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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
-3.83%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$1.92B
AUM Growth
-$44.4M
Cap. Flow
+$64.1M
Cap. Flow %
3.35%
Top 10 Hldgs %
20.63%
Holding
1,691
New
67
Increased
511
Reduced
232
Closed
861

Top Buys

Rank Stock Value
1
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$24M
2
SSUS icon
Day Hagan/Ned Davis Research Smart Sector ETF
SSUS
+$19.5M
3
XBI icon
State Street SPDR S&P Biotech ETF
XBI
+$12.5M
4
AMD icon
Advanced Micro Devices
AMD
+$7.69M
5
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$7.06M

Top Sells

Rank Stock Value
1
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$46.7M
2
COWZ icon
Pacer US Cash Cows 100 ETF
COWZ
+$13.1M
3
JEPI icon
JPMorgan Equity Premium Income ETF
JEPI
+$12.9M
4
SPIP icon
State Street SPDR Portfolio TIPS ETF
SPIP
+$6.17M
5
VALE icon
Vale
VALE
+$5.04M

Sector Composition

Rank Sector Weight
1 Technology 13.28%
2 Financials 7.3%
3 Healthcare 6.57%
4 Consumer Staples 4.86%
5 Consumer Discretionary 4.85%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MO icon
251
Altria Group
MO
$122B
$1.78M 0.09%
44,105
+517
+1% +$22.6K
QYLD icon
252
Global X NASDAQ-100 Covered Call ETF
QYLD
$8.03B
$1.78M 0.09%
113,623
+2,942
+3% +$51.6K
FNDX icon
253
Schwab Fundamental US Large Company Index ETF
FNDX
$26.6B
$1.76M 0.09%
110,766
-19,404
-15% -$342K
IVW icon
254
iShares S&P 500 Growth ETF
IVW
$72.2B
$1.76M 0.09%
30,453
+427
+1% +$27.7K
GSG icon
255
iShares S&P GSCI Commodity-Indexed Trust
GSG
$981M
$1.75M 0.09%
84,799
-3,344
-4% -$73.6K
AZPN
256
DELISTED
Aspen Technology Inc
AZPN
$1.73M 0.09%
7,279
+6,793
+1,398% +$1.41M
ATO icon
257
Atmos Energy
ATO
$29.7B
$1.72M 0.09%
16,905
+574
+4% +$65.8K
UNM icon
258
Unum
UNM
$13.8B
$1.72M 0.09%
44,213
-872
-2% -$31.9K
EXC icon
259
Exelon
EXC
$48.2B
$1.68M 0.09%
44,949
+4,071
+10% +$180K
SPYG icon
260
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
$50.6B
$1.68M 0.09%
33,567
+18,515
+123% +$1.04M
EMR icon
261
Emerson Electric
EMR
$83.6B
$1.66M 0.09%
22,690
+2,471
+12% +$205K
ETN icon
262
Eaton
ETN
$155B
$1.66M 0.09%
12,441
+11,047
+792% +$1.55M
MCHP icon
263
Microchip Technology
MCHP
$42.3B
$1.65M 0.09%
26,994
-1,367
-5% -$89.8K
TIPZ icon
264
PIMCO Broad US TIPS Index Exchange-Traded Fund
TIPZ
$88.7M
$1.64M 0.09%
30,860
+650
+2% +$37.4K
VOE icon
265
Vanguard Mid-Cap Value ETF
VOE
$23.8B
$1.64M 0.09%
13,426
+2,786
+26% +$377K
GTLS
266
DELISTED
Chart Industries
GTLS
$1.63M 0.08%
8,827
-288
-3% -$53.4K
PEJ icon
267
Invesco Leisure and Entertainment ETF
PEJ
$259M
$1.61M 0.08%
46,602
-334
-0.7% -$12.9K
MINT icon
268
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$16.9B
$1.6M 0.08%
16,162
+10,714
+197% +$1.06M
AJG icon
269
Arthur J. Gallagher & Co
AJG
$65.1B
$1.59M 0.08%
9,296
-1,005
-10% -$178K
SCHP icon
270
Schwab US TIPS ETF
SCHP
$16.3B
$1.59M 0.08%
61,224
+4,076
+7% +$113K
SJM icon
271
J.M. Smucker
SJM
$12.9B
$1.58M 0.08%
11,485
-77
-0.7% -$10.5K
SHW icon
272
Sherwin-Williams
SHW
$80.7B
$1.57M 0.08%
7,682
+1,422
+23% +$337K
CEG icon
273
Constellation Energy
CEG
$96.4B
$1.56M 0.08%
+18,755
New +$1.38M
PSX icon
274
Phillips 66
PSX
$83.3B
$1.55M 0.08%
19,190
-20,336
-51% -$1.73M
SKYY icon
275
First Trust Cloud Computing ETF
SKYY
$2.78B
$1.55M 0.08%
25,570
-7,343
-22% -$508K
9 10
11
12 13

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AG
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AMH
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EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q3 2022 Portfolio in Review

As of Q3 2022, Prospera Financial Services held 1,691 positions worth $1.92B, down 2.3% from $1.96B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Prospera Financial Services deployed $64.1M of net new capital in Q3 2022, opening 67 new positions and adding to 511 existing holdings. Its largest new stake was Day Hagan/Ned Davis Research Smart Sector ETF: 613,408 shares worth $17.7M.

By sector, the portfolio is most concentrated in Technology at 13% of assets, up from 13% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was First Trust Enhanced Short Maturity ETF, an estimated $46.7M trimmed.

  • Prospera Financial Services's largest Q3 2022 buy was Day Hagan/Ned Davis Research Smart Sector ETF: 613,408 shares worth $17.7M.
  • Prospera Financial Services added most to First Trust Dorsey Wright Focus 5 ETF in Q3 2022, an estimated $24M increase.
  • Prospera Financial Services's biggest Q3 2022 reduction was First Trust Enhanced Short Maturity ETF, cutting an estimated $46.7M.
  • Prospera Financial Services fully exited State Street SPDR Portfolio TIPS ETF in Q3 2022, selling an estimated $6.17M.
  • Prospera Financial Services's ten largest holdings make up 21% of its $1.92B portfolio in Q3 2022.
  • Prospera Financial Services opened 67 new positions and closed 861 in Q3 2022.
  • Prospera Financial Services's portfolio value fell 2.3% quarter-over-quarter to $1.92B.

Based on Prospera Financial Services's 13F filing for Q3 2022, filed 27 Oct 2022.