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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+10.09%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$3.02B
AUM Growth
+$434M
Cap. Flow
+$181M
Cap. Flow %
5.99%
Top 10 Hldgs %
18.87%
Holding
1,133
New
127
Increased
429
Reduced
454
Closed
82

Top Buys

Rank Stock Value
1
XOM icon
ExxonMobil
XOM
+$18.5M
2
BUFR icon
FT Vest Fund of Buffer ETFs
BUFR
+$13.2M
3
IVV icon
iShares Core S&P 500 ETF
IVV
+$12.7M
4
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$11.7M
5
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$11.5M

Top Sells

Rank Stock Value
1
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$31.8M
2
SPIP icon
State Street SPDR Portfolio TIPS ETF
SPIP
+$12.2M
3
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$7.03M
4
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$6.99M
5
IYK icon
iShares US Consumer Staples ETF
IYK
+$6.65M

Sector Composition

Rank Sector Weight
1 Technology 13.49%
2 Financials 6.53%
3 Healthcare 4.81%
4 Industrials 4.22%
5 Energy 4.07%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
QCOM icon
251
Qualcomm
QCOM
$172B
$2.8M 0.09%
19,385
-3,294
-15% -$408K
CB icon
252
Chubb
CB
$141B
$2.8M 0.09%
12,405
-850
-6% -$186K
BCX icon
253
BlackRock Resources & Commodities Strategy Trust
BCX
$891M
$2.79M 0.09%
313,950
+3,780
+1% +$33.3K
UBER icon
254
Uber
UBER
$144B
$2.78M 0.09%
45,201
+2,312
+5% +$121K
NXP icon
255
Nuveen Select Tax-Free Income Portfolio
NXP
$899M
$2.75M 0.09%
+186,287
New +$2.6M
BSJQ icon
256
Invesco BulletShares 2026 High Yield Corporate Bond ETF
BSJQ
$899M
$2.75M 0.09%
118,859
+137
+0.1% +$3.12K
SHW icon
257
Sherwin-Williams
SHW
$87.4B
$2.74M 0.09%
8,796
-378
-4% -$102K
D icon
258
Dominion Energy
D
$62.1B
$2.74M 0.09%
58,323
-4,802
-8% -$214K
SPYV icon
259
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
$36.5B
$2.69M 0.09%
57,664
+21,279
+58% +$918K
GMED icon
260
Globus Medical
GMED
$10.9B
$2.68M 0.09%
50,200
– –
FNX icon
261
First Trust Mid Cap Core AlphaDEX Fund
FNX
$1.39B
$2.66M 0.09%
25,497
-544
-2% -$51K
ATO icon
262
Atmos Energy
ATO
$29.9B
$2.66M 0.09%
22,910
-585
-2% -$65.4K
SPIB icon
263
State Street SPDR Portfolio Intermediate Term Corporate Bond ETF
SPIB
$11.5B
$2.64M 0.09%
80,476
+3,315
+4% +$105K
SPYM
264
State Street SPDR Portfolio S&P 500 ETF
SPYM
$160B
$2.63M 0.09%
47,091
-964
-2% -$50.5K
DFUV icon
265
Dimensional US Marketwide Value ETF
DFUV
$15.5B
$2.63M 0.09%
70,681
– –
TXN icon
266
Texas Instruments
TXN
$253B
$2.59M 0.09%
15,222
-947
-6% -$147K
DEO icon
267
Diageo
DEO
$49.4B
$2.57M 0.09%
17,630
+1,815
+11% +$268K
DGRW icon
268
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
$16.7B
$2.55M 0.08%
36,346
+1,085
+3% +$71.7K
VV icon
269
Vanguard Large-Cap ETF
VV
$52B
$2.55M 0.08%
11,678
-705
-6% -$144K
AJG icon
270
Arthur J. Gallagher & Co
AJG
$68.2B
$2.52M 0.08%
11,203
-1,247
-10% -$295K
CRWD icon
271
CrowdStrike
CRWD
$185B
$2.5M 0.08%
39,108
+4,044
+12% +$212K
XES icon
272
State Street SPDR S&P Oil & Gas Equipment & Services ETF
XES
$357M
$2.47M 0.08%
+29,267
New +$2.54M
ITOT icon
273
iShares Core S&P Total US Stock Market ETF
ITOT
$93.7B
$2.47M 0.08%
23,502
+8,306
+55% +$814K
FDX icon
274
FedEx
FDX
$74B
$2.45M 0.08%
9,704
+3,755
+63% +$954K
FTGC icon
275
First Trust Global Tactical Commodity Strategy Fund
FTGC
$2.95B
$2.45M 0.08%
109,182
+3,292
+3% +$76.8K
9 10
11
12 13

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AG
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AMH
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EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
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CIA
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PS
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PFA
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RBI
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Prospera Financial Services's Q4 2023 Portfolio in Review

As of Q4 2023, Prospera Financial Services held 1,133 positions worth $3.02B, up 17% from $2.59B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Prospera Financial Services deployed $181M of net new capital in Q4 2023, opening 127 new positions and adding to 429 existing holdings. Its largest new stake was FT Vest Fund of Nasdaq-100 Buffer ETFs: 295,108 shares worth $7.97M.

By sector, the portfolio is most concentrated in Technology at 13% of assets, down from 14% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was First Trust Dorsey Wright Focus 5 ETF, an estimated $31.8M trimmed.

  • Prospera Financial Services's largest Q4 2023 buy was FT Vest Fund of Nasdaq-100 Buffer ETFs: 295,108 shares worth $7.97M.
  • Prospera Financial Services added most to ExxonMobil in Q4 2023, an estimated $18.5M increase.
  • Prospera Financial Services's biggest Q4 2023 reduction was First Trust Dorsey Wright Focus 5 ETF, cutting an estimated $31.8M.
  • Prospera Financial Services fully exited State Street SPDR Portfolio TIPS ETF in Q4 2023, selling an estimated $12.2M.
  • Prospera Financial Services's ten largest holdings make up 19% of its $3.02B portfolio in Q4 2023.
  • Prospera Financial Services opened 127 new positions and closed 82 in Q4 2023.
  • Prospera Financial Services's portfolio value rose 17% quarter-over-quarter to $3.02B.

Based on Prospera Financial Services's 13F filing for Q4 2023, filed 14 Feb 2024.