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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
-2.85%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$2.59B
AUM Growth
-$26.7M
Cap. Flow
+$66.7M
Cap. Flow %
2.58%
Top 10 Hldgs %
19.41%
Holding
1,082
New
78
Increased
496
Reduced
373
Closed
76

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$9.66M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$9.18M
3
FIXD icon
First Trust Smith Opportunistic Fixed Income ETF
FIXD
+$8.8M
4
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$7.69M
5
BUFR icon
FT Vest Fund of Buffer ETFs
BUFR
+$6.11M

Top Sells

Rank Stock Value
1
IFV icon
First Trust Dorsey Wright International Focus 5 ETF
IFV
+$19.3M
2
STIP icon
iShares 0-5 Year TIPS Bond ETF
STIP
+$12.1M
3
PIZ icon
Invesco Dorsey Wright Developed Markets Momentum ETF
PIZ
+$9.54M
4
PIE icon
Invesco Dorsey Wright Emerging Markets Momentum ETF
PIE
+$9.45M
5
VTIP icon
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
+$7.73M

Sector Composition

Rank Sector Weight
1 Technology 13.76%
2 Financials 6.88%
3 Healthcare 5.36%
4 Industrials 4.66%
5 Consumer Staples 4.25%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
INTC icon
251
Intel
INTC
$438B
$2.24M 0.09%
63,005
-387
-0.6% -$13.5K
DGRW icon
252
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
$16.7B
$2.24M 0.09%
35,261
+12,126
+52% +$806K
ES icon
253
Eversource Energy
ES
$28.5B
$2.22M 0.09%
38,132
+4,366
+13% +$291K
C icon
254
Citigroup
C
$221B
$2.21M 0.09%
53,749
-1,276
-2% -$56K
DXJ icon
255
WisdomTree Japan Hedged Equity Fund
DXJ
$7.11B
$2.21M 0.09%
25,042
+16,081
+179% +$1.37M
VEA icon
256
Vanguard FTSE Developed Markets ETF
VEA
$226B
$2.21M 0.09%
50,504
-13,734
-21% -$629K
CG icon
257
Carlyle Group
CG
$16.7B
$2.2M 0.09%
72,936
-2,938
-4% -$94.7K
GWW icon
258
W.W. Grainger
GWW
$65.6B
$2.18M 0.08%
3,143
+147
+5% +$106K
UNG icon
259
United States Natural Gas Fund
UNG
$445M
$2.15M 0.08%
78,573
-1,987
-2% -$55.6K
JAAA icon
260
Janus Henderson AAA CLO ETF
JAAA
$29.1B
$2.14M 0.08%
+42,537
New +$2.13M
CIBR icon
261
First Trust NASDAQ Cybersecurity ETF
CIBR
$14.1B
$2.13M 0.08%
46,921
+1,882
+4% +$86.2K
IEF icon
262
iShares 7-10 Year Treasury Bond ETF
IEF
$47.4B
$2.12M 0.08%
23,118
-9,862
-30% -$930K
FMB icon
263
First Trust Managed Municipal ETF
FMB
$2.04B
$2.08M 0.08%
42,518
-2,529
-6% -$127K
VBR icon
264
Vanguard Small-Cap Value ETF
VBR
$37.6B
$2.07M 0.08%
12,974
+2,121
+20% +$355K
XLF icon
265
State Street Financial Select Sector SPDR ETF
XLF
$57.3B
$2.07M 0.08%
62,281
+6,085
+11% +$210K
BKLN icon
266
Invesco Senior Loan ETF
BKLN
$6.97B
$2.04M 0.08%
97,329
-3,578
-4% -$75.3K
KRE icon
267
State Street SPDR S&P Regional Banking ETF
KRE
$4.53B
$1.99M 0.08%
47,707
+4,147
+10% +$185K
DWAW icon
268
AdvisorShares Dorsey Wright FSM All Cap World ETF
DWAW
$90.6M
$1.98M 0.08%
65,460
-49,758
-43% -$1.56M
TIP icon
269
iShares TIPS Bond ETF
TIP
$14.5B
$1.98M 0.08%
19,083
-5,625
-23% -$595K
UBER icon
270
Uber
UBER
$144B
$1.97M 0.08%
42,889
+5,218
+14% +$238K
TFC icon
271
Truist Financial
TFC
$64.3B
$1.96M 0.08%
68,341
+14,560
+27% +$448K
VWO icon
272
Vanguard FTSE Emerging Markets ETF
VWO
$119B
$1.95M 0.08%
49,839
-735
-1% -$30K
FSEP icon
273
FT Vest US Equity Buffer ETF September
FSEP
$1.21B
$1.92M 0.07%
51,895
+7,429
+17% +$283K
CDNS icon
274
Cadence Design Systems
CDNS
$94.9B
$1.92M 0.07%
8,211
-759
-8% -$178K
IVW icon
275
iShares S&P 500 Growth ETF
IVW
$72.1B
$1.91M 0.07%
27,891
-730
-3% -$51.7K
9 10
11
12 13

Similar funds

AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q3 2023 Portfolio in Review

As of Q3 2023, Prospera Financial Services held 1,082 positions worth $2.59B, down 1% from $2.61B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Prospera Financial Services's Q3 2023 filing shows 78 new, 496 increased, 373 reduced and 76 closed positions. Its largest new stake was Vale: 339,367 shares worth $4.55M. The largest sale was First Trust Dorsey Wright International Focus 5 ETF, an estimated $19.3M.

By sector, the portfolio is most concentrated in Technology at 14% of assets, down from 15% a quarter earlier, followed by Financials and Healthcare.

  • Prospera Financial Services's largest Q3 2023 buy was Vale: 339,367 shares worth $4.55M.
  • Prospera Financial Services added most to iShares Core S&P 500 ETF in Q3 2023, an estimated $9.66M increase.
  • Prospera Financial Services's biggest Q3 2023 reduction was First Trust Dorsey Wright International Focus 5 ETF, cutting an estimated $19.3M.
  • Prospera Financial Services fully exited State Street SPDR FTSE International Government Inflation-Protected Bond ETF in Q3 2023, selling an estimated $6.03M.
  • Prospera Financial Services's ten largest holdings make up 19% of its $2.59B portfolio in Q3 2023.
  • Prospera Financial Services opened 78 new positions and closed 76 in Q3 2023.
  • Prospera Financial Services's portfolio value fell 1% quarter-over-quarter to $2.59B.

Based on Prospera Financial Services's 13F filing for Q3 2023, filed 13 Nov 2023.