38,579
+5,849
+18% +$478K
PAYX icon
266
Paychex
PAYX
$42.3B
$4.61M 0.08%
36,378
+2,068
+6% +$287K
SBR
267
Sabine Royalty Trust
SBR
$1.07B
$4.6M 0.08%
57,918
+26,859
+86% +$1.92M
MDY icon
268
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$26.9B
$4.57M 0.08%
7,662
-56
-0.7% -$32.9K
JAAA icon
269
Janus Henderson AAA CLO ETF
JAAA
$29.1B
$4.55M 0.08%
89,702
+73,905
+468% +$3.75M
VYM icon
270
Vanguard High Dividend Yield ETF
VYM
$81.9B
$4.55M 0.08%
32,224
-186
-0.6% -$25.6K
RFCI icon
271
ALPS Dynamic Core Income ETF
RFCI
$15.5M
$4.52M 0.08%
198,797
+7,484
+4% +$169K
DALI icon
272
First Trust DorseyWright DALI 1 ETF
DALI
$96.9M
$4.52M 0.08%
160,294
-5,676
-3% -$155K
TCHP icon
273
T. Rowe Price Blue Chip Growth ETF
TCHP
$2.07B
$4.51M 0.08%
92,167
+85,015
+1,189% +$4M
FDX icon
274
FedEx
FDX
$74B
$4.47M 0.08%
18,957
-536
-3% -$124K
TPL icon
275
Texas Pacific Land
TPL
$26.9B
$4.43M 0.08%
14,217
+219
+2% +$69K
9 10
11
12 13

Similar funds

AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q3 2025 Portfolio in Review

As of Q3 2025, Prospera Financial Services held 1,408 positions worth $5.86B, up 9.2% from $5.37B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Prospera Financial Services's Q3 2025 filing shows 95 new, 664 increased, 532 reduced and 56 closed positions. Its largest new stake was First Trust WCM International Equity ETF: 420,351 shares worth $7.09M. The largest sale was iShares Core S&P 500 ETF, an estimated $9.71M.

By sector, the portfolio is most concentrated in Technology at 18% of assets, up from 16% a quarter earlier, followed by Financials and Industrials.

  • Prospera Financial Services's largest Q3 2025 buy was First Trust WCM International Equity ETF: 420,351 shares worth $7.09M.
  • Prospera Financial Services added most to NVIDIA in Q3 2025, an estimated $16.3M increase.
  • Prospera Financial Services's biggest Q3 2025 reduction was iShares Core S&P 500 ETF, cutting an estimated $9.71M.
  • Prospera Financial Services fully exited State Street SPDR S&P 400 Mid Cap Growth ETF in Q3 2025, selling an estimated $5.48M.
  • Prospera Financial Services's ten largest holdings make up 19% of its $5.86B portfolio in Q3 2025.
  • Prospera Financial Services opened 95 new positions and closed 56 in Q3 2025.
  • Prospera Financial Services's portfolio value rose 9.2% quarter-over-quarter to $5.86B.

Based on Prospera Financial Services's 13F filing for Q3 2025, filed 6 Nov 2025.